Symbol Company Name Type of Security Unit Flag Tier Type of Financing Flow Through Flag Currency Offering Price - Canadian Dollar Equivalent Issued Total Gross Proceeds - Canadian Dollar Equivalent Effective Date Underwriter XYZ.P Clermont Capital Inc. COMMON N Tier2 IPO N CDN 0.10 "3,000,000" "300,000.00" 08/29/2012 PI Financial Corp. KYY.P Khayyam Minerals Ltd. COMMON N Tier2 IPO N CDN 0.10 "2,500,000" "250,000.00" 08/31/2012 Canaccord Genuity Corp. NAC Nanton Nickel Corp. COMMON N Tier2 IPO N CDN 0.15 "2,000,000" "300,000.00" 08/27/2012 Haywood Securities Inc. NIA.P Niagara Ventures Corporation COMMON N Tier2 IPO N CDN 0.20 "11,503,532" "2,300,706.40" 08/29/2012 Macquarie Private Wealth Inc. TQ.P Tanq Capital Corporation COMMON N Tier2 IPO N CDN 0.10 "4,000,000" "400,000.00" 08/31/2012 Raymond James Ltd. UN Universal Ventures Inc. COMMON N Tier2 IPO N CDN 0.25 "3,500,000" "875,000.00" 08/31/2012 Canaccord Genuity Corp. MEN Magnum Energy Inc. COMMON N Tier2 EOP N CDN 0.08 "3,750,000" "300,000.00" 08/10/2012 Macquarie Private Wealth Inc. TN.UN True North Apartment Real Estate Investment Trust COMMON Y Tier2 PD N CDN 3.92 "11,479,286" "44,998,801.12" 08/15/2012 "Raymond James Ltd., Canaccord Genuity Corp., National Bank Financial Inc., Dundee Securities inc., GMP Securities L.P., Desjardins Securities Inc., Macquarie Capital Markets Canada Ltd." TN.UN True North Apartment Real Estate Investment Trust COMMON Y Tier2 PD N CDN 3.92 "1,607,143" "6,300,000.56" 08/15/2012 "Raymond James Ltd., Canaccord Genuity Corp., National Bank Financial Inc., Dundee Securities inc., GMP Securities L.P., Desjardins Securities Inc., Macquarie Capital Markets Canada Ltd." ABI Abcourt Mines Inc. UNIT Y Tier1 PP N CDN 0.12 "8,750,000" "1,050,000.00" 08/23/2012 AXI Advanced Explorations Inc. UNIT Y Tier2 PP Y CDN 0.24 "5,013,000" "1,203,120.00" 08/14/2012 AXI Advanced Explorations Inc. UNIT Y Tier2 PP N CDN 0.21 "2,805,952" "589,249.92" 08/14/2012 APC Advanced Proteome Therapeutics Corporation UNIT Y Tier2 PP N CDN 0.08 "3,625,000" "290,000.00" 08/30/2012 AFA Afri-Can Marine Minerals Corporation UNIT Y Tier1 PP N CDN 0.16 "4,896,600" "783,456.00" 08/29/2012 ANQ Allegiance Equity Corporation UNIT Y Tier2 PP N CDN 0.20 "700,000" "140,000.00" 08/24/2012 ANB Anglo-Bomarc Mines Ltd. (N.P.L.) SHARE N Tier2 PP N CDN 0.05 "2,000,000" "100,000.00" 08/13/2012 APP Appalaches Resources Inc. UNIT Y Tier1 PP N CDN 0.08 "16,287,842" "1,303,027.36" 08/23/2012 ADG Arcus Development Group Inc. SHARE N Tier2 PP Y CDN 0.10 "1,000,000" "100,000.00" 08/14/2012 UAX Athabasca Uranium Inc. SHARE N Tier2 PP Y CDN 0.15 "3,200,000" "480,000.00" 08/24/2012 UAX Athabasca Uranium Inc. UNIT Y Tier2 PP N CDN 0.12 "1,300,000" "156,000.00" 08/24/2012 AUU Aura Silver Resources Inc. UNIT Y Tier2 PP N CDN 0.05 "4,000,000" "200,000.00" 08/14/2012 AIA Auriga Gold Corp. UNIT Y Tier2 PP N CDN 0.17 "3,672,942" "624,400.14" 08/01/2012 ARU Auro Resources Corp. UNIT Y Tier2 PP N CDN 0.05 "5,210,000" "260,500.00" 08/31/2012 BCG BCGold Corp UNIT Y Tier2 PP N CDN 0.05 "1,500,000" "75,000.00" 08/23/2012 BKR Berkwood Resources Ltd. UNIT Y Tier2 PP N CDN 0.06 "5,670,000" "340,200.00" 08/30/2012 BPC Black Panther Mining Corp. SHARE N Tier2 PP Y CDN 0.05 "600,000" "30,000.00" 08/16/2012 BPC Black Panther Mining Corp. UNIT Y Tier2 PP N CDN 0.05 "400,000" "20,000.00" 08/16/2012 BLN Blackline GPS Corp. UNIT Y Tier2 PP N CDN 1.25 "3,200,000" "4,000,000.00" 08/14/2012 BSK Blue Sky Uranium Corp. UNIT Y Tier2 PP N CDN 0.10 "1,380,000" "138,000.00" 08/29/2012 BSK Blue Sky Uranium Corp. UNIT Y Tier2 PP N CDN 0.10 "3,130,000" "313,000.00" 08/17/2012 BON Bonaparte Resources Inc. UNIT Y Tier2 PP N CDN 0.10 "2,345,000" "234,500.00" 08/31/2012 BXX Boxxer Gold Corp. UNIT Y Tier2 PP N CDN 0.07 "8,863,000" "620,410.00" 08/15/2012 BEN Butte Energy Inc. SHARE N Tier2 PP N CDN 0.25 "9,436,908" "2,359,227.00" 08/09/2012 CCH C2C Industrial Properties Inc. SHARE N Tier2 PP N CDN 4.55 "4,835,200" "22,000,160.00" 08/13/2012 CYX Calyx Bio-Ventures Inc. UNIT Y Tier2 PP N CDN 0.25 "1,110,000" "277,500.00" 08/08/2012 Canaccord Capital Corp. CO Canadian Orebodies Inc. UNIT Y Tier2 PP N CDN 0.18 "7,055,556" "1,270,000.08" 08/28/2012 CO Canadian Orebodies Inc. UNIT Y Tier2 PP Y CDN 0.20 "13,700,000" "2,740,000.00" 08/28/2012 COE CanAm Coal Corp. UNIT Y Tier2 PP N CDN "1,000.00" "7,165" "7,165,000.00" 08/20/2012 CSQ Canamex Resources Corp. UNIT Y Tier2 PP N CDN 0.27 "10,866,000" "2,933,820.00" 08/09/2012 CAN CanAsia Financial Inc. UNIT Y Tier1 PP N CDN 0.11 "400,000" "44,000.00" 08/14/2012 CAP Castle Peak Mining Ltd. UNIT Y Tier2 PP N CDN 0.17 "14,823,528" "2,519,999.76" 08/14/2012 CJO Cerro Resources NL SHARE N Tier1 PP N CDN 0.07 "33,135,513" "2,405,969.60" 08/23/2012 AIR Cleanfield Alternative Energy Inc. SHARE N Tier2 PP N CDN 0.05 "5,240,000" "262,000.00" 08/29/2012 CYU Columbia Yukon Explorations Inc. SHARE N Tier1 PP N CDN 0.05 "3,000,000" "150,000.00" 08/08/2012 CCE Commerce Resources Corp. UNIT Y Tier1 PP Y CDN 0.30 "5,601,666" "1,680,499.80" 08/08/2012 CVB Compass Gold Corporation UNIT Y Tier2 PP N CDN 0.06 "28,502,024" "1,710,121.44" 08/23/2012 CSL Comstock Metals Ltd. UNIT Y Tier2 PP Y CDN 0.20 "550,000" "110,000.00" 08/01/2012 CSL Comstock Metals Ltd. UNIT Y Tier2 PP N CDN 0.15 "8,134,000" "1,220,100.00" 08/01/2012 CSL Comstock Metals Ltd. UNIT Y Tier2 PP Y CDN 0.20 "275,000" "55,000.00" 08/21/2012 CSL Comstock Metals Ltd. UNIT Y Tier2 PP N CDN 0.15 "8,736,331" "1,310,449.65" 08/21/2012 CEX Contact Exploration Inc. SHARE N Tier2 PP N CDN 0.15 "20,000,000" "3,000,000.00" 08/15/2012 CWM Crown Gold Corporation SHARE N Tier2 PP Y CDN 0.09 "4,763,333" "404,883.31" 08/13/2012 DRK Derek Oil & Gas Corporation UNIT Y Tier2 PP N CDN 0.05 "3,758,000" "187,900.00" 08/24/2012 DES Desmarais Energy Corporation SHARE N Tier2 PP N CDN 0.05 "300,000" "15,000.00" 08/13/2012 DV Dolly Varden Silver Corporation SHARE N Tier1 PP N CDN 0.16 "20,000,000" "3,200,000.00" 08/31/2012 DVV Driven Capital Corp. UNIT Y Tier2 PP N CDN 0.06 "1,067,000" "64,020.00" 08/07/2012 ERN.P Earny Resources Ltd. UNIT Y Tier2 PP Y CDN 0.20 "600,000" "120,000.00" 08/27/2012 ERN.P Earny Resources Ltd. UNIT Y Tier2 PP N CDN 0.15 "1,795,000" "269,250.00" 08/27/2012 EPT Empower Technologies Corporation UNIT Y Tier1 PP N CDN 0.10 "1,550,000" "155,000.00" 08/22/2012 EKD Epic Data International Inc. SHARE N Tier2 PP N CDN 0.20 "3,750,000" "750,000.00" 08/09/2012 EV Erin Ventures Inc. UNIT Y Tier2 PP N CDN 0.06 "19,214,996" "1,152,899.76" 08/15/2012 FRN Feronia Inc. SHARE N Tier1 PP N CDN 0.10 "23,868,153" "2,386,815.30" 08/27/2012 FAU Fire River Gold Corp. UNIT Y Tier1 PP N CDN 0.07 "16,602,709" "1,079,176.09" 08/31/2012 FAU Fire River Gold Corp. UNIT Y Tier1 PP N CDN 0.07 "88,417,458" "5,747,134.77" 08/09/2012 FGR First Graphite Corp. UNIT Y Tier2 PP N CDN 0.06 "1,666,666" "99,999.96" 08/22/2012 FPX First Point Minerals Corp. UNIT Y Tier2 PP N CDN 0.56 "779,382" "436,453.92" 08/07/2012 FLY Flyht Aerospace Solutions Ltd. UNIT Y Tier2 PP N CDN 0.20 "20,749,700" "4,149,940.00" 08/31/2012 FEB Functional Technologies Corp. UNIT Y Tier2 PP N CDN 0.20 "2,225,000" "445,000.00" 08/15/2012 GOV GeoVenCap Inc. UNIT Y Tier2 PP N CDN 0.24 "416,666" "99,999.84" 08/07/2012 GGL GGL Resources Corp. UNIT Y Tier2 PP N CDN 0.05 "2,400,000" "120,000.00" 08/15/2012 GMZ Global Met Coal Corporation UNIT Y Tier2 PP N CDN 0.07 "3,262,000" "228,340.00" 08/20/2012 GMZ Global Met Coal Corporation UNIT Y Tier2 PP N CDN 0.07 "10,319,057" "722,333.99" 08/15/2012 Leede Financial Markets Inc. GGD GoGold Resources Inc. UNIT Y Tier2 PP N CDN 1.23 "24,300,000" "29,999,808.00" 08/01/2012 "BMO Nesbitt Burns Inc., Wolverton Securities Ltd., Canaccord Capital Corp." GDR Golden Dory Resources Corp. SHARE N Tier2 PP Y CDN 0.06 "12,366,667" "742,000.02" 08/31/2012 GDR Golden Dory Resources Corp. UNIT Y Tier2 PP N CDN 0.05 "2,818,500" "140,925.00" 08/31/2012 GQC GoldQuest Mining Corp. SHARE N Tier2 PP N CDN 1.25 "12,000,000" "15,000,000.00" 08/31/2012 "Raymond James Ltd., Clarus Securities Inc., Stifel Nicolaus Canada Inc., GMP Securities Ltd., Dundee Securities Ltd." GR Great Atlantic Resources Corp. UNIT Y Tier2 PP N CDN 0.10 "1,000,000" "100,000.00" 08/24/2012 GSW Green Swan Capital Corp. UNIT Y Tier2 PP N CDN 0.10 "590,000" "59,000.00" 08/14/2012 GSW Green Swan Capital Corp. UNIT Y Tier2 PP Y CDN 0.12 "1,687,000" "202,440.00" 08/14/2012 GEX Guerrero Exploration Inc. UNIT Y Tier2 PP N CDN 0.05 "9,117,000" "455,850.00" 08/22/2012 GWQ GWR Resources Inc. UNIT Y Tier2 PP Y CDN 0.12 "7,030,700" "843,684.00" 08/07/2012 HSR Homestake Resource Corporation UNIT Y Tier2 PP N CDN 0.20 "837,500" "167,500.00" 08/10/2012 HLM Houston Lake Mining Inc. UNIT Y Tier2 PP Y CDN 0.05 "4,000,000" "200,000.00" 08/15/2012 HDA Huldra Silver Inc. SHARE N Tier2 PP N CDN 1.08 "3,559,815" "3,844,600.20" 08/17/2012 HDA Huldra Silver Inc. SHARE N Tier2 PP Y CDN 1.20 "4,837,899" "5,805,478.80" 08/17/2012 ICG Integra Gold Corp. UNIT Y Tier1 PP N CDN 0.27 "1,949,300" "526,311.00" 08/24/2012 "Industrial Alliance Securities Inc., Euro Pacific Canada, Stonecap Securities Inc." ICG Integra Gold Corp. UNIT Y Tier1 PP Y CDN 0.32 "8,804,332" "2,773,364.58" 08/24/2012 "Industrial Alliance Securities Inc., Euro Pacific Canada, Stonecap Securities Inc." ISS International Samuel Exploration Corp. UNIT Y Tier2 PP Y CDN 0.10 "2,610,000" "261,000.00" 08/09/2012 ISS International Samuel Exploration Corp. UNIT Y Tier2 PP N CDN 0.10 "300,000" "30,000.00" 08/09/2012 JAX Jaxon Minerals Inc. UNIT Y Tier2 PP N CDN 0.08 "10,976,625" "878,130.00" 08/09/2012 JIM Jiminex Inc. UNIT Y Tier2 PP N CDN 0.08 "6,725,000" "538,000.00" 08/16/2012 KIK.P Kilkenny Capital Corporation SHARE N Tier2 PP N CDN 0.10 "1,000,000" "100,000.00" 08/09/2012 LGN Legend Gold Corp. SHARE N Tier2 PP N CDN 0.05 "6,000,000" "300,000.00" 08/15/2012 LEC Lignol Energy Corporation SHARE N Tier1 PP N CDN 0.08 "30,750,000" "2,460,000.00" 08/28/2012 LGR Logan Resources Ltd. UNIT Y Tier2 PP N CDN 0.10 "10,000,000" "1,000,000.00" 08/31/2012 MFS Medifocus Inc. UNIT Y Tier2 PP N CDN 0.15 "40,567,253" "6,085,087.95" 08/13/2012 MTB Mountain Boy Minerals Ltd. UNIT Y Tier2 PP N CDN 0.05 "24,000,000" "1,200,000.00" 08/20/2012 MUN Mundoro Capital Inc. UNIT Y Tier2 PP N CDN 0.40 "3,950,000" "1,580,000.00" 08/23/2012 NCE Nesscap Energy Inc. SHARE N Tier2 PP N CDN 0.38 "22,934,342" "8,715,049.96" 08/21/2012 NVM Nevada Clean Magnesium Inc. UNIT Y Tier2 PP N CDN 0.05 "550,000" "27,500.00" 08/27/2012 NWE New West Energy Services Inc. SHARE N Tier1 PP N CDN 0.06 "2,000,000" "120,000.00" 08/24/2012 NNX Nickel North Exploration Corp. UNIT Y Tier2 PP Y CDN 0.22 "2,504,600" "551,012.00" 08/09/2012 PI Financial Corp. NNX Nickel North Exploration Corp. UNIT Y Tier2 PP N CDN 0.20 "14,560,000" "2,912,000.00" 08/09/2012 NFC Northern Financial Corporation SHARE N Tier2 PP N CDN 0.05 "8,000,000" "400,000.00" 08/21/2012 NFR Northern Freegold Resources Ltd. UNIT Y Tier2 PP N CDN 0.10 "10,000,000" "1,000,000.00" 08/31/2012 NGM Northern Gold Mining Inc. SHARE N Tier2 PP N CDN 0.30 "43,333,334" "13,000,000.20" 08/28/2012 NTR Northern Tiger Resources Inc. UNIT Y Tier2 PP N CDN 0.12 "250,000" "30,000.00" 08/24/2012 NTR Northern Tiger Resources Inc. SHARE N Tier2 PP Y CDN 0.14 "214,285" "29,999.90" 08/24/2012 NQ Northquest Ltd. UNIT Y Tier2 PP Y CDN 0.25 "2,360,000" "590,000.00" 08/10/2012 NQ Northquest Ltd. UNIT Y Tier2 PP N CDN 0.20 "2,642,500" "528,500.00" 08/10/2012 ODN Odin Mining and Exploration Ltd. SHARE N Tier2 PP N CDN 0.10 "9,950,000" "995,000.00" 08/28/2012 OPG Open Gold Corp. UNIT Y Tier2 PP N CDN 0.05 "6,163,000" "308,150.00" 08/07/2012 PGS Paget Minerals Corp. UNIT Y Tier2 PP N CDN 0.16 "6,054,212" "968,673.92" 08/02/2012 PGR Paragon Minerals Corporation SHARE N Tier2 PP N CDN 0.07 "7,000,000" "490,000.00" 08/03/2012 PKS Parkside Resources Corporation UNIT Y Tier2 PP Y CDN 0.12 "841,667" "101,000.04" 08/20/2012 Macquarie Private Wealth Inc. PKS Parkside Resources Corporation UNIT Y Tier2 PP N CDN 0.10 "5,300,000" "530,000.00" 08/20/2012 Macquarie Private Wealth Inc. PX Pelangio Exploration Inc. SHARE N Tier1 PP N CDN 0.25 "4,600,000" "1,150,000.00" 08/21/2012 PEM Premium Exploration Inc. UNIT Y Tier2 PP N CDN 0.07 "7,142,857" "499,999.99" 08/30/2012 NKL Prophecy Platinum Corp. UNIT Y Tier1 PP Y CDN 1.45 "807,655" "1,171,099.75" 08/03/2012 NKL Prophecy Platinum Corp. UNIT Y Tier1 PP N CDN 1.20 "5,067,208" "6,080,649.60" 08/03/2012 NKL Prophecy Platinum Corp. UNIT Y Tier1 PP N CDN 1.20 "2,500,000" "3,000,000.00" 08/29/2012 RDS Radisson Mining Resources Inc. UNIT Y Tier2 PP N CDN 0.06 "3,333,334" "200,000.04" 08/09/2012 RED Redwater Energy Corp. SHARE N Tier2 PP Y CDN 0.25 "2,200,000" "550,000.00" 08/24/2012 RBE RockBridge Resources Inc. UNIT Y Tier2 PP N CDN 0.05 "610,000" "30,500.00" 08/22/2012 RL Rockland Minerals Corp. SHARE N Tier2 PP N CDN 0.16 "125,000" "20,000.00" 08/10/2012 RRS Rogue Iron Ore Corp. UNIT Y Tier2 PP Y CDN 0.15 "2,342,500" "351,375.00" 08/01/2012 RRS Rogue Iron Ore Corp. UNIT Y Tier2 PP N CDN 0.12 "1,593,500" "191,220.00" 08/01/2012 ROU Rouge Resources Ltd. UNIT Y Tier2 PP N CDN 0.25 "3,316,000" "829,000.00" 08/30/2012 ROU Rouge Resources Ltd. UNIT Y Tier2 PP N CDN 0.25 "752,000" "188,000.00" 08/30/2012 SMN San Marco Resources Inc. UNIT Y Tier2 PP N CDN 0.10 "7,260,000" "726,000.00" 08/03/2012 SMI Saturn Minerals Inc. UNIT Y Tier2 PP N CDN 0.20 "2,300,000" "460,000.00" 08/01/2012 SMY Search Minerals Inc. UNIT Y Tier2 PP N CDN 0.20 "4,532,000" "906,400.00" 08/23/2012 SHG Shield Gold Inc. UNIT Y Tier2 PP N CDN 0.10 "475,000" "47,500.00" 08/08/2012 SHG Shield Gold Inc. UNIT Y Tier2 PP Y CDN 0.10 "1,500,000" "150,000.00" 08/08/2012 SGH Standard Graphite Corporation UNIT Y Tier2 PP N CDN 0.15 "5,250,000" "787,500.00" 08/14/2012 SRD Strait Minerals Inc. SHARE N Tier2 PP N CDN 0.10 "3,000,000" "300,000.00" 08/20/2012 SGC Sunridge Gold Corp. UNIT Y Tier2 PP N CDN 0.37 "5,405,405" "1,999,999.85" 08/17/2012 TEA Tearlach Resources Limited UNIT Y Tier2 PP N CDN 0.05 "19,600,000" "980,000.00" 08/23/2012 TUO Teuton Resources Corp. UNIT Y Tier2 PP N CDN 0.32 "4,170,750" "1,334,640.00" 08/20/2012 THX Thor Explorations Ltd. SHARE N Tier2 PP N CDN 0.15 "2,261,884" "339,282.60" 08/21/2012 UBR Uragold Bay Resources Inc. UNIT Y Tier2 PP N CDN 0.06 "1,936,667" "116,200.02" 08/22/2012 VEL Vanoil Energy Ltd. UNIT Y Tier2 PP N CDN 0.60 "58,333" "34,999.80" 08/24/2012 VEL Vanoil Energy Ltd. UNIT Y Tier2 PP N CDN 0.60 "8,317,484" "4,990,490.40" 08/09/2012 VMV Victory Mountain Ventures Ltd. UNIT Y Tier2 PP N CDN 0.15 "3,340,000" "501,000.00" 08/30/2012 VGM Virgin Metals Inc. SHARE N Tier2 PP N CDN 0.15 "1,359,807" "203,971.05" 08/17/2012 WZR WesternZagros Resources Ltd. SHARE N Tier2 PP N CDN 1.40 "40,714,286" "57,000,000.40" 08/24/2012 WST Westridge Resources Inc. UNIT Y Tier2 PP N CDN 0.25 "1,461,600" "365,400.00" 08/13/2012 WTC White Tiger Mining Corp. SHARE N Tier2 PP Y CDN 0.16 "1,800,000" "288,000.00" 08/21/2012 WTC White Tiger Mining Corp. UNIT Y Tier2 PP N CDN 0.16 "6,270,000" "1,003,200.00" 08/21/2012 XEL Xcite Energy Limited UNIT Y Tier2 PP N CDN 1.08 "12,000,000" "12,987,120.00" 08/24/2012 IMS.H Investissements TSPL Inc. UNIT Y NEX PP N CDN 0.25 "1,160,000" "290,000.00" 08/21/2012 PPM.H Pacific Imperial Mines Inc. SHARE N NEX PP N CDN 0.10 "2,000,000" "200,000.00" 08/03/2012