SYMBOL ISSUE LONG NAME CUSIP NATURE OF BUSINESS BASE LOCATION OLD NAME NAME CHANGE DATE SUSPENSION DATE COMPANY LIST DATE COMPANY DELIST DATE ISSUE SHORT NAME COMPANY NAME ISSUE LIST DATE ISSUE DELIST DATE FISCAL YEAR END OUTSTANDING SHARES SPLIT DATE SPLIT FACTOR DIVIDEND PAYING INDICATOR (A:S:Q:M:) OPTIONS TRADED FLAG ESCROWED SHARES SECURITY DESCRIPTION SECURITY TYPE ETF FLAG AAB ABERDEEN INTERNATIONAL INC. J 003069 10 1 INVESTMENT COMPANY C 01/30/2008 Aberdeen Int'l. J Aberdeen International Inc. 01/30/2008 131 96052282 Common Shares COM N AAR.UN PURE INDUSTRIAL REIT CLASS 'A' UNITS 74623T 10 8 INVESTMENT TRUST C 09/19/2012 05/25/2018 Pure Industrial Un Pure Industrial Real Estate Trust 09/19/2012 05/25/2018 1231 0 M Class A Units TUT N AAV ADVANTAGE OIL & GAS LTD. 00765F 10 1 OIL/GAS EXPL & DEV C Advantage Energy Income Fund 07/14/2009 10/21/1993 Advantage Oil & Gas Advantage Oil & Gas Ltd. 10/21/1993 1231 186202977 01/09/1997 0.2 common shares COM N ABT ABSOLUTE SOFTWARE CORPORATION J 00386B 10 9 COMPUTER SEC SOLUTION C 12/02/2005 Absolute Software J Absolute Software Corporation 12/02/2005 630 40193660 01/02/2008 2 Q Common Shares COM N ABX BARRICK GOLD CORPORATION 067901 10 8 GOLD EXPL & DEV C American Barrick Resources Corporation 01/18/1995 05/02/1983 Barrick Gold Corp Barrick Gold Corporation 12/13/1985 1231 1166902835 02/15/1993 2 Q Common Shares COM N AC AIR CANADA VOTING AND VARIABLE VOTING 008911 87 7 AIRLINE C 11/17/2006 Air Canada Vote & VV Air Canada 11/17/2006 1231 272681156 Voting and Variable Voting Shares RV N ACB AURORA CANNABIS INC. J 05156X 10 8 BIOPHARM PROD/MKT C 07/24/2017 Aurora Cannabis J Aurora Cannabis Inc. 07/24/2017 630 561515531 common shares COM N ACB.WT AURORA CANNABIS INC. J WT 05156X 14 0 BIOPHARM PROD/MKT C 07/24/2017 Aurora Cannabs J Wt Aurora Cannabis Inc. 10/27/2017 630 25000000 common share purchase warrants WTS N ACD ACCORD FINANCIAL CORP. 00435L 10 8 FINANCIAL SERVICES C 06/17/1992 Accord Financial Accord Financial Corp. 06/17/1992 1231 8307713 05/04/1984 1.5 Q Common Shares COM N ACO.X ATCO LTD. CL 'I' NV 046789 40 0 HOLDING COMPANY C 03/08/1968 ATCO Ltd. Cl I NV ATCO Ltd. 01/30/1981 1231 101473973 06/17/2013 2 Q Class I Non-voting Shares NV N ACO.Y ATCO LTD. CL 'II' 046789 50 9 HOLDING COMPANY C 03/08/1968 ATCO Ltd. Cl II ATCO Ltd. 01/30/1981 1231 13297755 06/17/2013 2 Q Class II Shares CLY N ACQ AUTOCANADA INC. 05277B 20 9 AUTOMOBILE SALES C AutoCanada Income Fund 01/05/2010 05/10/2006 AutoCanada Inc. AutoCanada Inc. 05/10/2006 1231 27459683 Q Common Shares COM N ACR.UN AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN 00844Y 10 5 INVESTMENT TRUST C 01/24/2013 Agellan Commercl Un Agellan Commercial Real Estate Investment Trust 01/24/2013 1231 32953362 M Units UTS N ACZ.UN AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS 02527A 10 7 INVESTMENT FUND C 12/18/2013 Americn CoreSecDivUn American Core Sectors Dividend Fund 12/18/2013 1231 1391950 M Trust Units TUT N AD ALARIS ROYALTY CORP. 01163Q 40 0 INVESTMENT COMPANY C 11/18/2008 Alaris Royalty Corp. Alaris Royalty Corp. 11/18/2008 1231 36481247 04/30/1992 0.333333333 M common shares COM N ADC.UN FIRST ASSET CDN CONVERTIBLES FUND TRANS UN 31865N 10 8 INVESTMENT FUND C Canadian Advantaged Convertibles Fund 12/21/2015 12/20/2010 1st Asset CdnConv Un First Asset Canadian Convertibles Fund 12/20/2010 1231 1638844 Q Transferable Units UTS N ADN ACADIAN TIMBER CORP. 004272 10 0 LUMBER PROCESS/MKT C Acadian Timber Income Fund 01/05/2010 01/30/2006 Acadian Timber Corp. Acadian Timber Corp. 01/30/2006 1231 16731216 Q Common Shares COM N ADW.A ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV 03444Q 10 0 WINERY C Andres Wines Ltd. 10/27/2006 08/29/1972 Andrew Peller A NV Andrew Peller Limited/Andrew Peller Limitee 11/01/1978 331 35970547 10/17/2016 3 Q Class A Non-voting Shares NV N ADW.B ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' 03444Q 20 9 WINERY C Andres Wines Ltd. 10/27/2006 08/29/1972 Andrew Peller Ltd. B Andrew Peller Limited/Andrew Peller Limitee 11/01/1978 331 8202733 10/17/2016 3 Q Class B Voting Shares CLB N AEF ACASTA ENTERPRISES INC. CL 'B' 00434X 30 1 INVESTMENT MGT C 07/29/2015 Acasta Entrpr Cl B Acasta Enterprises Inc. 09/08/2015 1231 70215298 Class B Shares CLB N AEF.WT ACASTA ENTERPRISES INC. WT 00434X 11 1 INVESTMENT MGT C 07/29/2015 Acasta Entrpr Wt Acasta Enterprises Inc. 09/08/2015 1231 20884062 Warrants WTS N AEM AGNICO EAGLE MINES LIMITED 008474 10 8 GLD/SIL EXPL & DEV C Agnico-Eagle Mines Ltd. 05/02/2013 12/27/1957 Agnico Eagle Mines Agnico Eagle Mines Limited 12/27/1957 1231 233484204 03/29/1999 0.2 Q Common Shares COM N AEZS AETERNA ZENTARIS INC. 007975 40 2 BIOPHARMACEUTICAL C Aeterna Laboratories Inc. 06/02/2004 12/18/1995 AEterna Zentaris Inc AEterna Zentaris Inc. 12/18/1995 1231 16440760 11/20/2015 0.01 Common Shares COM N AFN AG GROWTH INTERNATIONAL INC. 001181 10 6 INVESTMENT COMPANY C Ag Growth Income Fund 06/08/2009 05/17/2004 Ag Growth Int'l Inc. Ag Growth International Inc. 05/17/2004 1231 16474271 M Common Shares COM N AFN.DB.B AG GROWTH INTERNATIONAL INC. EXTEND 5.25% DEB 001181 AE 6 INVESTMENT COMPANY C Ag Growth Income Fund 06/08/2009 05/17/2004 Ag Growth Intl ExtDb Ag Growth International Inc. 12/01/2014 1231 517500 5.25% Extendible Convertible Unsecured Subordinated Debentures DEB N AFN.DB.C AG GROWTH INT'L INC. CONV 5% 12/31/2020 DEB 001181 AF 3 INVESTMENT COMPANY C Ag Growth Income Fund 06/08/2009 05/17/2004 Ag Growth Intl2020Db Ag Growth International Inc. 09/29/2015 1231 750000 5.00% CONVERTIBLE UNSECURED SUBORDINATED DEBENTURES DEB N AFN.DB.D AG GROWTH INT'L 4.85% 30JUN22 DEB 001181 AH 9 INVESTMENT COMPANY C Ag Growth Income Fund 06/08/2009 05/17/2004 AG Growth Intl4.85Db Ag Growth International Inc. 04/24/2017 1231 862500 4.85% Convertible Unsecured Subordinated Debentures DEB N AFN.DB.E AG GROWTH INT'L 4.5% 31DEC22 DEB 001181 AJ 5 INVESTMENT COMPANY C Ag Growth Income Fund 06/08/2009 05/17/2004 AG Growth Intl 4.5Db Ag Growth International Inc. 01/02/2018 1231 862500 4.50% Convertible Unsecured Subordinated Debentures DEB N AGF.B AGF MANAGEMENT LTD. CL 'B' NV 001092 10 5 MUTUAL FUNDS C A.G.F. Management Limited 12/23/1994 08/19/1968 AGF Management B NV AGF Management Limited 08/19/1968 1130 79943300 08/25/2000 2 Q Class B Non-Voting Shares NV N AGI ALAMOS GOLD INC. J 011532 10 8 MINERAL EXPL & DEV C 06/21/2004 Alamos Gold Inc. J Alamos Gold Inc. 06/21/2004 1231 389152372 S Class A Common Shares COM N AGI.WT ALAMOS GOLD INC. WT J 011532 11 6 MINERAL EXPL & DEV C 06/21/2004 Alamos Gold Inc Wt J Alamos Gold Inc. 09/04/2013 1231 7167865 Common Share Purchase Warrants WTS N AGI.WT.A ALAMOS GOLD INC. WT A J 011532 12 4 MINERAL EXPL & DEV C 06/21/2004 Alamos Gold Wt A J Alamos Gold Inc. 01/11/2016 1231 5090749 Common share purchase warrants WTS N AGT AGT FOOD AND INGREDIENTS INC. 001264 10 0 FOOD PROD & DSTR C Alliance Grain Traders Inc. 10/03/2014 09/18/2009 AGT Food&Ingredients AGT Food and Ingredients Inc. 09/18/2009 1231 24236536 Q common shares COM N AGT.PR.A AGT FOOD AND INGREDIENTS INC. 5.375% PR 001264 20 9 FOOD PROD & DSTR C Alliance Grain Traders Inc. 10/03/2014 09/18/2009 AGT Food&Ingrednt Pr AGT Food and Ingredients Inc. 01/08/2018 1231 19000000 5.375% Subordinate Preferred Securities PRF N AHY.UN ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN 00769W 10 0 INVESTMENT FUND C 03/30/2011 Advntg Cdn HiYld Bnd Advantaged Canadian High Yield Bond Fund 03/30/2011 1231 2511348 Q Class A Units UTS N AI ATRIUM MORTGAGE INVESTMENT CORPORATION 04964G 10 0 INVESTMENT COMPANY C 09/04/2012 Atrium Mtg Invest Atrium Mortgage Investment Corporation 09/04/2012 1231 36142993 M common shares COM N AI.DB ATRIUM MORTGAGE INVESTMENT CORP 5.25% DEB 04964G AB 6 INVESTMENT COMPANY C 09/04/2012 Atrium Mtg Inv5.25Db Atrium Mortgage Investment Corporation 06/18/2013 1231 325000 "5.25% Convertible Unsecured Subordinated Debentures due June 30, 2020" DEB N AI.DB.A ATRIUM MORTGAGE INVESTMENT CORP 6.25% DEB 04964G AC 4 INVESTMENT COMPANY C 09/04/2012 Atrium Mtg Inv6.25Db Atrium Mortgage Investment Corporation 02/27/2014 1231 318010 6.25% CONVERTIBLE UNSECURED SUBORDINATED DEBENTURES DEB N AI.DB.B ATRIUM MORTGAGE INVESTMENT CORP 5.5% DEB 04964G AD 2 INVESTMENT COMPANY C 09/04/2012 Atrium Mtg Inv 5.5Db Atrium Mortgage Investment Corporation 09/23/2014 1231 402500 "5.50% Convertible Debentures due September 30, 2021" DEB N AI.DB.C ATRIUM MORTGAGE INVESTMENT CORP 5.30% DEB 04964G AE 0 INVESTMENT COMPANY C 09/04/2012 Atrium Mtg Inv 5.3Db Atrium Mortgage Investment Corporation 06/12/2017 1231 253000 5.30% Convertible Unsecured Subordinated Debentures DEB N AIF ALTUS GROUP LIMITED 02215R 10 7 REAL EST CONSULT SERV C Altus Group Income Fund 01/04/2011 05/18/2005 Altus Group Limited Altus Group Limited 05/18/2005 1231 39039909 Q Common Shares COM N AII ALMONTY INDUSTRIES INC. J 020398 10 3 TUNGSTEN MNG/PROCESS C 06/01/2018 Almonty Industries J Almonty Industries Inc. 06/01/2018 181804893 Common Shares COM N AIM AIMIA INC. 00900Q 10 3 LOYALTY PROD & SERV C Groupe Aeroplan Inc. 05/09/2012 06/23/2005 Aimia Inc. Aimia Inc. 06/23/2005 1231 152307196 Q Common Shares COM N AIM.PR.A AIMIA INC. CUMULATIVE RESET SERIES '1' PR 00900Q 20 2 LOYALTY PROD & SERV C Groupe Aeroplan Inc. 05/09/2012 06/23/2005 Aimia Inc. Ser 1 Pr Aimia Inc. 01/19/2010 1231 3953365 Q "Cumulative Rate Reset Preferred Shares, Series 1" PRF N AIM.PR.B AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR 00900Q 30 1 LOYALTY PROD & SERV C Groupe Aeroplan Inc. 05/09/2012 06/23/2005 Aimia Inc. Ser 2 Pr Aimia Inc. 03/31/2015 1231 2946635 Q "Cumulative Floating Rate Preferred Shares, Series 2" PRF N AIM.PR.C AIMIA INC. CUMULATIVE RESET SERIES '3' PR 00900Q 40 0 LOYALTY PROD & SERV C Groupe Aeroplan Inc. 05/09/2012 06/23/2005 Aimia Inc. Ser 3 Pr Aimia Inc. 01/14/2014 1231 6000000 Q "Cumulative Rate Reset Preferred Shares, Series 3" PRF N AJX AGJUNCTION INC. 00847V 10 8 TELECOMMUNICATIONS C Hemisphere GPS Inc. 05/29/2013 03/11/1997 AgJunction Inc. AgJunction Inc. 03/11/1997 1231 117178275 Common Shares COM N AKG ASANKO GOLD INC. J 04341Y 10 5 MINERAL EXPL & DEV C Keegan Resources Inc. 03/01/2013 12/22/2008 Asanko Gold Inc. J Asanko Gold Inc. 12/22/2008 1231 225804614 Common Shares COM N AKT.A AKITA DRILLING LTD. CL 'A' NV 009905 10 0 DRILL OIL/GAS WELLS C 01/08/1993 Akita Drill Cl A NV Akita Drilling Ltd. 01/08/1993 1231 16291877 06/08/2005 2 Q Class A Non-Voting Shares NV N AKT.B AKITA DRILLING LTD. CL 'B' 009905 20 9 DRILL OIL/GAS WELLS C 01/08/1993 Akita Drilling Cl B Akita Drilling Ltd. 01/08/1993 1231 1653784 06/08/2005 2 Q Class B Common Shares CLB N AKU.U AKUMIN INC. J USF 01021F 10 9 MEDICAL IMAGING C 12/01/2017 Akumin Inc. J USF Akumin Inc. 12/01/2017 1231 61332579 Common Shares USF N ALA ALTAGAS LTD. 021361 10 0 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd. AltaGas Ltd. 01/17/2000 1231 178847544 M common shares COM N ALA.PR.A ALTAGAS LTD. 5YR SERIES 'A' PR 021361 20 9 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr A Pr AltaGas Ltd. 08/19/2010 1231 5511220 Q "Preferred Shares, Series A" PRF N ALA.PR.B ALTAGAS LTD. FLTG RATE SERIES 'B' PR 021361 30 8 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr B Pr AltaGas Ltd. 09/30/2015 1231 2488780 Q "cumulative redeemable floating rate preferred shares, Series B" PRF N ALA.PR.E ALTAGAS LTD. 5-YR SERIES 'E' PR 021361 80 3 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr E Pr AltaGas Ltd. 12/12/2013 1231 8000000 Q "cumulative redeemable five-year rate reset preferred shares, series E" PRF N ALA.PR.G ALTAGAS LTD. 5YR RESET SERIES 'G' PR 021361 88 6 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr G Pr AltaGas Ltd. 07/02/2014 1231 8000000 Q "cumulative redeemable 5-year rate reset preferred shares, series G" PRF N ALA.PR.I ALTAGAS LTD. 5-YR RESET SERIES 'I' PR 021361 85 2 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr I Pr AltaGas Ltd. 11/20/2015 1231 8000000 Q cumulative redeemable five-year minimum rate reset preferred shares PRF N ALA.PR.K ALTAGAS LTD. 5-YR RESET SER 'K' PR 021361 83 7 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Sr K Pr AltaGas Ltd. 02/21/2017 1231 12000000 Q "cumulative redeemable 5-year rate reset preferred shares, series K" PRF N ALA.PR.U ALTAGAS LTD. 5YR RST SERIES 'C' PR USF 021361 50 6 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd C Pr USF AltaGas Ltd. 06/05/2012 1231 8000000 Q "Cumulative Redeemable Preferred Shares, Series C" PRF N ALA.R ALTAGAS LTD. SUBS RECEIPTS 021361 14 2 NAT GAS DSTR C AltaGas Income Trust 07/06/2010 01/17/2000 AltaGas Ltd Subs Rec AltaGas Ltd. 02/02/2017 1231 71600000 M subscription receipts SBR N ALB ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL 01674P 10 7 INVESTMENT COMPANY C 02/08/2006 Allbanc Splt 2 Cap A Allbanc Split Corp. II 02/08/2006 228 1086538 Q Class A Capital Shares CAP N ALB.PR.C ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR 01674P 30 5 INVESTMENT COMPANY C 02/08/2006 Allbanc Splt II Pr 2 Allbanc Split Corp. II 02/25/2016 228 543269 Q "Class B Preferred Shares, Series 2" PRB N ALC ALGOMA CENTRAL CORPORATION 015644 10 7 RAILWAY & SHIPPING C Algoma Central Railway 10/24/1990 05/27/1958 Algoma Central Corp Algoma Central Corporation 05/27/1958 1231 38527415 12/17/2012 10 Q Common Shares COM N ALC.DB.A ALGOMA CENTRAL CORPORATION 5.25% DEBENTURES 015644 AF 4 RAILWAY & SHIPPING C Algoma Central Railway 10/24/1990 05/27/1958 Algoma Centrl 5.25Db Algoma Central Corporation 06/20/2017 1231 825000 5.25% Convertible Unsecured Subordinated Debentures DEB N ALO ALIO GOLD INC. J 01627X 10 8 GOLD EXPL & DEV C Timmins Gold Corp. 05/16/2017 03/23/2011 Alio Gold Inc. J Alio Gold Inc. 03/23/2011 1231 83784066 05/16/2017 0.1 Common Shares COM N ALO.WT ALIO GOLD INC. J WT 01627X 11 6 GOLD EXPL & DEV C Timmins Gold Corp. 05/16/2017 03/23/2011 Alio Gold J Wt Alio Gold Inc. 11/30/2016 05/31/2018 1231 0 warrants WTS N ALO.WT.A ALIO GOLD INC. J WT A 01627X 12 4 GOLD EXPL & DEV C Timmins Gold Corp. 05/16/2017 03/23/2011 Alio Gold J Wt A Alio Gold Inc. 07/20/2017 1231 4031000 warrants WTS N ALS ALTIUS MINERALS CORPORATION 020936 10 0 OIL/GAS RES PROP C 01/15/2007 Altius Minerals Corp Altius Minerals Corporation 01/15/2007 1231 43215026 Q Common Shares COM N ALS.PR.A ALTIUS MINERALS CORPORATION 5% PR SEC 020936 20 9 OIL/GAS RES PROP C 01/15/2007 Altius Minerals Pr Altius Minerals Corporation 10/11/2017 1231 10000000 Q 5% Subordinate Preferred Securities PRF N AMM ALMADEN MINERALS LTD. 020283 30 5 MINERAL EXPL & DEV C Fairfield Minerals Ltd. 02/11/2002 05/18/1990 Almaden Minerals Almaden Minerals Ltd. 05/18/1990 1231 102199625 Common Shares COM N ANX ANACONDA MINING INC. J 03240P 20 7 MINERAL EXPL & DEV C 04/18/2007 Anaconda Mining J Anaconda Mining Inc. 04/18/2007 1231 107325683 01/22/2018 0.25 Common Shares COM N AOG.UN REDWOOD ENERGY INCOME FUND UN 758007 10 8 INVESTMENT FUND C LOGiQ Advantage Oil & Gas Income Fund 12/20/2017 03/16/2005 05/07/2018 Redwood Engy Incm Un Redwood Energy Income Fund 03/16/2005 05/07/2018 1231 0 M "transferable, redeemable units " UTS N AOI AFRICA OIL CORP. J 00829Q 10 1 OIL & GAS EXPL C 05/06/2014 Africa Oil Corp. J Africa Oil Corp. 05/06/2014 1231 470567619 Common Shares COM N AP.UN ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN 019456 10 2 INVESTMENT TRUST C 02/19/2003 Allied Prop. REIT Un Allied Properties Real Estate Investment Trust 02/19/2003 1231 92969270 M Units UTS N APH APHRIA INC. J 03765K 10 4 BIOPHARM PROD/MKT C 03/22/2017 Aphria Inc. J Aphria Inc. 03/22/2017 531 210125411 common shares COM N APR.UN AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN 05329M 10 4 INVESTMENT TRUST C 07/21/2015 Automotive Ppty Un Automotive Properties Real Estate Investment Trust 07/21/2015 1231 16216000 M Units UTS N APS APTOSE BIOSCIENCES INC. 03835T 20 0 BIOTECHNOLOGY C Lorus Therapeutics Inc. 09/03/2014 06/03/1993 Aptose Biosciences Aptose Biosciences Inc. 06/03/1993 1231 31068928 10/06/2014 0.083333333 Common Shares COM N APY ANGLO PACIFIC GROUP PLC ORDINARY G0386E 10 6 MINERAL RES PROP F 07/09/2010 Anglo Pacific Ord Anglo Pacific Group PLC 07/09/2010 1231 180902034 I Ordinary Shares ORD N AQA AQUILA RESOURCES INC. J 03841G 10 1 MINERAL EXPL & DEV C 05/28/2007 Aquila Resources J Aquila Resources Inc. 05/28/2007 1231 332699056 Common Shares COM N AQN ALGONQUIN POWER & UTILITIES CORP. 015857 10 5 INVESTMENT COMPANY C 12/22/1997 Algonquin Pwr & Util Algonquin Power & Utilities Corp. 12/22/1997 1231 470638257 Q Common Shares COM N AQN.PR.A ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR 015857 30 3 INVESTMENT COMPANY C 12/22/1997 Algonquin Pwr A Pr Algonquin Power & Utilities Corp. 11/08/2012 1231 4800000 Q "cumulative rate reset preferred shares, series A" PRF N AQN.PR.D ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR 015857 50 1 INVESTMENT COMPANY C 12/22/1997 Algonquin Pwr D Pr Algonquin Power & Utilities Corp. 03/04/2014 1231 4000000 Q "cumulative rate reset preferred shares, Series D" PRF N AQY.A ALIGNVEST ACQUISITION II CORP. J CL 'A' RV 01626A 10 9 ACQUISITIONS C 05/24/2017 Alignvest AcquisA RV Alignvest Acquisition II Corporation 07/04/2017 40250000 Class A Restricted Voting Shares CLA N AQY.WT ALIGNVEST ACQUISITION II CORP. J WT 01626A 11 7 ACQUISITIONS C 05/24/2017 Alignvest AcquisJ Wt Alignvest Acquisition II Corporation 07/04/2017 31175000 Warrants WTS N AR ARGONAUT GOLD INC. J 04016A 10 1 GOLD EXPL & DEV C Argonaut Gold Ltd. 10/22/2010 12/30/2009 Argonaut Gold Inc. J Argonaut Gold Inc. 12/30/2009 1231 177781655 Common Shares COM N ARE AECON GROUP INC. 00762V 10 9 DIVERSIFIED SERV C Armbro Enterprises Inc. 06/28/2001 12/31/1987 Aecon Group Inc. Aecon Group Inc. 12/31/1987 1231 59752009 12/08/1993 0.12987013 Q Common Shares COM N ARE.DB.B AECON GROUP INC. 5.50% DEC 31/18 DEBEBTURES 00762V AE 9 DIVERSIFIED SERV C Armbro Enterprises Inc. 06/28/2001 12/31/1987 Aecon Group 5.5% Deb Aecon Group Inc. 11/27/2013 1231 1725000 "5.50% CONVERTIBLE DEBENTURES DUE DECEMBER 31, 2018" DEB N ARG AMERIGO RESOURCES LTD. J 03074G 10 9 COPPER PRODUCER C 03/23/2004 Amerigo Resources J Amerigo Resources Ltd. 03/23/2004 1231 177200754 Common Shares COM N ARX ARC RESOURCES LTD. 00208D 40 8 OIL/GAS EXPL & DEV C ARC Energy Trust 01/06/2011 07/10/1996 ARC Resources Ltd. ARC Resources Ltd. 07/10/1996 1231 353755718 M common shares COM N ARZ ARALEZ PHARMACEUTICALS INC. J 03852X 10 0 HOLDING COMPANY C 02/08/2016 Aralez PharmaceutclJ Aralez Pharmaceuticals Inc. 02/08/2016 1231 66972742 common shares COM N ASM AVINO SILVER & GOLD MINES LTD J 053906 10 3 SILVER MINING & EXPL C 01/08/2018 Avino Silver & Gld J Avino Silver & Gold Mines Ltd. 01/08/2018 1231 55805653 08/23/1983 3 S common shares COM N ASM.WT AVINO SILVER & GOLD MINES LTD. J WT 053906 11 1 SILVER MINING & EXPL C 01/08/2018 Avino Silvr&Gld J Wt Avino Silver & Gold Mines Ltd. 01/08/2018 1231 3526215 warrants WTS N ASND ASCENDANT RESOURCES INC. J 043504 10 9 ZINC MINING C 07/20/2017 Ascendant Res J Ascendant Resources Inc. 07/20/2017 1231 74214593 Common Shares COM N ASND.WT ASCENDANT RESOURCES INC. J WT 043504 11 7 ZINC MINING C 07/20/2017 Ascendant Res J Wt Ascendant Resources Inc. 07/20/2017 1231 11787500 Warrants WTS N ASO AVESORO RESOURCES INC. J 05366A 30 2 GOLD EXPL & DEV C Aureus Mining Inc. 12/12/2016 04/13/2011 Avesoro Res Inc. J Avesoro Resources Inc. 04/13/2011 1231 81575260 01/24/2018 0.01 Common Shares COM N ASP ACERUS PHARMACEUTICALS CORPORATION J 00444G 10 8 PHARM PRODUCTION C Trimel Pharmaceuticals Corporation 09/11/2015 07/19/2011 Acerus Pharma Corp J Acerus Pharmaceuticals Corporation 07/19/2011 1231 213193642 Common Shares COM N ASR ALACER GOLD CORP. J 010679 10 8 MINERAL EXPL & DEV C Anatolia Minerals Development Limited 02/23/2011 07/18/2003 Alacer Gold Corp. J Alacer Gold Corp. 07/18/2003 1231 293774572 Common Shares COM N ATA ATS AUTOMATION TOOLING SYSTEMS INC. 001940 10 5 AUTOMATED MFG SYS C 12/21/1993 ATS Automation Tool ATS Automation Tooling Systems Inc. 12/21/1993 331 94001692 12/08/1997 2 Common Shares COM N ATD.A ALIMENTATION COUCHE-TARD INC. CL 'A' MV 01626P 30 4 RETAIL FOOD CHAIN C 12/06/1999 Alimentation Cl A MV Alimentation Couche-Tard Inc. 12/06/1999 331 132023873 04/23/2014 3 Q Class A Multiple Voting Shares MV N ATD.B ALIMENTATION COUCHE-TARD INC. CL 'B' SV 01626P 40 3 RETAIL FOOD CHAIN C 12/06/1999 Alimentation Cl B SV Alimentation Couche-Tard Inc. 12/06/1999 331 432194025 04/23/2014 3 Q Class B Subordinate Voting Shares SV N ATH ATHABASCA OIL CORPORATION J 04682R 10 7 OIL EXPL & DEV C Athabasca Oil Sands Corp. 05/15/2012 04/07/2010 Athabasca Oil Corp J Athabasca Oil Corporation 04/07/2010 1231 515046153 common shares COM N ATL ATLATSA RESOURCES CORPORATION J 049477 10 2 MINERAL EXPL & DEV C 02/05/2014 Atlatsa Res Corp. J Atlatsa Resources Corporation 02/05/2014 1231 554421806 Common Shares COM N ATP ATLANTIC POWER CORPORATION 04878Q 86 3 HOLDING COMPANY C 11/17/2004 Atlantic Power Atlantic Power Corporation 11/17/2004 1231 112480389 common shares COM N ATP.DB.D ATLANTIC POWER CORPORATION 6.00% SER D DEB 04878Q AS 2 HOLDING COMPANY C 11/17/2004 Atlantic Pwr 6% Db D Atlantic Power Corporation 12/11/2012 1231 247380 6.00% series D extendible convertible unsecured subordinated debenture DEB N ATP.DB.E ATLANTIC POWER CORPORATION 6% SER E DEB 04878Q AT 0 HOLDING COMPANY C 11/17/2004 Atlantic Pwr 6% Db E Atlantic Power Corporation 01/26/2018 1231 1150000 6.00% series E convertible unsecured subordinated debentures DEB N ATZ ARITZIA INC. SV 04045U 10 2 CLOTHING DSGN/RETAIL C 09/30/2016 Aritzia Inc. SV Aritzia Inc. 09/30/2016 228 56402240 Subordinate Voting Shares SV N AUG AURYN RESOURCES INC. J 05208W 10 8 MINERAL EXPL & DEV C 11/01/2016 Auryn Resources J Auryn Resources Inc. 11/01/2016 1231 85868441 common shares COM N AUI.UN AUSTRALIAN BANC INCOME FUND CL A UNITS 05256Q 10 2 INVESTMENT FUND C 03/17/2011 Australia BncIncm Un Australian Banc Income Fund 03/17/2011 228 3020736 Q Class A Unit UTS N AUMN GOLDEN MINERALS COMPANY J 381119 10 6 MINERAL EXPL & DEV U 07/16/2009 Golden Minerals J Golden Minerals Company 07/16/2009 1231 95083517 Common Shares COM N AUP AURINIA PHARMACEUTICALS INC. J 05156V 10 2 BIOPHARMACEUTICAL C 06/16/2014 Aurinia Pharma Inc J Aurinia Pharmaceuticals Inc. 06/16/2014 1231 84200063 Common Shares COM N AV.UN REDWOOD ADVANTAGE MONTHLY INCOME FUND UN 757762 10 9 INVESTMENT FUND C LOGiQ Advantage VIP Income Fund 12/20/2017 02/14/2006 05/07/2018 Redwood AdvanMo Incm Redwood Advantage Monthly Income Fund 02/14/2006 05/07/2018 1231 0 07/14/2008 0.617283951 M "transferable, redeemable units" UTS N AVL AVALON ADVANCED MATERIALS INC. J 05337L 10 6 MINERAL EXPL & DEV C Avalon Rare Metals Inc. 03/03/2016 02/28/2008 Avalon Advncd Mtrl J Avalon Advanced Materials Inc. 02/28/2008 831 219237239 Common Shares COM N AVP AVCORP INDUSTRIES INC. 05354K 30 4 AEROSPACE TECH C 11/29/1996 Avcorp Industries Avcorp Industries Inc. 11/29/1996 1231 337404502 05/18/2005 0.333333333 Common Shares COM N AW.UN A&W REVENUE ROYALTIES INCOME FUND UNITS 000255 10 9 INVESTMENT FUND C 02/14/2002 A&W Revenue Rylty Un A&W Revenue Royalties Income Fund 02/14/2002 1231 12504673 M Trust Units UTS N AX.PR.A ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' 04315L 30 3 INVESTMENT TRUST C Westfield Real Estate Investment Trust 02/15/2007 04/17/2006 Artis REIT Ser A Pr Artis Real Estate Investment Trust 08/01/2012 1231 3450000 Q "Preferred Units, Series A" PRA N AX.PR.E ARTIS REAL ESTATE INVEST TR PR UN SER 'E' 04315L 70 9 INVESTMENT TRUST C Westfield Real Estate Investment Trust 02/15/2007 04/17/2006 Artis REIT Ser E Pr Artis Real Estate Investment Trust 03/20/2013 1231 4000000 Q "Preferred Units, Series E" PRF N AX.PR.G ARTIS REAL ESTATE INVEST TR PR UN SER 'G' 04315L 88 1 INVESTMENT TRUST C Westfield Real Estate Investment Trust 02/15/2007 04/17/2006 Artis REIT Ser G Pr Artis Real Estate Investment Trust 07/26/2013 1231 3200000 Q "Preferred Units, Series G" PRF N AX.PR.I ARTIS REAL ESTATE INVESTMENT TR PR SER 'I' 04315L 86 5 INVESTMENT TRUST C Westfield Real Estate Investment Trust 02/15/2007 04/17/2006 Artis REIT Ser I Pr Artis Real Estate Investment Trust 01/30/2018 1231 5000000 Q "Preferred Units, Series I" PRF N AX.UN ARTIS REAL ESTATE INVESTMENT TRUST UNITS 04315L 10 5 INVESTMENT TRUST C Westfield Real Estate Investment Trust 02/15/2007 04/17/2006 Artis REIT Un Artis Real Estate Investment Trust 04/17/2006 1231 153795779 M Units UTS N AXR ALEXCO RESOURCE CORP. J 01535P 10 6 MINING EXPL & DEV C 01/25/2006 Alexco Resource J Alexco Resource Corp. 01/25/2006 1231 102002068 Common Shares COM N AYM ATALAYA MINING PLC ORDINARY J M15278 10 0 MINERAL EXPL & DEV F EMED Mining Public Limited 10/21/2015 12/17/2010 Atalaya Mining Ord J Atalaya Mining plc 12/17/2010 1231 137076557 10/21/2015 0.033333333 Ordinary Shares ORD N AZ ARIZONA MINING INC. J 040521 10 6 MINERAL EXPL & DEV C AZ Mining Inc. 10/28/2015 07/19/2011 Arizona Mining Inc J Arizona Mining Inc. 07/19/2011 1231 313134125 Common Shares COM N AZP.PR.A ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR 04878R 10 1 INVESTMENT COMPANY C CPI Preferred Equity Ltd. 02/07/2012 05/24/2007 Atlantic Pwr Eq Pr 1 Atlantic Power Preferred Equity Ltd. 05/24/2007 1231 4512500 Q "4.85% Cumulative Redeemable Preferred Shares, Series 1" PRF N AZP.PR.B ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR 04878R 20 0 INVESTMENT COMPANY C CPI Preferred Equity Ltd. 02/07/2012 05/24/2007 Atlantic Pwr Eq Pr 2 Atlantic Power Preferred Equity Ltd. 10/30/2009 1231 2338094 Q "cumulative rate reset preferred shares, series 2" PRF N AZP.PR.C ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR 04878R 30 9 INVESTMENT COMPANY C CPI Preferred Equity Ltd. 02/07/2012 05/24/2007 Atlantic Pwr Eq Pr 3 Atlantic Power Preferred Equity Ltd. 12/31/2014 1231 1578811 Q "cumulative floating rate preferred shares, series 3" PRF N AZZ AZARGA URANIUM CORP. CLASS 'A' J 05477Y 10 8 URANIUM EXPL & DEV C 11/01/2007 Azarga Uranium A J Azarga Uranium Corp. 11/01/2007 1231 85134476 10/31/2014 0.1 Class A Common Shares CLA N BAD BADGER DAYLIGHTING LTD. 05651W 20 9 OIL/GAS SERVICES C Badger Income Fund 01/10/2011 06/05/1997 Badger Daylighting Badger Daylighting Ltd. 06/05/1997 1231 37100681 01/28/2014 3 M Common Shares COM N BAM.A BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV 112585 10 4 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset A LV Brookfield Asset Management Inc. 05/16/1983 1231 991857711 05/13/2015 1.5 Q Class A Limited Voting Shares LV N BAM.PF.A BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 112585 64 1 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 32 Brookfield Asset Management Inc. 03/12/2012 1231 11982568 Q "Class A Preference Shares, Series 32" PRA N BAM.PF.B BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 112585 62 5 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 34 Brookfield Asset Management Inc. 09/11/2012 1231 9977889 Q "Class A Preference Shares, Series 34" PRA N BAM.PF.C BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 112585 59 1 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 36 Brookfield Asset Management Inc. 11/26/2012 1231 7949024 Q "Cumulative Class A Preference Shares, Series 36" PRA N BAM.PF.D BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 112585 56 7 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 37 Brookfield Asset Management Inc. 06/12/2013 1231 7949083 Q "Class A Preference Shares, Series 37" PRA N BAM.PF.E BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 112585 55 9 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 38 Brookfield Asset Management Inc. 03/12/2014 1231 8000000 Q "Class A Preference Shares, Series 38" PRA N BAM.PF.F BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 112585 53 4 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 40 Brookfield Asset Management Inc. 06/04/2014 1231 12000000 Q "Class A Preference Shares, Series 40" PRA N BAM.PF.G BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 112585 51 8 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 42 Brookfield Asset Management Inc. 10/07/2014 1231 11172809 Q "Class A Preference Shares, Series 42" PRA N BAM.PF.H BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 112585 48 4 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 44 Brookfield Asset Management Inc. 10/01/2015 1231 9945189 Q "Class A Preference Shares, Series 44" PRF N BAM.PF.I BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 112585 45 0 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 46 Brookfield Asset Management Inc. 11/17/2016 1231 11895790 Q "Class A Preference Shares, Series 46" PRA N BAM.PF.J BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 48 112585 42 7 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 48 Brookfield Asset Management Inc. 09/12/2017 1231 12000000 Q "Class A Preference Shares, Series 48" PRA N BAM.PR.B BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 112585 20 3 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 2 Brookfield Asset Management Inc. 11/09/1984 1231 10465100 Q Class A Preference Shares Series 2 PRF N BAM.PR.C BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 112585 40 1 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 4 Brookfield Asset Management Inc. 01/15/1997 1231 4000000 Q "Class A Preference Shares, Series 4" PRF N BAM.PR.E BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 112585 50 0 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 8 Brookfield Asset Management Inc. 11/20/1996 1231 2479585 M "Class A Preference Sharse, Series 8" PRF N BAM.PR.G BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 112585 60 9 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 9 Brookfield Asset Management Inc. 10/24/2001 1231 5519115 Q "Class A Preference Shares, Series 9" PRA N BAM.PR.K BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 112585 87 2 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 13 Brookfield Asset Management Inc. 06/05/1984 1231 9647700 Q "CLASS A PREFERENCE 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1231 1533133 Q "Cumulative Class A Preference Shares, Series 25" PRF N BAM.PR.T BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 112585 72 4 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 26 Brookfield Asset Management Inc. 10/28/2010 1231 9903348 Q Class A Preference Shares Series 26 PRF N BAM.PR.X BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 112585 69 0 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 28 Brookfield Asset Management Inc. 02/07/2011 1231 9359387 Q "Class A Preference Shares, Series 28 " PRA N BAM.PR.Z BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 112585 66 6 DIVERSIFIED OPER C Brascan Corporation 11/15/2005 05/19/1971 Brookfld Asset Pr 30 Brookfield Asset Management Inc. 11/01/2011 1231 9934050 Q "Class A Preference Shares, Series 30" PRA N BANK BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN 05583Q 10 6 INVESTMENT FUND C 04/06/2017 BMO Glbl BanksHegCAD BMO Global Banks Hedged to CAD Index ETF 04/06/2017 535700 Q 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J 05874M 10 3 MINERAL EXPL & DEV C 08/16/2013 Balmoral Resources J Balmoral Resources Ltd. 08/16/2013 1231 138510776 Common Shares COM N BB BLACKBERRY LIMITED 09228F 10 3 COMMUN SYSTEMS C Research In Motion Limited 07/18/2013 10/21/1997 BlackBerry Limited BlackBerry Limited 10/21/1997 228 537105846 08/15/2007 3 Common Shares COM N BB.DB.V BLACKBERRY LIMITED 3.75% 13NOV20 DEB USF C10268 AC 1 COMMUN SYSTEMS C Research In Motion Limited 07/18/2013 10/21/1997 BlackBerry 3.75Db US BlackBerry Limited 01/09/2017 228 6050000 3.75% Convertible Unsecured Debentures (Quoted in US Funds) DEB N BBD.A BOMBARDIER INC. CL 'A' MV 097751 10 1 DIVERSIFIED OPER C 09/28/1976 Bombardier Cl A MV Bombardier Inc. 12/19/1980 1231 313758549 07/05/2000 2 Class A Multiple Voting Shares MV N BBD.B BOMBARDIER INC. CL 'B' SV 097751 20 0 DIVERSIFIED OPER C 09/28/1976 Bombardier Cl B SV Bombardier Inc. 02/11/1981 1231 2100986061 07/05/2000 2 Class B Subordinate Voting Shares SV N BBD.PR.B BOMBARDIER INC. SERIES '2' PR 097751 50 7 DIVERSIFIED OPER C 09/28/1976 Bombardier Ser 2 Pr Bombardier Inc. 05/21/1997 1231 5811736 M Series 2 Cumulative Red. Preferred Shares PRF N BBD.PR.C BOMBARDIER INC. 6.25% SERIES '4' PR 097751 70 5 DIVERSIFIED OPER C 09/28/1976 Bombardier 6.25% Pr Bombardier Inc. 03/08/2002 1231 9400000 Q 6.25% Series 4 Cumulative Redeemable Preferred Shares PRF N BBD.PR.D BOMBARDIER INC. SERIES '3' PR 097751 60 6 DIVERSIFIED OPER C 09/28/1976 Bombardier Ser 3 Pr Bombardier Inc. 07/26/2002 1231 6188264 Q Series 3 Cumulative Redeemable Preferred Shares PRF N BBL.A BRAMPTON BRICK LTD. CL 'A' SV 10511J 10 9 BRICK MFG C 11/13/1986 Brampton Brick A SV Brampton Brick Limited 11/14/1986 1231 9235123 Class A Subordinate Voting Shares SV N BBU.UN BROOKFIELD BUSINESS PARTNERS L.P. UNITS G16234 10 9 INVESTMENT FUND F 05/31/2016 Brookfield Bus LP Un Brookfield Business Partners L.P. 05/31/2016 66185798 Q Limited Partnership Units LPU N BCB COTT CORPORATION 22163N 10 6 BEVERAGE PROD C Cott Beverages Ltd. 07/03/1991 12/10/1986 Cott Corporation Cott Corporation 12/11/1986 1231 140159714 07/26/1993 2 Q Common Shares COM N BCE BCE INC. 05534B 76 0 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. BCE Inc. 07/11/1905 1231 897968882 07/11/2006 0.92 Q Common Shares COM N BCE.PR.A BCE INC. 1ST PR SERIES 'AA' 05534B 79 4 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AA BCE Inc. 02/28/2002 1231 11398396 Q Cumulative Redeemable First Preferred Shares Series AA PRF N BCE.PR.B BCE INC. 1ST PR SERIES 'AB' 05534B 69 5 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AB BCE Inc. 08/28/2007 1231 8601604 M "Cumulative Redeemable First Preferred Shares, Series AB" PRF N BCE.PR.C BCE INC. 1ST PR SERIES 'AC' 05534B 78 6 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AC BCE Inc. 02/27/2003 1231 10029691 Q "Cumulative Redeemable First Preferred Shares, Series AC" PRF N BCE.PR.D BCE INC. 1ST PR SERIES 'AD' 05534B 68 7 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AD BCE Inc. 02/26/2008 1231 9970309 M "Cumulative Redeemable First Preferred Shares, Series AD" PRF N BCE.PR.E BCE INC. 1ST PR SERIES 'AE' 05534B 75 2 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AE BCE Inc. 12/21/1999 1231 9292133 M Series AE BCE First Preferred Share PRF N BCE.PR.F BCE INC. 1ST PR SERIES 'AF' 05534B 74 5 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AF BCE Inc. 01/24/2005 1231 6707867 Q Series AF BCE First Preferred Share PRF N BCE.PR.G BCE INC. 1ST PR SERIES 'AG' 05534B 73 7 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AG BCE Inc. 03/29/2001 1231 4985351 Q Series AG BCE First Preferred Share PRF N BCE.PR.H BCE INC. 1ST PR SERIES 'AH' 05534B 72 9 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AH BCE Inc. 04/26/2006 1231 9014649 M Series AH BCE First Preferred Share PRF N BCE.PR.I BCE INC. 1ST PR SERIES 'AI' 05534B 71 1 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AI BCE Inc. 06/15/2001 1231 5949884 Q Series AI BCE First Preferred Share PRF N BCE.PR.J BCE INC. 1ST PR SERIES 'AJ' 05534B 65 3 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AJ BCE Inc. 08/02/2011 1231 8050116 M "Cumulative Redeemable First Preferred Shares, Series AJ " PRF N BCE.PR.K BCE INC. 1ST PR SERIES 'AK' 05534B 67 9 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AK BCE Inc. 07/04/2011 1231 22745921 Q "Cumulative Redeemable First Preferred Shares, Series AK" PRF N BCE.PR.L BCE INC. 1ST PR SERIES 'AL' 05534B 66 1 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AL BCE Inc. 01/03/2017 1231 2254079 Q "Cumulative Redeemable First Preferred Shares, Series AL" PRF N BCE.PR.M BCE INC. 1ST PR SERIES 'AM' 05534B 64 6 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AM BCE Inc. 09/25/2014 1231 9546615 Q "Cumulative Redeemable First Preferred Shares, Series AM" PRF N BCE.PR.N BCE INC. 1ST PR SERIES 'AN' 05534B 63 8 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AN BCE Inc. 03/31/2016 1231 1953385 Q "Cumulative Redeemable First Preferred Shares, Series AN" PRF N BCE.PR.O BCE INC. 1ST PR SERIES 'AO' 05534B 62 0 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AO BCE Inc. 09/25/2014 1231 4600000 Q "Cumulative Redeemable First Preferred Shares, Series AO" PRF N BCE.PR.Q BCE INC. 1ST PR SERIES 'AQ' 05534B 59 6 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser AQ BCE Inc. 09/25/2014 1231 9200000 Q "Cumulative Redeemable First Preferred Shares, Series AQ" PRF N BCE.PR.R BCE INC. 1ST PR SERIES 'R' 05534B 70 3 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser R BCE Inc. 11/23/2000 1231 8000000 Q "Cumulative Redeemable First Preferred Shares, Series R" PRF N BCE.PR.S BCE INC. 1ST PR SERIES 'S' 05534B 86 9 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser S BCE Inc. 10/18/1996 1231 3420671 M Cum. Red. First Pref. Shs. Series S PRF N BCE.PR.T BCE INC. 1ST PR SERIES 'T' 05534B 81 0 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Ser T BCE Inc. 10/23/2006 1231 4579329 Q "Cumulative Redeemable First Preferred Shares, Series T" PRF N BCE.PR.Y BCE INC. 1ST PR SERIES 'Y' 05534B 85 1 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Series Y BCE Inc. 12/17/1997 1231 8081491 M 1st Preferred Shares Series Y PRF N BCE.PR.Z BCE INC. 1ST PR SERIES 'Z' 05534B 82 8 TELECOMMUNICATIONS C 07/11/1905 BCE Inc. Pr Series Z BCE Inc. 11/22/2002 1231 1918509 Q "Cumulative Redeemable First Preferred Shares, Series Z" PRF N BCI NEW LOOK VISION GROUP INC. J 64672W 10 2 OPTICAL PROD & SERV C New Look Eyewear Inc. 06/01/2015 12/06/1999 New Look Vision J New Look Vision Group Inc. 12/06/1999 1231 15491520 Q Class A Common Shares COM N BDI BLACK DIAMOND GROUP LIMITED 09202D 20 7 LIMITED PARTNERSHIP C Black Diamond Income Fund 01/06/2010 09/25/2006 Black Diamond Group Black Diamond Group Limited 09/25/2006 1231 55482158 08/23/2011 2 common shares COM N BDT BIRD CONSTRUCTION INC. 09076P 10 4 CONSTR CONTRACT/SERV C Bird Construction Income Fund 01/04/2011 02/27/2006 Bird Construction Bird Construction Inc. 02/27/2006 1231 42516853 04/12/2011 3 M Common Shares COM N BEI.UN BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS 096631 10 6 INVESTMENT TRUST C Boardwalk Equities Inc. 05/05/2004 11/06/1995 Boardwalk REIT Un Boardwalk Real Estate Investment Trust 11/06/1995 1231 46168440 11/27/1997 2 M Trust Units TUT N BEK.B BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL 075653 20 4 REAL ESTATE C 05/25/1967 Becker Milk Cl B NV Becker Milk Company Ltd. 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Class B Special NV N BEP.PR.E BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN G16258 15 7 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield Renew Pr5 Brookfield Renewable Partners L.P. 02/10/2016 1231 2885496 Q "Class A Preferred Limited Partnership Units, Series 5" PRF N BEP.PR.G BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN G16258 13 2 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield Renew Pr7 Brookfield Renewable Partners L.P. 11/24/2015 1231 7000000 Q "Class A Preferred Limited Partnership Units, Series 7" PRF N BEP.PR.I BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN G16258 16 5 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield Renew Pr9 Brookfield Renewable Partners L.P. 05/24/2016 1231 8000000 Q "Class A Preferred Limited Partnership Units, Series 9" PRF N BEP.PR.K BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN G16258 19 9 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield RenewPr11 Brookfield Renewable Partners L.P. 02/13/2017 1231 10000000 Q "Class A Preferred Limited Partnership Units, Series 11" PRF N BEP.PR.M BROOKFIELD RENEWABL PART LP CL A SER 13 PR UN G16258 40 5 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield RenewPr13 Brookfield Renewable Partners L.P. 01/15/2018 1231 10000000 Q "Class A Preferred Limited Partnership Units, Series 13" PRF N BEP.UN BROOKFIELD RENEWABLE PARTNERS LP NV UN G16258 10 8 LIMITED PARTNERSHIP C Brookfield Renewable Energy Partners L.P. 05/10/2016 11/17/1999 Brookfield Renew Un Brookfield Renewable Partners L.P. 11/17/1999 1231 180464290 Q LP Units TUT N BGC BRISTOL GATE CONCENTRATED CDN EQUITY ETF UN 11004B 10 8 INVESTMENT FUND C 02/20/2018 BristolGate CdnEtyUn Bristol Gate Concentrated Canadian Equity ETF 02/20/2018 150000 CAD Units UTS Y BGI.UN BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN 112720 10 7 INVESTMENT FUND C 07/17/2013 Brkfld GlbInfras Sec Brookfield Global Infrastructure Securities Income Fund 07/17/2013 1231 20295152 Q Units UTS N BGU BRISTOL GATE CONCENTRATED US EQUITY ETF UN 11004A 10 0 INVESTMENT FUND C 02/20/2018 Bristol GateUS Eq Un Bristol Gate Concentrated US Equity ETF 02/20/2018 150000 CAD Units UTS Y BGU.U BRISTOL GATE CONCENTRATED US EQTY ETF USD UN 11004A 20 9 INVESTMENT FUND C 02/20/2018 Bristol GateUSEq USD Bristol Gate Concentrated US Equity ETF 02/20/2018 100000 USD Units USF Y BIG.D BIG 8 SPLIT INC. CL 'D' CAPITAL 089142 40 0 INVESTMENT COMPANY C 09/02/2003 Big 8 Split Cl D Cap Big 8 Split Inc. 12/12/2013 1215 879622 Q "Class D Capital Shares, Series 1" CAP N BIG.PR.D BIG 8 SPLIT INC. CL D PR SER '1' 089142 50 9 INVESTMENT COMPANY C 09/02/2003 Big 8 Split Inc Pr D Big 8 Split Inc. 12/12/2013 1215 879622 Q "Class D Preferred Shares, Series 1" PRF N BIP.PR.A BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 G16252 12 7 LIMITED PARTNERSHIP F 09/10/2009 Brookfield InfrasPr1 Brookfield Infrastructure Partners L.P. 03/11/2015 1231 5000000 Q "Class A Preferred Limited Partnership Units, Series 1" PRA N BIP.PR.B BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 G16252 14 3 LIMITED PARTNERSHIP F 09/10/2009 Brookfield InfrasPr3 Brookfield Infrastructure Partners L.P. 12/07/2015 1231 5000000 Q "Cumulative Class A Preferred Limited Partnership Units, Series 3" PRA N BIP.PR.C BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 G16252 16 8 LIMITED PARTNERSHIP F 09/10/2009 Brookfield InfrasPr5 Brookfield Infrastructure Partners L.P. 07/29/2016 1231 10000000 Q "Class A preferred limited partnership units, series 5 " PRA N BIP.PR.D BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 G16252 18 4 LIMITED PARTNERSHIP F 09/10/2009 Brookfield InfrasPr7 Brookfield Infrastructure Partners L.P. 01/25/2017 1231 12000000 Q "Class A Preferred Limited Partnership Units, Series 7 " PRA N BIP.PR.E BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 9 G16252 20 0 LIMITED PARTNERSHIP F 09/10/2009 Brookfield InfrasPr9 Brookfield Infrastructure Partners L.P. 01/22/2018 1231 8000000 Q "Cumulative Class A Preferred Limited Partnership Units, Series 9" PRA N BIP.UN BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN G16252 10 1 LIMITED PARTNERSHIP F 09/10/2009 Brookfield Infras Un Brookfield Infrastructure Partners L.P. 09/10/2009 1231 276675871 09/15/2016 1.5 Q Limited Partnership Units LPU N BIR BIRCHCLIFF ENERGY LTD. 090697 10 3 OIL/GAS EXPL C 07/21/2005 Birchcliff Energy Birchcliff Energy Ltd. 07/21/2005 1231 265818697 Q Common Shares COM N BIR.PR.A BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR 090697 50 9 OIL/GAS EXPL C 07/21/2005 Birchcliff Engy Pr A Birchcliff Energy Ltd. 08/07/2012 1231 2000000 Q "cumulative redeemable 5-year rate reset preferred shares, series A" PRF N BIR.PR.C BIRCHCLIFF ENERGY LTD. SER 'C' PR 090697 70 7 OIL/GAS EXPL C 07/21/2005 Birchcliff Engy Pr C Birchcliff Energy Ltd. 06/13/2013 1231 2000000 Q "cumulative redeemable preferred shares, series C" PRF N BK CANADIAN BANC CORP. CL 'A' 13536V 10 7 MUTUAL FUNDS C Canadian Banc Recovery Corp. 01/27/2012 07/14/2005 Cdn Banc Corp Cl 'A' Canadian Banc Corp. 07/14/2005 1130 11180657 01/13/2012 1.18 M Class A Shares CLA N BK.PR.A CANADIAN BANC CORP. PR 13536V 20 6 MUTUAL FUNDS C Canadian Banc Recovery Corp. 01/27/2012 07/14/2005 Cdn Banc Corp. Pr Canadian Banc Corp. 07/14/2005 1130 11180657 M Preferred Shares PRF N BKI BLACK IRON INC. J 09214V 10 4 IRON ORE EXPL/DEV C 03/28/2011 Black Iron Inc. J Black Iron Inc. 03/28/2011 1231 159740519 Common Shares COM N BKL.C POWERSHARES SENIOR LOAN INDEX ETF CAD UN 73938M 20 4 INVESTMENT FUND C PowerShares Senior Loan (CAD Hedged) Index ETF 01/16/2017 04/13/2012 PowerShare SnrLoanCA PowerShares Senior Loan Index ETF 05/10/2017 50000 M Canadian dollar denominated units UTS Y BKL.F POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN 73938M 10 5 INVESTMENT FUND C PowerShares Senior Loan (CAD Hedged) Index ETF 01/16/2017 04/13/2012 PwrShr SrLoan CAheg) PowerShares Senior Loan Index ETF 04/13/2012 3730000 M "Redeemable, Transferable Units" UTS Y BKL.U POWERSHARES SENIOR LOAN INDEX ETF USF UN 73938M 30 3 INVESTMENT FUND C PowerShares Senior Loan (CAD Hedged) Index ETF 01/16/2017 04/13/2012 PowerShare SnrLoanUS PowerShares Senior Loan Index ETF 05/10/2017 175000 M U.S. dollar denominated units UTS Y BKX BNK PETROLEUM INC. J 05570P 10 3 OIL/GAS EXPL & DEV C 07/10/2008 BNK Petroleum Inc. J BNK Petroleum Inc. 07/10/2008 1231 232722625 common shares COM N BL.UN GLOBAL INNOVATION DIVIDEND FUND TR UNITS 37957L 10 8 INVESTMENT TRUST C 03/22/2018 Glbl Innovation Div Global Innovation Dividend Fund 03/22/2018 8085000 Trust Units UTS N BLB.UN BLOOM SELECT INCOME FUND UNITS 093734 10 1 INVESTMENT FUND C 04/19/2012 Bloom Select Incm Un Bloom Select Income Fund 04/19/2012 1231 1984603 M Units UTS N BLCK FIRST TR INDX INNOVATIVE TRANS&PROCESS ETF UN 33740T 10 2 INVESTMENT FUND C 03/22/2018 1st TrIdx InnovTrans First Trust Indxx Innovative Transaction and Process ETF 03/22/2018 100000 Units UTS Y BLDP BALLARD POWER SYSTEMS INC. 058586 10 8 ENERGY RSCH & DEV C 06/09/1993 Ballard Power Sys Ballard Power Systems Inc. 06/09/1993 1231 178713045 06/03/1998 3 Common Shares COM N BLU BELLUS HEALTH INC. 07987C 10 5 BIOPHARMACEUTICAL C Neurochem Inc. 04/21/2008 06/21/2000 BELLUS Health Inc. BELLUS Health Inc. 06/21/2000 1231 119497581 05/29/2012 0.033333333 common shares COM N BLX BORALEX INC. CL 'A' 09950M 30 0 HYDRO-ELECT POWER C 12/06/1999 Boralex Inc. Cl A Boralex Inc. 12/06/1999 1231 76318438 Q Class A Shares CLA N BLX.DB.A BORALEX INC. 4.5% DEBENTURES 09950M AD 4 HYDRO-ELECT POWER C 12/06/1999 Boralex Inc 4.5% Deb Boralex Inc. 06/19/2015 1231 1437310 4.5% Convertible Unsecured Subordinated Debentures DEB N BMO BANK OF MONTREAL 063671 10 1 BANKING C 06/09/1922 Bank of Montreal Bank of Montreal 06/09/1922 1031 640634093 03/01/2001 2 Q Common Shares COM N BMO.PR.A BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 063679 30 2 BANKING C 06/09/1922 Bk of Mon Pr Ser 26 Bank of Montreal 08/26/2016 1031 2174393 Q "Non-Cumulative Floating Rate Class B Preferred Shares, Series 26" PRB N BMO.PR.B BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 06367X 70 5 BANKING C 06/09/1922 Bk of Mon Pr Ser 38 Bank of Montreal 10/20/2016 1031 24000000 Q "non-cumulative 5-year rate reset Class B preferred shares, Series 38" PRB N BMO.PR.C BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 06368A 20 9 BANKING C 06/09/1922 Bk of Mon Pr Ser 40 Bank of Montreal 03/08/2017 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Class B Preferred Shares, Series 40, " PRB N BMO.PR.D BANK OF MONTREAL 5-YR RST CL 'B' PR SER 42 06367X 88 7 BANKING C 06/09/1922 Bk of Mon Pr Ser 42 Bank of Montreal 06/28/2017 1031 16000000 Q "5-Year Rate Reset Class B Preferred Shares, Series 42 " PRF N BMO.PR.M BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 063671 78 8 BANKING C 06/09/1922 Bk of Mon Pr Ser 16 Bank of Montreal 06/20/2008 1031 6267391 Q "Non-Cumulative 5-Year Rate Reset Class B Preferred Shares, Series 16" PRB N BMO.PR.Q BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 063679 20 3 BANKING C 06/09/1922 Bk of Mon Pr Ser 25 Bank of Montreal 03/10/2011 1031 9425607 Q "Series 25, Non-Cumulative 5-Year Rate Reset Class B Preferred Shares" PRB N BMO.PR.R BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 063671 77 0 BANKING C 06/09/1922 Bk of Mon Pr Ser 17 Bank of Montreal 08/26/2013 1031 5732609 Q "Class B Preferred Shares, Series 17" PRF N BMO.PR.S BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 063679 40 1 BANKING C 06/09/1922 Bk of Mon Pr Ser 27 Bank of Montreal 04/22/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Class B Preferred Shares, Series 27" PRF N BMO.PR.T BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 063679 60 9 BANKING C 06/09/1922 Bk of Mon Pr Ser 29 Bank of Montreal 06/05/2014 1031 16000000 Q "5-Year Rate Reset Class B Preferred Shares, Series 29" PRB N BMO.PR.W BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 063679 88 0 BANKING C 06/09/1922 Bk of Mon Pr Ser 31 Bank of Montreal 07/29/2014 1031 12000000 Q "5-Year Rate Reset Class B Preferred Shares, Series 31" PRB N BMO.PR.Y BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 06367X 20 0 BANKING C 06/09/1922 Bk of Mon Pr Ser 33 Bank of Montreal 06/04/2015 1031 8000000 Q "5-Year Rate Reset Class B Preferred Shares, Series 33 (Non-Viability C" PRB N BMO.PR.Z BANK OF MONTREAL CL 'B' PR SER 35 06367X 40 8 BANKING C 06/09/1922 Bk of Mon Pr Ser 35 Bank of Montreal 07/28/2015 1031 6000000 Q "Non-Cumulative Perpetual Class B Preferred Shares, Series 35" PRB N BNC PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR 74641F 10 6 INVESTMENT FUND C 10/25/2016 Purpose Cdn Fin Incm Purpose Canadian Financial Income Fund 10/25/2016 150000 M ETF Shares SHS Y BND PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN 74640Q 10 3 INVESTMENT FUND C 10/27/2015 Purpose TacInvestBnd Purpose Tactical Investment Grade Bond Fund 10/27/2015 2825000 M ETF Units UTS Y BNE BONTERRA ENERGY CORP. 098546 10 4 RES EXPL & DEV C Bonterra Oil & Gas Ltd. 01/14/2010 06/15/1983 Bonterra Energy Corp Bonterra Energy Corp. 06/15/1983 1231 33310796 07/20/1992 2 M common shares COM N BNG BENGAL ENERGY LTD. J 08184N 10 0 OIL/GAS EXPL & DEV C Avery Resources Inc. 07/22/2008 11/01/2007 Bengal Energy Ltd. J Bengal Energy Ltd. 11/01/2007 331 102266694 07/22/2008 0.2 common shares COM N BNP BONAVISTA ENERGY CORPORATION 09784Y 10 8 OIL/GAS EXPL & DEV C Bonavista Energy Trust 01/07/2011 08/05/1993 Bonavista Energy Bonavista Energy Corporation 08/05/1993 1231 253185439 03/03/1997 0.333333333 Q Common Shares COM N BNS BANK OF NOVA SCOTIA (THE) 064149 10 7 BANKING C 05/16/1919 Bank of Nova Scotia Bank of Nova Scotia (The) 08/22/1944 1031 1209703053 04/02/2004 2 Q Common Shares COM N BNS.PR.A BANK OF NOVA SCOTIA (THE) PR SERIES '19' 064149 73 5 BANKING C 05/16/1919 Bank of N S Sr 19 Pr Bank of Nova Scotia (The) 04/26/2013 04/30/2018 1031 0 Q Non-cumulative Floating Rate Preferred Shares Series 19 PRF N BNS.PR.B BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' 064149 71 9 BANKING C 05/16/1919 Bank of N S Sr 21 Pr Bank of Nova Scotia (The) 10/28/2013 1031 5960732 Q Non-cumulative Floating Rate Preferred Shares Series 21 PRF N BNS.PR.C BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' 064149 68 5 BANKING C 05/16/1919 Bank of N S Sr 23 Pr Bank of Nova Scotia (The) 01/27/2014 1031 2623056 Q Floating Rate Preferred Shares Series 23 PRF N BNS.PR.D BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 064149 62 8 BANKING C 05/16/1919 Bank of N S Sr 31 Pr Bank of Nova Scotia (The) 04/27/2015 1031 4457262 Q Non-cumulative floating rate preferred shares series 31 PRF N BNS.PR.E BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 064149 55 2 BANKING C 05/16/1919 Bank of N S Sr 34 Pr Bank of Nova Scotia (The) 12/16/2015 1031 14000000 Q Non-Cumulative 5-Year Rate Reset Preferred Shares Series 34 PRF N BNS.PR.F BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' 064149 59 4 BANKING C 05/16/1919 Bank of N S Sr 33 Pr Bank of Nova Scotia (The) 02/02/2016 1031 5184345 Q Non-cumulative Floating Rate Preferred Shares Series 33 PRA N BNS.PR.G BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 064151 20 2 BANKING C 05/16/1919 Bank of N S Sr 36 Pr Bank of Nova Scotia (The) 03/11/2016 1031 20000000 Q 5-Year Rate Reset Preferred Shares Series 36 PRF N BNS.PR.H BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 064151 11 1 BANKING C 05/16/1919 Bank of N S Sr 38 Pr Bank of Nova Scotia (The) 09/16/2016 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series 38" PRF N BNS.PR.P BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 064149 74 3 BANKING C 05/16/1919 Bank of N S Sr 18 Pr Bank of Nova Scotia (The) 03/24/2008 04/30/2018 1031 0 Q Non-Cumulative 5-Year Rate Reset Preferred Shares Series 18 PRF N BNS.PR.Q BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 064149 72 7 BANKING C 05/16/1919 Bank of N S Sr 20 Pr Bank of Nova Scotia (The) 06/09/2008 1031 8039268 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series 20" PRF N BNS.PR.R BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 064149 69 3 BANKING C 05/16/1919 Bank of N S Sr 22 Pr Bank of Nova Scotia (The) 09/08/2008 1031 9376944 Q Non-cumulative 5-Year Rate Reset Preferred Shares Series 22 PRF N BNS.PR.Y BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 064149 63 6 BANKING C 05/16/1919 Bank of N S Sr 30 Pr Bank of Nova Scotia (The) 04/09/2010 1031 6142738 Q Non-cumulative 5-Year Rate Reset Preferred Shares Series 30 PRF N BNS.PR.Z BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 064149 61 0 BANKING C 05/16/1919 Bank of N S Sr 32 Pr Bank of Nova Scotia (The) 02/03/2011 1031 11161422 Q 3.70% FIVE YEAR RATE RESET PREFERRED SHARES SERIES 32 PRF N BOS AIRBOSS OF AMERICA CORP. J 00927V 20 0 TIRE MFG/DSTR C 05/04/1994 06/03/1992 Airboss of America J AirBoss of America Corp. 06/03/1992 1231 23418182 06/16/1998 0.25 Q Common Shares COM N BOY "BOYUAN CONSTRUCTION GROUP, INC. J" 10363P 10 4 CONSTRUCTION C 06/14/2010 Boyuan Constr J "Boyuan Construction Group, Inc." 06/14/2010 630 25423065 Common Shares COM N BOY.DB.A "BOYUAN CONSTRUCTION GROUP, INC. DEB J" 10363P AB 0 CONSTRUCTION C 06/14/2010 Boyuan Constr Deb J "Boyuan Construction Group, Inc." 11/03/2010 630 69970 "11.50% Convertible Unsecured Subordinated Debentures Due Oct 31, 2018" DEB N BPF.UN BOSTON PIZZA ROYALTIES INCOME FUND UNITS 101084 10 1 INVESTMENT FUND C 07/17/2002 Boston Pizza Fnd Un Boston Pizza Royalties Income Fund 07/17/2002 1231 21886063 M Units UTS N BPO.PR.A BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' 112900 68 3 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office PrAA Brookfield Office Properties Inc. 10/22/2014 1231 12000000 Q "Class AAA Preference Shares, Series AA" PRA N BPO.PR.C BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' 112900 66 7 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office PrCC Brookfield Office Properties Inc. 04/26/2016 1231 8000000 Q "Class AAA Preference Shares, Series CC" PRF N BPO.PR.E BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' 112900 64 2 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office PrEE Brookfield Office Properties Inc. 02/16/2017 1231 11000000 Q "Class AAA Preference Shares, Series EE" PRA N BPO.PR.G BROOKFIELD OFFICE PROP INC. CLAAA PR SER 'GG' 112900 62 6 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office PrGG Brookfield Office Properties Inc. 05/03/2017 1231 11000000 Q "Class AAA Preference Shares, Series GG" PRF N BPO.PR.I BROOKFIELD OFFICE PROP INC. CL AAA PR SER II 112900 59 2 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office PrII Brookfield Office Properties Inc. 12/06/2017 1231 10000000 Q "Class AAA Preference Shares, Series II" PRA N BPO.PR.N BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' 112900 83 2 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr N Brookfield Office Properties Inc. 01/19/2010 1231 11000000 Q "Class AAA Preference Shares, Series N" PRA N BPO.PR.P BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' 112900 81 6 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr P Brookfield Office Properties Inc. 10/20/2010 1231 12000000 Q "Class AAA Preference Shares, Series P" PRF N BPO.PR.R BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' 112900 78 2 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr R Brookfield Office Properties Inc. 09/01/2011 1231 8883425 Q "Class AAA Preference Shares, Series R" PRF N BPO.PR.S BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' 112900 77 4 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr S Brookfield Office Properties Inc. 10/03/2016 1231 1116575 Q "Class AAA Preference Shares, Series S" PRF N BPO.PR.T BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' 112900 76 6 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr T Brookfield Office Properties Inc. 09/12/2012 1231 10000000 Q "Class AAA Preference Shares, Series T" PRA N BPO.PR.W BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' 112900 73 3 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr W Brookfield Office Properties Inc. 05/02/2013 1231 3816527 Q "Class AAA Preference Shares, Series W" PRA N BPO.PR.X BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' 112900 74 1 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr V Brookfield Office Properties Inc. 05/02/2013 1231 1805489 Q "Class AAA Preference Shares, Series V" PRA N BPO.PR.Y BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' 112900 71 7 REAL ESTATE C Brookfield Properties Corporation 05/09/2011 06/27/1985 Brookfld Office Pr Y Brookfield Office Properties Inc. 05/02/2013 1231 2847711 Q "Class AAA Preference Shares, Series Y" PRA N BPS.PR.A BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR 112827 30 8 INVESTMENT COMPANY C 06/11/2014 Brookfld Ppty Pr 2 Brookfield Property Split Corp. 06/11/2014 699165 Q "Class A senior preferred shares, Series 2" PRA N BPS.PR.B BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR 112827 40 7 INVESTMENT COMPANY C 06/11/2014 Brookfld Ppty Pr 3 Brookfield Property Split Corp. 06/11/2014 909994 Q "Class A senior preferred shares, Series 3" PRA N BPS.PR.C BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR 112827 50 6 INVESTMENT COMPANY C 06/11/2014 Brookfld Ppty Pr 4 Brookfield Property Split Corp. 06/11/2014 955900 Q "Class A senior preferred shares, Series 4" PRA N BPS.PR.U BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF 112827 20 9 INVESTMENT COMPANY C 06/11/2014 Brookfld Pty Pr 1 US Brookfield Property Split Corp. 06/11/2014 970841 Q "Class A senior preferred shares, Series 1" USF N BPY.UN BROOKFIELD PROPERTY PARTNERS L.P. UNITS G16249 10 7 LIMITED PARTNERSHIP F 03/22/2013 Brookfld Ppty LP Un Brookfield Property Partners L.P. 03/22/2013 1231 254443809 Q Limited Partnership Units LPU N BR BIG ROCK BREWERY INC. 08947P 10 3 BREWERY C Big Rock Brewery Income Trust 01/07/2011 02/24/1997 Big Rock Brewery Inc Big Rock Brewery Inc. 02/24/1997 1231 6981628 Common Shares COM N BRB BRICK BREWING CO. LTD. 10788P 10 1 BREWERY C 12/11/1986 Brick Brewing Brick Brewing Co. Limited 11/12/1986 131 35320701 Q Common Shares COM N BRE BROOKFIELD REAL ESTATE SERVICES INC. RV 11283T 10 1 REAL ESTATE C Brookfield Real Estate Services Fund 01/04/2011 08/06/2003 Brookfield Rl Est RV Brookfield Real Estate Services Inc. 08/06/2003 1231 9483850 M Restricted Voting Shares RV N BRF.PR.A BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 11283Q 20 6 INVESTMENT COMPANY C 03/09/2010 Brookfld Renew Pr 1 Brookfield Renewable Power Preferred Equity Inc. 03/09/2010 5449675 Q "Class A Preference Shares, Series 1" PRF N BRF.PR.B BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 11283Q 30 5 INVESTMENT COMPANY C 03/09/2010 Brookfld Renew Pr 2 Brookfield Renewable Power Preferred Equity Inc. 05/01/2015 4510389 Q "Class A Preference Shares, Series 2" PRF N BRF.PR.C BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 11283Q 40 4 INVESTMENT COMPANY C 03/09/2010 Brookfld Renew Pr 3 Brookfield Renewable Power Preferred Equity Inc. 10/10/2012 9961399 Q "Class A Preference Shares, Series 3" PRF N BRF.PR.E BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 11283Q 60 2 INVESTMENT COMPANY C 03/09/2010 Brookfld Renew Pr 5 Brookfield Renewable Power Preferred Equity Inc. 01/28/2013 7000000 Q "Class A Preference Shares, Series 5" PRF N BRF.PR.F BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 11283Q 70 1 INVESTMENT COMPANY C 03/09/2010 Brookfld Renew Pr 6 Brookfield Renewable Power Preferred Equity Inc. 04/30/2013 7000000 Q "Class A Preference Shares, Series 6" PRF N BRIO BRIO GOLD INC. J 10971P 30 6 GOLD EXPL & DEV C 12/28/2016 05/28/2018 Brio Gold Inc. J Brio Gold Inc. 12/28/2016 05/28/2018 1231 0 Common Shares COM N BRY BRI-CHEM CORP. 10778T 10 5 OIL/GAS PRODUCT/SERV C 07/04/2011 Bri-Chem Corp. Bri-Chem Corp. 07/04/2011 1231 23932981 Common Shares COM N BSC BNS SPLIT CORP. II CLASS A CAPITAL 05567U 10 7 INVESTMENT COMPANY C 09/21/2005 BNS Split Corp. II A BNS Split Corp. II 09/21/2005 922 940880 Q Class A Capital Shares CAP N BSC.PR.C BNS SPLIT CORP. II CLASS 'B' PR SER 2 05567U 40 4 INVESTMENT COMPANY C 09/21/2005 BNS Split II Pr 2 BNS Split Corp. II 09/21/2015 922 470440 Q "Class B Preferred Shares, Series 2" PRF N BSD.PR.A SOUNDVEST SPLIT TRUST PR SECURITIES 83614E 20 2 INVESTMENT TRUST C Brookfield Soundvest Split Trust 02/21/2018 03/15/2005 Soundvest Split Pr Soundvest Split Trust 03/15/2005 1231 1657337 Q Preferred Securities PRF N BSD.UN SOUNDVEST SPLIT TRUST CAPITAL UNIT 83614E 10 3 INVESTMENT TRUST C Brookfield Soundvest Split Trust 02/21/2018 03/15/2005 Soundvest Split Cap Soundvest Split Trust 03/15/2005 1231 1657337 Capital Units TUT N BSE.UN SOUNDVEST EQUITY FUND TR UN 83611W 10 6 INVESTMENT FUND C Brookfield Soundvest Equity Fund 02/21/2018 10/14/2005 Soundvest Eq Fund Un Soundvest Equity Fund 10/14/2005 1231 1255236 Q "transferable, redeemable units" UTS N BSO.UN BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN 11284C 10 7 INVESTMENT FUND C 05/22/2014 Brookfld Selct Oppor Brookfield Select Opportunities Income Fund 05/22/2014 1231 9892284 Q Units UTS N BSX BELO SUN MINING CORP. J 080558 10 9 MINERAL EXPL & DEV C 02/16/2012 Belo Sun Mining J Belo Sun Mining Corp. 02/16/2012 1231 465589915 Common Shares COM N BTB.DB.E BTB REAL ESTATE INVESTMENT TRUST 6.90% 'E' DB 11777P AE 2 INVESTMENT TRUST C 06/07/2012 BTB REIT 6.9% E Deb BTB Real Estate Investment Trust 02/19/2013 1231 230000 Series E 6.90% Convertible Unsecured Subordinated Debentures DEB N BTB.DB.F BTB REAL ESTATE INVESTMENT TRUST 7.15% 'F' DB 11777P AF 9 INVESTMENT TRUST C 06/07/2012 BTB REIT 7.15% F Deb BTB Real Estate Investment Trust 12/03/2015 1231 267000 "Series F 7.15% convertible, unsecured, subordinated debentures" DEB N BTB.UN BTB REAL ESTATE INVESTMENT TRUST UN 11777P 30 0 INVESTMENT TRUST C 06/07/2012 BTB REIT Un BTB Real Estate Investment Trust 06/07/2012 1231 48661531 M Trust Units TUT N BTE BAYTEX ENERGY CORP. 07317Q 10 5 OIL/GAS EXPL & DEV C Baytex Energy Trust 01/07/2011 12/21/1994 Baytex Energy Corp. Baytex Energy Corp. 12/21/1994 1231 236578111 Common Shares COM N BTO B2GOLD CORP. J 11777Q 20 9 MINERAL EXPL & DEV C 10/23/2008 B2Gold Corp. J B2Gold Corp. 10/23/2008 1231 984109857 Common Shares COM N BU BURCON NUTRASCIENCE CORPORATION J 120831 10 2 CANOLA MFG/DSTR C 06/18/2009 Burcon NutraSci J Burcon Nutrascience Corporation 06/18/2009 331 43941536 Common Shares COM N BUA.UN BLOOM U.S. INCOME & GROWTH FUND CL A UNITS 093764 10 8 INVESTMENT FUND C Bloom U.S. Advantaged Income & Growth Fund 05/09/2013 03/20/2013 Bloom US Incm&Gro Un Bloom U.S. Income & Growth Fund 03/20/2013 1231 1461911 M Class A Units UTS N BUI BUHLER INDUSTRIES INC. 119918 10 0 MACHINE EQUIP MFG C Craftech Manufacturing Inc 03/25/1994 08/04/1988 Buhler Industries Buhler Industries Inc. 08/04/1988 930 25000000 A Common Shares COM N BXE BELLATRIX EXPLORATION LTD. 078314 50 7 NAT GAS EXPL C True Energy Trust 11/05/2009 02/13/2001 Bellatrix Expl Ltd. 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SV 15101Q 10 8 CIRCUITS MFG C 06/30/1998 Celestica Inc SV Celestica Inc. 06/30/1998 1231 120951016 12/15/1999 2 Subordinate Voting Shares SV N CM CANADIAN IMPERIAL BANK OF COMMERCE 136069 10 1 BANKING C 06/02/1961 Cdn Imperial Bank Canadian Imperial Bank Of Commerce 06/02/1961 1031 444823141 03/25/1997 2 Q Common Shares COM N CM.PR.O CANADIAN IMPERIAL BANK SERIES '39' PR 136069 44 0 BANKING C 06/02/1961 Cdn Imp Bk Ser 39 Pr Canadian Imperial Bank Of Commerce 06/10/2014 1031 16000000 Q Non-Cumulative Rate Reset Class A Preferred Shares Series 39 PRA N CM.PR.P CANADIAN IMPERIAL BANK SERIES '41' PR 136069 42 4 BANKING C 06/02/1961 Cdn Imp Bk Ser 41 Pr Canadian Imperial Bank Of Commerce 12/15/2014 1031 12000000 Q Non-Cumulative Rate Reset Class A Preferred Shares Series 41 PRA N CM.PR.Q CANADIAN IMPERIAL BANK SERIES '43' PR 136069 39 0 BANKING C 06/02/1961 Cdn Imp Bk Ser 43 Pr Canadian Imperial Bank Of Commerce 03/10/2015 1031 12000000 Q Non-Cumulative Rate Reset Class A Preferred Shares Series 43 PRF N CM.PR.R CANADIAN IMPERIAL BANK SERIES '45' PR 136070 20 8 BANKING C 06/02/1961 Cdn Imp Bk Ser 45 Pr Canadian Imperial Bank Of Commerce 06/01/2017 1031 32000000 Q "Rate Reset Class A Preferred Shares, Series 45" PRA N CM.PR.S CANADIAN IMPERIAL BANK SERIES '47' PR 136070 87 7 BANKING C 06/02/1961 Cdn Imp Bk Ser 47 Pr Canadian Imperial Bank Of Commerce 01/17/2018 1031 18000000 Q "Non-Cumulative Rate Reset Class A Preferred Shares, Series 47 (NVCC)" PRA N CMED CANNIMED THERAPEUTICS INC. J 13767U 10 9 BIOPHARMACEUTICAL C 12/28/2016 05/02/2018 CanniMed TherapeutcJ CanniMed Therapeutics Inc. 12/28/2016 05/02/2018 1031 0 Common Shares COM N CMG COMPUTER MODELLING GROUP LTD. J 205249 10 5 SOFTWARE DEV/MKT C 10/20/2003 Computer Modelling J Computer Modelling Group Ltd. 10/20/2003 331 80214678 07/03/2014 2 Q Common Shares COM N CMH CARMANAH TECHNOLOGIES CORPORATION 143126 20 9 SOLAR ENERGY TECH C 02/02/2006 Carmanah Tech Corp. 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CL 'A' 25537Y 10 4 INVESTMENT COMPANY C 11/30/2007 Div Growth Splt Cl A Dividend Growth Split Corp. 11/30/2007 1231 36850282 M Class A Shares CLA N DGS.PR.A DIVIDEND GROWTH SPLIT CORP. PR 25537Y 20 3 INVESTMENT COMPANY C 11/30/2007 Div Growth Split Pr Dividend Growth Split Corp. 11/30/2007 1231 36850282 Q Preferred Shares PRF N DHX DHX MEDIA LTD. COMMON AND VARIABLE VOTING 252406 15 2 TELEVISION PROD/MKT C 05/18/2006 DHX Media Ltd Com&VV DHX Media Ltd. 05/18/2006 630 134243524 Q Common and Variable Voting Shares RV N DHX.A DHX MEDIA LTD. VARIABLE VOTING 252406 60 8 TELEVISION PROD/MKT C 05/18/2006 DHX Media Ltd. 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CL 'B' SV 25822C 20 5 FURNITURE MFG C 07/12/1990 Dorel Ind Inc B SV Dorel Industries Inc. 10/01/1991 1231 28248971 08/31/1998 2 Q Class B Subordinate Voting Shares SV N DII.DB.U DOREL INDUSTRIES INC. 5.50% DEB US 25822C AA 4 FURNITURE MFG C 07/12/1990 Dorel Ind 5.5% Db US Dorel Industries Inc. 10/06/2014 1231 1200000 5.50% Extendible Convertible Unsecured Subordinated Debentures DEB N DIR.DB DREAM INDUSTRIAL REAL EST INVEST TR 5.25% DEB 26153W AA 7 INVESTMENT TRUST C Dundee Industrial Real Estate Investment Trust 05/08/2014 10/03/2012 Dream Indust 5.25 Db Dream Industrial Real Estate Investment Trust 12/13/2012 1231 862500 "5.25% Convertible Unsecured Subordinated Debentures due Dec 31, 2019" DEB N DIR.UN DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS 26153W 10 9 INVESTMENT TRUST C Dundee Industrial Real Estate Investment Trust 05/08/2014 10/03/2012 Dream Industrl REIT Dream Industrial Real Estate Investment Trust 10/03/2012 1231 76000367 M Units UTS N DISC BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN 05584F 10 9 INVESTMENT FUND C 04/06/2017 BMO Glbl ConsmrDiscr BMO Global Consumer Discretionary Hedged to CAD Index ETF 04/06/2017 950300 Q CAD Units UTS Y DIV DIVERSIFIED ROYALTY CORP. 255331 10 0 INVESTMENT COMPANY C 10/09/2014 Divers Rylty Corp. Diversified Royalty Corp. 10/09/2014 1231 106877359 M Common Shares COM N DIV.DB DIVERSIFIED ROYALTY CORP. 5.25% DEBENTURES 255331 AA 8 INVESTMENT COMPANY C 10/09/2014 Diversif Rlty 5.25Db Diversified Royalty Corp. 11/06/2017 1231 575000 Convertible Unsecured Subordinated Debentures DEB N DIVS EVOLVE ACTIVE CDN PREFERRED SHR ETF UNHEGD UN 30052A 10 1 INVESTMENT FUND C 09/28/2017 Evolve CA Pref UnHeg Evolve Active Canadian Preferred Share ETF 09/28/2017 3375000 M Unhedged Units UTS Y DLR HORIZONS US DOLLAR CURRENCY ETF CL A UN 44049C 40 1 INVESTMENT FUND C Horizons U.S. Dollar Currency ETF 01/14/2015 04/06/2011 Horizon US$ Cur A Un Horizons US Dollar Currency ETF 04/06/2011 1231 7505654 01/14/2015 0.99009901 Class A Units UTS Y DLR.U HORIZONS US DOLLAR CURRENCY ETF USF CL A UN 44049C 40 1 INVESTMENT FUND C Horizons U.S. Dollar Currency ETF 01/14/2015 04/06/2011 Horizon US$Cur A USF Horizons US Dollar Currency ETF 05/12/2011 1231 0 01/14/2015 0.99009901 Class A Units UTS Y DML DENISON MINES CORP. 248356 10 7 URANIUM EXPL & DEV C International Uranium Corporation 12/07/2006 05/16/1997 Denison Mines Corp Denison Mines Corp. 05/16/1997 1231 559183209 Common Shares COM N DNA DALRADIAN RESOURCES INC. 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SV BRP Inc. 05/22/2013 131 36847503 Q Subordinate Voting Shares SV N DPM DUNDEE PRECIOUS METALS INC. 265269 20 9 INVESTMENT COMPANY C BGR Precious Metals Inc. 06/23/1999 11/01/1983 Dundee Precious Mtl Dundee Precious Metals Inc. 11/01/1983 1231 178492566 Common Shares COM N DQD WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN 97719L 10 1 INVESTMENT FUND C WisdomTree U.S. Quality Dividend Growth Dynamic Hedged Index ETF 01/13/2017 07/13/2016 Wisdom3 USDivVaryHeg WisdomTree U.S. Quality Dividend Growth Variably Hedged Index ETF 07/13/2016 1100000 M Dynamic Hedged Units UTS Y DQI WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF 97719H 10 0 INVESTMENT FUND C WisdomTree International Quality Dividend Growth Dynamic Hedged Index ETF 01/13/2017 07/13/2016 Wisdom3 IntlDivVarHg WisdomTree International Quality Dividend Growth Variably Hedged Index ETF 07/13/2016 600000 Q Dynamic Hedged Units UTS Y DR MEDICAL FACILITIES CORPORATION 58457V 50 3 MEDICAL FACILITY C 03/26/2004 Medical Facilities Medical Facilities Corporation 03/26/2004 1231 30983257 M Common Shares COM N DR.DB.A MEDICAL FACILITIES CORPORATION 5.90% 2019 DEB 58457V AD 9 MEDICAL FACILITY C 03/26/2004 Medical Fac 5.9% Deb Medical Facilities Corporation 12/21/2012 1231 417430 5.90% Convertible Unsecured Subordinated Debentures DEB N DRA.UN DREAM HARD ASSET ALTERNATIVES TRUST UNITS 26153V 10 1 INVESTMENT TRUST C 07/08/2014 Dream Hrd AsetAlt Un Dream Hard Asset Alternatives Trust 07/08/2014 1231 72427340 M Units UTS N DRG.UN DREAM GLOBAL REAL ESTATE INVESTMENT TR UN 26154A 10 6 INVESTMENT TRUST C Dundee International Real Estate Investment Trust 05/12/2014 08/02/2011 Dream Global REIT Un Dream Global Real Estate Investment Trust 08/02/2011 1231 177010952 M Units UTS N DRM DREAM UNLIMITED CORP. 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J 27888J 10 8 MINERAL EXPL & DEV C Formation Metals Inc. 08/05/2016 09/08/1995 eCobalt Solutions J eCobalt Solutions Inc. 09/08/1995 228 157750901 11/13/2009 0.142857143 Common Shares COM N ECS.WT ECOBALT SOLUTIONS INC. J WT 27888J 12 4 MINERAL EXPL & DEV C Formation Metals Inc. 08/05/2016 09/08/1995 eCobalt Solutn J Wt eCobalt Solutions Inc. 02/12/2018 228 11500000 Warrants WTS N EDGE EVOLVE INNOVATION INDEX ETF UN 30052W 10 3 INVESTMENT FUND C 05/01/2018 Evolve Innovation Un Evolve Innovation Index ETF 05/01/2018 150000 Canadian dollar denomiated units UTS Y EDGF.UN EUROPEAN DIVIDEND GROWTH FUND UN 29876T 10 6 INVESTMENT FUND C 07/20/2017 European DivGrwth Un European Dividend Growth Fund 07/20/2017 4744978 M Units UTS N EDR ENDEAVOUR SILVER CORP. J 29258Y 10 3 PRECIOUS MTL EXPL C 02/07/2006 Endeavour Silver J Endeavour Silver Corp. 02/07/2006 1231 127488410 Common Shares COM N EDT SPECTRAL MEDICAL INC. 847577 10 3 MEDICAL EQUIPMENT C Spectral Diagnostics Inc. 12/31/2014 06/06/1994 Spectral Medical Inc Spectral Medical Inc. 06/06/1994 1231 225491183 Common Shares COM N EDV ENDEAVOUR MINING CORPORATION ORDINARY G3040R 15 8 MERCHANT BANKING F Endeavour Financial Corporation 09/20/2010 11/20/2003 Endeavour Mining Ord Endeavour Mining Corporation 11/20/2003 1231 107727522 12/02/2015 0.1 Ordinary Shares ORD N EF.UN EUROPEAN FOCUSED DIVIDEND FUND TR UNIT 29877K 10 4 INVESTMENT FUND C 11/23/2017 European FocusDiv Un European Focused Dividend Fund 11/23/2017 8487100 M Trust units TUT N EFH ECHELON FINANCIAL HOLDINGS INC. 27876N 10 3 HOLDING COMPANY C EGI Financial Holdings Inc. 05/25/2015 12/07/2005 Echelon Fin Hldgs Echelon Financial Holdings Inc. 12/07/2005 1231 11922325 common shares COM N EFL ELECTROVAYA INC. 28617B 10 1 BATTERY TECHNOLOGY C Electrofuel Inc. 08/13/2002 11/10/2000 Electrovaya Inc. Electrovaya Inc. 11/10/2000 930 101347996 Common Shares COM N EFN ELEMENT FLEET MANAGEMENT CORP. 286181 20 1 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Mgt Element Fleet Management Corp. 12/16/2011 1231 380355836 Q Common Shares COM N EFN.DB ELEMENT FLEET MANAGEMENT CORP. 5.125% DEB 286181 AA 0 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet5.125Db Element Fleet Management Corp. 06/18/2014 1231 3450000 5.125% Extendible Convertible Unsecured Subordinated Debentures DEB N EFN.DB.A ELEMENT FLEET MANAGEMENT CORP. 4.25% DEB 286181 AB 8 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet 4.25Db Element Fleet Management Corp. 05/29/2015 1231 5750000 4.25% Extendible Convertible Unsecured Subordinated Debentures DEB N EFN.PR.A ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A 286181 87 0 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Pr A Element Fleet Management Corp. 12/16/2013 1231 4600000 Q "6.60% Cumulative 5-Year Rate Reset Preferred Shares, Series A" PRF N EFN.PR.C ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A 286181 83 9 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Pr C Element Fleet Management Corp. 03/06/2014 1231 5126400 Q "6.50% Cumulative 5-Year Rate Reset Preferred Shares, Series C" PRF N EFN.PR.E ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E 286181 81 3 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Pr E Element Fleet Management Corp. 06/17/2014 1231 5321900 Q "6.40% Cumulative 5-Year Rate Reset Preferred Shares, Series E" PRF N EFN.PR.G ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G 286181 78 9 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Pr G Element Fleet Management Corp. 05/28/2015 1231 6900000 Q "6.50% Cumulative 5-Year Rate Reset Preferred Shares, Series G" PRF N EFN.PR.I ELEMENT FLEET MANAGEMENT CORP. 5.75% PR SER I 286181 66 4 FINANCIAL SERVICES C Element Financial Corporation 10/04/2016 12/16/2011 Element Fleet Pr I Element Fleet Management Corp. 05/04/2017 1231 6000000 Q "5.75% Cumulative 5-Year Minimum Rate Reset Preferred Shares, Series 1" PRF N EFR ENERGY FUELS INC. J 292671 70 8 URANIUM EXPL & DEV C 03/19/2007 Energy Fuels Inc. J Energy Fuels Inc. 03/19/2007 1231 78105116 11/05/2013 0.02 Common Shares COM N EFR.DB ENERGY FUELS INC. FLTG RATE DEBENTURES J 292671 AA 2 URANIUM EXPL & DEV C 03/19/2007 Energy Fuels Deb J Energy Fuels Inc. 07/24/2012 1231 220000 "Floating Rate Conv. Unsecured Subordinated Debs due December 31, 2020" DEB N EFR.WT ENERGY FUELS INC. WT J 292671 17 9 URANIUM EXPL & DEV C 03/19/2007 Energy Fuels Wt J Energy Fuels Inc. 09/20/2016 1231 3625000 Common Share Purchase Warrants WTS N EFX ENERFLEX LTD. 29269R 10 5 GAS EQUIP MFG/LSE C 06/03/2011 Enerflex Ltd. Enerflex Ltd. 06/03/2011 1231 88606207 Q Common Shares COM N EGL EAGLE ENERGY INC. J 26950W 10 4 OIL & GAS EXPL C Eagle Energy Trust 02/01/2016 11/23/2010 Eagle Energy Inc. J Eagle Energy Inc. 11/23/2010 1231 43750488 common shares COM N EHE WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN 97719D 10 9 INVESTMENT FUND C 07/13/2016 WisdomTree EU HEG Eq WisdomTree Europe Hedged Equity Index ETF 07/13/2016 2600000 Q Hedged Units UTS Y EHE.B WISDOMTREE EUROPE HEDGED EQTY IDX ETF N-HG UN 97719D 20 8 INVESTMENT FUND C 07/13/2016 WisdomTreeEU Eq N-Hg WisdomTree Europe Hedged Equity Index ETF 08/09/2017 1150000 Q Non-Hedged Units UTS Y EIF EXCHANGE INCOME CORPORATION 301283 10 7 INVESTMENT COMPANY C Exchange Industrial Income Fund 07/31/2009 03/17/2008 Exchange Income Corp Exchange Income Corporation 03/17/2008 1231 31793837 M common shares COM N EIF.DB.F EXCHANGE INCOME CORPORATION 7YR 5.35% DEB 301283 AF 4 INVESTMENT COMPANY C Exchange Industrial Income Fund 07/31/2009 03/17/2008 Exchng Incm 5.35 Deb Exchange Income Corporation 03/25/2013 1231 649800 7 Yr 5.35% Convertble Unsecured Subordinated Debentures DEB N EIF.DB.G EXCHANGE INCOME CORP. 7-YR 6% 03/31/21 DEB 301283 AG 2 INVESTMENT COMPANY C Exchange Industrial Income Fund 07/31/2009 03/17/2008 Exchange Incm 6% Deb Exchange Income Corporation 02/11/2014 1231 278800 7 Year 6.00% Convertible Unsecured Subordinated Debentures DEB N EIF.DB.H EXCHANGE INCOME CORP. 7-YR 5.25% DEB 301283 AH 0 INVESTMENT COMPANY C Exchange Industrial Income Fund 07/31/2009 03/17/2008 Exchng Incm 5.25% Db Exchange Income Corporation 06/07/2016 1231 689750 7 Year 5.25% Convertible Unsecured Subordinated Debentures DEB N EIF.DB.I EXCHANGE INCOME CORP. 5-YR 5.25% DEB 301283 AJ 6 INVESTMENT COMPANY C Exchange Industrial Income Fund 07/31/2009 03/17/2008 ExchngIncm 5y 5.25Db Exchange Income Corporation 12/19/2017 1231 1000000 ````````````````````````5 Year 5.25% convertible unsecured debentures DEB N EIT.PR.A CANOE EIT INCOME FUND 4.80% SER 1 PR UN 13780R 20 8 INVESTMENT FUND C Canoe EIT Income Trust 11/06/2013 08/06/1997 Canoe EIT Ser 1 Pr Canoe EIT Income Fund 03/13/2017 1231 5635000 Q 4.80% cumulative redeemable Series 1 preferred units PRF N EIT.PR.B CANOE EIT INCOME FUND 4.80% SER 2 PR UN 13780R 13 3 INVESTMENT FUND C Canoe EIT Income Trust 11/06/2013 08/06/1997 Canoe EIT Ser 2 Pr Canoe EIT Income Fund 04/16/2018 1231 3220000 Q 4.80% Cumulative Redeemable Series 2 Preferred Units PRF N EIT.UN CANOE EIT INCOME FUND UNITS 13780R 10 9 INVESTMENT FUND C Canoe EIT Income Trust 11/06/2013 08/06/1997 Canoe EIT Income Un Canoe EIT Income Fund 08/06/1997 1231 88621072 04/24/2009 0.333333333 M Trust Units TUT N ELD ELDORADO GOLD CORPORATION 284902 10 3 MINERAL EXPL & DEV C Eldorado Corporation Ltd. 05/03/1996 10/22/1993 Eldorado Gold Corp. 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LTD. 1ST PR SERIES '1' 26857Q 30 9 INSURANCE C E-L Financial Corporation Ltd 11/18/1995 01/07/1969 E-L Financial 1st Pr E-L Financial Corporation Limited 09/27/2004 1231 4000000 Q "First Preference Shares, Series 1" PRF N ELF.PR.G E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' 26857Q 40 8 INSURANCE C E-L Financial Corporation Ltd 11/18/1995 01/07/1969 E-L Financl 4.75 Pr2 E-L Financial Corporation Limited 10/16/2006 1231 4000000 Q "4.75% Non-Cumulative Redeemable First Preference Shares, Series 2" PRF N ELF.PR.H E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' 26857Q 50 7 INSURANCE C E-L Financial Corporation Ltd 11/18/1995 01/07/1969 E-L Financl 5.5 Pr 3 E-L Financial Corporation Limited 03/30/2012 1231 4000000 Q "First Preference Shares, Series 3" PRF N ELR EASTERN PLATINUM LIMITED J 276855 50 9 MINERAL EXPL & DEV C Elgin Resources Inc. 04/28/2005 01/10/2005 Eastern Platinum J Eastern Platinum Limited 01/10/2005 1231 92639032 07/21/2014 0.1 Common Shares COM N ELV POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN 73937Q 10 7 INVESTMENT FUND C 09/05/2014 PwrShr S&P EmrgMkts PowerShares S&P Emerging Markets Low Volatility Index ETF 09/05/2014 562700 Q Units UTS Y EMA EMERA INCORPORATED 290876 10 1 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Incorporated Emera Incorporated 08/11/1992 1231 230591677 Q Common Shares COM N EMA.PR.A EMERA INCORPORATED PR SERIES 'A' 290876 30 9 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser A Pr Emera Incorporated 06/01/2010 1231 3864636 Q "Cumulative 5-Year Rate Reset First Preferred Shares, Series A" PRF N EMA.PR.B EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' 290876 40 8 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser B Pr Emera Incorporated 08/17/2015 1231 2135364 Q "Cumulative Floating Rate First Preferred Shares, Series B" PRF N EMA.PR.C EMERA INCORPORATED PR SERIES 'C' 290876 50 7 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser C Pr Emera Incorporated 06/06/2012 1231 10000000 Q "Cumulative Rate Reset First Preferred Shares, Series C" PRF N EMA.PR.E EMERA INCORPORATED PR SERIES 'E' 290876 70 5 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser E Pr Emera Incorporated 06/07/2013 1231 5000000 Q "Cumulative Redeemable First Preferred Shares, Series E" PRF N EMA.PR.F EMERA INCORPORATED PR SERIES 'F' 290876 80 4 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser F Pr Emera Incorporated 06/06/2014 1231 8000000 Q "Cumulative Rate Reset First Preferred Shares, Series F" PRF N EMA.PR.H EMERA INCORPORATED PR SERIES 'H' 290876 86 1 HOLDING COMPANY C NS Power Holdings Incorporated 07/17/2000 08/11/1992 Emera Inc. Ser H Pr Emera Incorporated 05/30/2018 1231 12000000 "Cumulative Minimum Rate Reset First Preferred Shares, Series H" PRF N EML.PR.A EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR 291839 20 7 INSURANCE C 02/12/2016 Empire Life Ins Pr 1 The Empire Life Insurance Company 02/12/2016 5980000 Q "Non-Cumulative Rate Reset Preferred Shares, Series 1" PRF N EMP.A EMPIRE COMPANY LTD. CL 'A' NV 291843 40 7 HOLDING COMPANY C 07/09/1982 Empire Co Cl A NV Empire Company Limited 07/09/1982 430 173548155 09/29/2015 3 Q Non-Voting Class A Shares NV N EMV.B WISDOMTREE EMERG MKTS DIV IDX ETF NON-HEGD UN 97717G 10 4 INVESTMENT FUND C 09/20/2017 WisdomTreeEmrgMktDiv WisdomTree Emerging Markets Dividend Index ETF 09/20/2017 100000 Q Non-Hedged Units UTS Y ENB ENBRIDGE INC. 29250N 10 5 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc. Enbridge Inc. 05/07/1979 1231 1704602546 05/20/2011 2 Q Common Shares COM N ENB.PF.A ENBRIDGE INC. PR SER '9' 29250N 62 6 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 9 Pr Enbridge Inc. 03/12/2014 1231 11000000 Q "cumulative redeemable preference shares, Series 9" PRF N ENB.PF.C ENBRIDGE INC. PR SER '11' 29250N 59 2 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 11 Pr Enbridge Inc. 05/21/2014 1231 20000000 Q "cumulative redeemable preference shares, series 11" PRF N ENB.PF.E ENBRIDGE INC. PR SER '13' 29250N 57 6 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 13 Pr Enbridge Inc. 07/16/2014 1231 14000000 Q "cumulative redeemable preference shares, Series 13" PRF N ENB.PF.G ENBRIDGE INC. PR SER '15' 29250N 55 0 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 15 Pr Enbridge Inc. 09/22/2014 1231 11000000 Q "cumulative redeemable preference shares, series 15" PRF N ENB.PF.I ENBRIDGE INC. PR SER '17' 29250N 53 5 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 17 Pr Enbridge Inc. 11/22/2016 1231 30000000 Q "cumulative redeemable minimum rate reset preference shares, Series 17" PRF N ENB.PF.K ENBRIDGE INC. PR SER '19' 29250N 51 9 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 19 Pr Enbridge Inc. 12/08/2017 1231 20000000 Q "cumulative redeemable min rate reset preference shares, Series 19" PRF N ENB.PF.U ENBRIDGE INC. SER 'L' PR USF 29250N 79 0 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser L US Pr Enbridge Inc. 05/22/2012 1231 16000000 Q "cumulative redeemable preference shares, series L" PRF N ENB.PF.V ENBRIDGE INC. SER '5' PR USF 29250N 66 7 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 5 US Pr Enbridge Inc. 09/26/2013 1231 8000000 Q "cumulative redeemable preference shares, Series 5" PRF N ENB.PR.A ENBRIDGE INC. 5.50% PR SER 'A' 29250N 20 4 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge 5.50% Pr Enbridge Inc. 11/19/1998 1231 5000000 Q "5.50% Cumulative Redeemable Preferred Shares, Series A" PRF N ENB.PR.B ENBRIDGE INC. PR SER 'B' 29250N 70 9 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr B Pr Enbridge Inc. 09/29/2011 1231 18269812 Q "cumulative redeemable preference shares, series B" PRF N ENB.PR.C ENBRIDGE INC. PR SER 'C' 29250N 80 8 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr C Pr Enbridge Inc. 06/01/2017 1231 1730188 Q "cumulative redeemable preference shares, Series C" PRF N ENB.PR.D ENBRIDGE INC. PR SER 'D' 29250N 88 1 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr D Pr Enbridge Inc. 11/22/2011 1231 18000000 Q "cumulative redeemable preference shares, series D" PRF N ENB.PR.F ENBRIDGE INC. PR SER 'F' 29250N 86 5 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr F Pr Enbridge Inc. 01/17/2012 1231 20000000 Q "cumulative redeemable preference shares, series F" PRF N ENB.PR.H ENBRIDGE INC. PR SER 'H' 29250N 84 0 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr H Pr Enbridge Inc. 03/28/2012 1231 14000000 Q "cumulative redeemable preference shares, series H" PRF N ENB.PR.J ENBRIDGE INC. PR SER '7' 29250N 64 2 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 7 Pr Enbridge Inc. 12/11/2013 1231 10000000 Q "cumulative redeemable preference shares, series 7" PRF N ENB.PR.N ENBRIDGE INC. PR SER 'N' 29250N 77 4 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr N Pr Enbridge Inc. 07/16/2012 1231 18000000 Q "cumulative redeemable preference shares, series N" PRF N ENB.PR.P ENBRIDGE INC. PR SER 'P' 29250N 75 8 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr P Pr Enbridge Inc. 09/12/2012 1231 16000000 Q "cumulative redeemable preference shares, series P" PRF N ENB.PR.T ENBRIDGE INC. PR SER 'R' 29250N 73 3 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Inc Sr R Pr Enbridge Inc. 12/04/2012 1231 16000000 Q "cumulative redeemable preference shares, series R" PRF N ENB.PR.U ENBRIDGE INC. SER J PR USF 29250N 82 4 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Sr J US Pr Enbridge Inc. 04/18/2012 1231 8000000 Q "cumulative redeemable preference shares, series J" PRF N ENB.PR.V ENBRIDGE INC. PR SER '1' USF 29250N 71 7 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 1 US Pr Enbridge Inc. 03/26/2013 1231 16000000 Q "cumulative redeemable preference shares, Series 1" PRF N ENB.PR.Y ENBRIDGE INC. PR SER '3' 29250N 68 3 OIL PIPELINE C IPL Energy Inc. 10/13/1998 02/15/1953 Enbridge Ser 3 Pr Enbridge Inc. 06/05/2013 1231 24000000 Q "cumulative redeemable preference shares, series 3" PRF N ENF ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY 29251R 10 5 INVESTMENT COMPANY C Enbridge Income Fund 12/21/2010 06/27/2003 Enbridge Incm Hldgs Enbridge Income Fund Holdings Inc. 06/27/2003 1231 174662947 M common shares COM N ENGH ENGHOUSE SYSTEMS LIMITED 292949 10 4 SOFTWARE DEV/MKT C 02/26/1998 Enghouse Systems Ltd Enghouse Systems Limited 02/26/1998 1031 27088112 09/15/2004 2 Q Common Shares COM N ENI.UN ENERGY INCOME FUND TRUST UNITS 29270B 20 6 INVESTMENT FUND C Sustainable Production Energy Trust 10/04/2010 10/14/2005 Energy Income Fnd Un Energy Income Fund 10/14/2005 1231 4220524 M Trust Units TUT N ENT ENTREC CORPORATION 29384D 10 6 TRANS SUPPLIES/SERV C 06/09/2014 ENTREC Corporation ENTREC Corporation 06/09/2014 1231 109629578 common shares COM N ENT.DB ENTREC CORPORATION DEBENTURES 29384D AB 2 TRANS SUPPLIES/SERV C 06/09/2014 ENTREC Corp. Deb ENTREC Corporation 06/09/2014 1231 218000 8.50% convertible unsecured subordinated debentures DEB N EOX EUROMAX RESOURCES LTD. 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J 27743M 10 6 MINING EXPL & DEV C 11/01/1996 Eastmain Resources J Eastmain Resources Inc. 11/01/1996 1031 199241813 Common Shares COM N ERD ERDENE RESOURCE DEVELOPMENT CORPORATION J 29480N 20 6 MINERAL EXPL & DEV C Erdene Gold Inc. 06/17/2008 12/14/2005 Erdene Res Dev J Erdene Resource Development Corporation 12/14/2005 1231 146400586 Common shares COM N ERF ENERPLUS CORPORATION 292766 10 2 OIL/GAS EXPL & DEV C Enerplus Resources Fund 01/06/2011 03/11/1987 Enerplus Corporation Enerplus Corporation 01/18/1990 1231 244823368 06/14/2000 0.166666667 M common shares COM N ERM ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. 27890E 20 4 INVESTMENT COMPANY C 06/27/2013 Eclipse Resident Mtg Eclipse Residential Mortgage Investment Corporation 06/27/2013 1231 3159409 M Common Shares COM N ERO ERO COPPER CORP. J 296006 10 9 MINING EXPL & DEV C 10/18/2017 Ero Copper Corp. 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J 29384J 10 3 MINERAL EXPL & DEV C Entree Gold Inc. 05/12/2017 04/24/2006 Entree Resources J Entree Resources Ltd. 04/24/2006 1231 174283740 Common Shares COM N ETP FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN 33739T 10 5 INVESTMENT FUND C 07/22/2014 1st Tr Glb RskMngeUn First Trust Global Risk Managed Income Index ETF 07/22/2014 2336214 M Common Units UTS Y ETP.A FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN 33739T 20 4 INVESTMENT FUND C 07/22/2014 1st Tr Glb RskMngeAd First Trust Global Risk Managed Income Index ETF 07/22/2014 113800 M Advisor Class Units UTS Y ETX ETRION CORPORATION J 29786T 10 5 SOLAR ENERGY TECH C PetroFalcon Corporation 09/16/2009 10/02/2003 Etrion Corporation J Etrion Corporation 10/02/2003 1231 334094324 Common Shares COM N EUR FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN 33732H 20 7 INVESTMENT FUND C 02/03/2014 1st TrAlphDEX EU Div First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) 02/03/2014 924022 M Common Units UTS Y EUR.A FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV 33732H 10 8 INVESTMENT FUND C 02/03/2014 1st TrAlphDX EUDivAd First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) 02/03/2014 75979 M Advisor Class Units UTS Y EVT ECONOMIC INVESTMENT TRUST LTD. 278893 10 2 INVESTMENT TRUST C 04/03/1928 Economic Investment Economic Investment Trust Limited 04/03/1928 1231 5615535 05/28/2001 2 Q Common Shares COM N EXE EXTENDICARE INC. 30224T 86 3 HEALTHCARE FACILITY C Extendicare Real Estate Investment Trust 07/05/2012 04/08/1974 Extendicare Inc. Extendicare Inc. 12/01/1983 1231 87968318 05/07/1996 2 M Common Shares COM N EXE.DB.B EXTENDICARE INC. 6.00% DEBENTURES 30224T AC 7 HEALTHCARE FACILITY C Extendicare Real Estate Investment Trust 07/05/2012 04/08/1974 Extendicare 6% Deb Extendicare Inc. 09/25/2012 05/01/2018 1231 0 "6.00% Convertible Unsecured Subordinated Debentures due Sept 30, 2019" DEB N EXE.DB.C EXTENDICARE INC. 5.00% DEBENTURES 30224T AD 5 HEALTHCARE FACILITY C Extendicare Real Estate Investment Trust 07/05/2012 04/08/1974 Extendicare 5% Deb Extendicare Inc. 04/16/2018 1231 1265000 "5.00% convertible unsecured subordinated debentures due April 30, 2025" DEB N EXF EXFO INC. SV 302046 10 7 TELECOMMUN INSTRMT C EXFO Electro-Optical Engineering Inc. 03/08/2010 06/30/2000 EXFO Inc. SV EXFO Inc. 06/30/2000 831 23465456 Subordinate Voting Shares SV N EXGB EXCEL GLOBAL BALANCED ASSET ALLOCA ETF E UN 30066N 10 7 INVESTMENT FUND C 05/16/2017 05/28/2018 Excel GlbBalAst E Un Excel Global Balanced Asset Allocation ETF 05/16/2017 05/28/2018 0 Class E Units UTS N EXGG EXCEL GLOBAL GROWTH ASSET ALLOCA ETF CL E UN 30066Q 10 0 INVESTMENT FUND C 05/16/2017 05/28/2018 Excel GlbGroAst E Un Excel Global Growth Asset Allocation ETF 05/16/2017 05/28/2018 0 Class E Units UTS N EXN EXCELLON RESOURCES INC. J 30069C 20 7 MINING EXPL & DEV C 02/04/2008 Excellon Resources J Excellon Resources Inc. 02/04/2008 1231 98314143 05/08/2013 0.2 Common Shares COM N EXN.WT EXCELLON RESOURCES INC. WT J 30069C 13 2 MINING EXPL & DEV C 02/04/2008 Excellon Res Wt J Excellon Resources Inc. 07/26/2016 1231 5760870 Common Share Purchase Warrants WTS N EXN.WT.A EXCELLON RESOURCES INC. J WT A 30069C 14 0 MINING EXPL & DEV C 02/04/2008 Excellon Res J Wt A Excellon Resources Inc. 11/09/2017 1231 3312500 Common Shares Purchase Warrants WTS N FAH.U FAIRFAX AFRICA HOLDINGS CORPORATION SV USF 303767 10 7 INVESTMENT COMPANY C 02/16/2017 Fairfax Africa SV US Fairfax Africa Holdings Corporation 02/16/2017 1231 20620189 Subordinate Voting Shares SV N FAI FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN 31865H 10 1 INVESTMENT FUND C First Asset Pipes & Power Income Fund 01/16/2015 02/16/2005 1st AstActUtilInfrUn First Asset Active Utility & Infrastructure ETF 02/16/2005 1231 2141194 M Common Units UTS Y FAO FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS 31864X 10 7 INVESTMENT FUND C 01/16/2015 1st AsstActvCredt Un First Asset Active Credit ETF 01/16/2015 2687565 M CAD$ Common Units UTS Y FAO.U FIRST ASSET ACTIVE CREDIT ETF US$ UNITS 31864X 30 5 INVESTMENT FUND C 01/16/2015 1st AsstActvCredt US First Asset Active Credit ETF 01/16/2015 258236 M US$ Common Units UTS Y FAP ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. Q0014D 10 7 INVESTMENT COMPANY F First Australia Prime Income Investment Company Limited 05/22/2001 06/11/1986 Aberdeen Asia-Pacifc Aberdeen Asia-Pacific Income Investment Company Limited 09/04/1986 1031 51472616 M Ordinary Shares COM N FAR FORACO INTERNATIONAL SA F4269M 10 3 DRILLING SERVICES F 07/24/2007 Foraco Int'l SA Foraco International SA 07/24/2007 1231 89951798 Common Shares COM N FBE FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN 31861J 10 1 INVESTMENT FUND C 09/12/2016 1st Asset CA Buyback First Asset Canadian Buyback Index ETF 09/12/2016 450000 Q Redeemable Transferable Units UTS Y FBU FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN 31867A 10 4 INVESTMENT FUND C 09/12/2016 1st Asset US Buyback First Asset U.S. Buyback Index ETF 09/12/2016 950000 Q Redeemable Transferable Units UTS Y FC FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION 318323 10 2 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg Invest Firm Capital Mortgage Investment Corporation 10/05/1999 1231 26097413 03/11/1986 2 M Common Shares COM N FC.DB.B FIRM CAPITAL MORTGAGE INVEST CORP. 5.40% DEB 318323 AC 6 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.4% Db Firm Capital Mortgage Investment Corporation 08/23/2011 1231 257380 5.40% Convertible Unsecured Subordinated Debentures DEB N FC.DB.C FIRM CAPITAL MORTGAGE INVEST CORP. 5.25% DEB 318323 AD 4 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.25%Db Firm Capital Mortgage Investment Corporation 03/21/2012 1231 204850 "5.25% Convertible Unsecured Subordinated Debentures due March 31, 2019" DEB N FC.DB.D FIRM CAPITAL MORTGAGE INVEST CORP. 4.75% DEB 318323 AE 2 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 4.75 Db Firm Capital Mortgage Investment Corporation 03/28/2013 1231 200000 "4.75% Convertible Unsecured Subordinated Debenture due Mar 31, 2020" DEB N FC.DB.E FIRM CAPITAL MORTGAGE INVEST CORP. 5.30% DEB 318323 AF 9 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.3% Db Firm Capital Mortgage Investment Corporation 04/17/2015 1231 250000 "5.30% Convertible Unsecured Subordinated Debentures due May 31, 2022" DEB N FC.DB.F FIRM CAPITAL MORTGAGE INVEST CORP. 5.5% DEB 318323 AG 7 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.5% Db Firm Capital Mortgage Investment Corporation 12/22/2015 1231 230000 "5.50% Convertible Unsecured Subordinated Debentures due Dec 31, 2022" DEB N FC.DB.G FIRM CAPITAL MORTGAGE INVEST CORP. 5.20% DEB 318323 AH 5 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.2% Db Firm Capital Mortgage Investment Corporation 12/20/2016 1231 225000 5.20% Convertible Unsecured Subordinated Debentures DEB N FC.DB.H FIRM CAPITAL MORTGAGE INVEST. 5.30% DEB 318323 AJ 1 MORTGAGE & LOAN C Firm Capital Mortgage Investment Trust 01/05/2011 10/05/1999 Firm Cap Mtg 5.3% Db Firm Capital Mortgage Investment Corporation 06/26/2017 1231 265000 5.30% convertible unsecured subordinated debentures DEB N FCR FIRST CAPITAL REALTY INC. 31943B 10 0 REAL ESTATE C 09/20/2001 03/28/1994 First Capital Realty First Capital Realty Inc. 03/28/1994 1231 244821580 05/25/2010 1.6 Q Common Shares COM N FCS.PR.C FAIRCOURT SPLIT TRUST 6% PR SECURITIES 30376N 50 8 INVESTMENT TRUST C 03/15/2006 Faircourt Split 6%Pr Faircourt Split Trust 12/29/2014 1231 1340085 Q 6.00% Preferred Securities PRF N FCS.UN FAIRCOURT SPLIT TRUST UNITS 30376N 30 0 INVESTMENT TRUST C 03/15/2006 Faircourt Splt Tr Un Faircourt Split Trust 03/15/2006 1231 1130035 M Trust Units TUT N FCU FISSION URANIUM CORP. J 33812R 10 9 URANIUM EXPL & DEV C 10/08/2014 Fission Uranium J Fission Uranium Corp. 10/08/2014 1231 485651038 Common Shares COM N FCW FIRST ASSET CAMBRIDGE GLBL DIVIDEND ETF HEDGD 31868W 20 4 INVESTMENT FUND C 09/18/2017 1st AstCambrdgDv Heg First Asset Cambridge Global Dividend ETF 09/18/2017 100000 Q Hedged Common Units UTS Y FCW.B FIRST ASSET CAMBRIDGE GLBL DIV ETF UN-HEGD UN 31868W 10 5 INVESTMENT FUND C 09/18/2017 1st AstCambrdgDvUn-H First Asset Cambridge Global Dividend ETF 09/18/2017 250000 Q Unhedged Common Units UTS Y FCY FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN 31867C 10 0 INVESTMENT FUND C 09/22/2016 1st AssetCambrgUS Eq First Asset Cambridge Core U.S. Equity ETF 09/22/2016 150000 Q Units UTS Y FCY.B FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD 31867C 11 8 INVESTMENT FUND C 09/22/2016 1st AssetCambrgUSUnh First Asset Cambridge Core U.S. Equity ETF 09/22/2016 150000 Q Unhedged Units UTS Y FDE FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN 33737G 10 5 INVESTMENT FUND C 05/14/2013 1st Tr AlphEmrgMktUn First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged) 05/14/2013 600600 M Common Units UTS Y FDE.A FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD 33737G 20 4 INVESTMENT FUND C 05/14/2013 1st Tr AlphEmrgMktAd First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged) 05/14/2013 99399 M Advisor Class Units UTS Y FDL FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN 31866N 10 7 INVESTMENT FUND C 10/17/2016 06/11/2018 1st AssetCA DivLwVlt First Asset Canadian Dividend Low Volatility Index ETF 10/17/2016 06/11/2018 150000 Q Units UTS Y FDV FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN 31864G 10 4 INVESTMENT FUND C 09/08/2014 1st AsstActvCADiv Un First Asset Active Canadian Dividend ETF 09/08/2014 3499968 M Common Units UTS Y FEC FRONTERA ENERGY CORPORATION 35905B 10 7 OIL/GAS EXPL & DEV C Pacific Exploration & Production Corporation 06/14/2017 11/02/2016 Frontera Energy Corp Frontera Energy Corporation 11/02/2016 1231 50005832 common shares COM N FF FIRST MINING GOLD CORP. J 320890 10 6 MINING FINANCE C First Mining Finance Corp. 01/11/2018 06/22/2017 First Mining Gold J First Mining Gold Corp. 06/22/2017 1231 557471616 common shares COM N FFH FAIRFAX FINANCIAL HOLDINGS LTD. SV 303901 10 2 HOLDING COMPANY C 09/14/1972 Fairfax Financial SV Fairfax Financial Holdings Limited 05/15/1987 1231 27863190 A Subordinate Voting Shares SV N FFH.PR.C FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR 303901 50 8 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser C Pr Fairfax Financial Holdings Limited 10/02/2009 1231 6016384 Q "Cumulative 5-Year Rate Reset Preferred Shares, Series C " PRF N FFH.PR.D FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR 303901 60 7 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser D Pr Fairfax Financial Holdings Limited 12/31/2014 1231 3983616 Q "Cumulative Floating Rate Preferred Shares, Series D" PRF N FFH.PR.E FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR 303901 88 8 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser E Pr Fairfax Financial Holdings Limited 01/29/2010 1231 3967134 Q "Cumulative 5-Year Rate Reset Preferred Shares, Series E" PRF N FFH.PR.F FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR 303901 87 0 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser F Pr Fairfax Financial Holdings Limited 03/31/2015 1231 3572044 Q "Cumulative Floating Rate Preferrred Shares, Series F" PRF N FFH.PR.G FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR 303901 86 2 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser G Pr Fairfax Financial Holdings Limited 07/27/2010 1231 7432952 Q "5-Year Rate Reset Preferred Shares, Series G" PRF N FFH.PR.H FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR 303901 85 4 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser H Pr Fairfax Financial Holdings Limited 09/30/2015 1231 2567048 Q "Cumulative Floating Rate Preferred Shares, Series H" PRF N FFH.PR.I FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR 303901 84 7 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser I Pr Fairfax Financial Holdings Limited 10/04/2010 1231 10465553 Q "Cumulative 5-Year Rate Reset Preferred Shares, Series I " PRF N FFH.PR.J FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR 303901 83 9 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser J Pr Fairfax Financial Holdings Limited 12/31/2015 1231 1534447 Q "Cumulative Floating Rate Preferred Shares, Series J" PRF N FFH.PR.K FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR 303901 82 1 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser K Pr Fairfax Financial Holdings Limited 03/20/2012 1231 9500000 Q "Cumulative 5-Year Rate Reset Preferred Shares, Series K" PRF N FFH.PR.M FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR 303901 79 7 HOLDING COMPANY C 09/14/1972 Fairfax Fin Ser M Pr Fairfax Financial Holdings Limited 03/02/2015 1231 9200000 Q "Cumulative 5-Year Rate Reset Preferred Shares, Series M" PRF N FFH.U FAIRFAX FINANCIAL HOLDINGS LTD. SV USF 303901 10 2 HOLDING COMPANY C 09/14/1972 Fairfax Fin SV USF Fairfax Financial Holdings Limited 11/24/2009 1231 0 A Subordinate Voting Shares (quoted in US funds) SV N FFI.UN FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN 33847Y 10 3 INVESTMENT FUND C 12/14/2004 Flaherty&Crum Fix Un Flaherty & Crumrine Investment Grade Fixed Income Fund 12/14/2004 1231 7599841 M "Transferable, Redeemable Units" UTS N FFN NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' 65685J 20 2 INVESTMENT COMPANY C Financial 15 Split Corp. II 03/18/2015 10/14/2004 NA Fin 15 Split A North American Financial 15 Split Corp. 10/14/2004 1130 15414470 M Class A Shares CLA N FFN.PR.A NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR 65685J 10 3 INVESTMENT COMPANY C Financial 15 Split Corp. II 03/18/2015 10/14/2004 NA Fin 15 Split 2 Pr North American Financial 15 Split Corp. 10/14/2004 1130 15414470 M Preferred Shares PRF N FGB 1ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR 31866L 10 1 INVESTMENT FUND C 02/29/2016 1stAsst ST GovtBndCl First Asset Short Term Government Bond Index Class ETF 02/29/2016 1400000 M Reedemable Transferable Shares SHS Y FGE FORTRESS GLOBAL ENTERPRISES INC. CLASS 'A' 34961F 10 2 PAPER PRODUCTS C Fortress Paper Ltd. 02/01/2018 06/27/2007 Fortress Global Cl A Fortress Global Enterprises Inc. 06/27/2007 1231 14936680 Class A Voting common shares COM N FGE.DB.A FORTRESS GLBL ENTERPRISES INC.7% 31DEC19 DEB 34961F AA 0 PAPER PRODUCTS C Fortress Paper Ltd. 02/01/2018 06/27/2007 Fortress Glbl 7% Deb Fortress Global Enterprises Inc. 07/10/2012 1231 621000 "7% Convertible Unsecured Subordinated Debentures Due Dec 31, 2019" DEB N FGX FAIRCOURT GOLD INCOME CORP. CLASS 'A' 30376T 10 9 INVESTMENT COMPANY C 11/15/2007 Faircourt Gld Incm A Faircourt Gold Income Corp. 11/15/2007 1231 4699975 M Class A Shares CLA N FHB FIRST ASSET EUROPEAN BANK ETF UN 31864V 10 1 INVESTMENT FUND C First Asset Hamilton Capital European Bank ETF 11/28/2016 07/28/2014 1st Asset EuropeanUn First Asset European Bank ETF 07/28/2014 4399583 Q Common Units UTS Y FHC 1ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN 33739W 10 8 INVESTMENT FUND C 10/29/2014 1stTr AlpDEX US Stpl First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF 10/29/2014 100000 Q Units UTS Y FHC.F 1ST TR ALPHADEX US CNSMR STPL SCTR IDX HEG UN 33739W 20 7 INVESTMENT FUND C 10/29/2014 1stTr AlpDEX USStpHg First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF 12/07/2017 100000 Q Hedged Units UTS Y FHD 1ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN 33739V 10 0 INVESTMENT FUND C 10/29/2014 1stTr AlpDEX US Dscr First Trust AlphaDEX U.S. Consumer Discretionary Sector Index ETF 10/29/2014 150000 Q Units 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FIE ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN 46433H 10 2 INVESTMENT FUND C iShares Canadian Financial Monthly Income Fund 10/18/2013 08/15/2005 iShares CdnFinMo Un iShares Canadian Financial Monthly Income ETF 04/16/2010 1231 80200000 M Common Units UTS Y FIE.A ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN 46433H 20 1 INVESTMENT FUND C iShares Canadian Financial Monthly Income Fund 10/18/2013 08/15/2005 iShares CdnFinMo Adv iShares Canadian Financial Monthly Income ETF 08/15/2005 04/09/2018 1231 0 M advisor class units UTS Y FIG FIRST ASSET INVESTMENT GRADE BOND ETF UN 31866B 10 3 INVESTMENT FUND C Marret Investment Grade Bond Fund 08/22/2016 10/22/2009 1st Asset Inv Bnd Un First Asset Investment Grade Bond ETF 10/22/2009 1231 48866788 M Units UTS Y FIG.U FIRST ASSET INVESTMENT GRADE BOND ETF USF UN 31866B 20 2 INVESTMENT FUND C Marret Investment Grade Bond Fund 08/22/2016 10/22/2009 1st Asset InvBond US First Asset Investment Grade Bond ETF 12/11/2017 1231 1350000 M US$ common units UTS Y FIH.U FAIRFAX INDIA HOLDINGS CORPORATION SV USF 303897 10 2 INVESTMENT COMPANY C 01/29/2015 Fairfax India SV USF Fairfax India Holdings Corporation 01/29/2015 1231 125096316 Subordinate Voting Shares SV N FINT FIRST TRUST INT'L CAPITAL STRENGTH ETF UN 33741A 10 2 INVESTMENT FUND C 05/16/2018 1st TrIntlCapStrngth First Trust International Capital Strength ETF 05/16/2018 50000 Units UTS Y FLB FIRST ASSET LONG DURATION FIXED INCOME ETF UN 31866V 10 9 INVESTMENT FUND C 05/16/2016 1st Asst LngDurFxdUn First Asset Long Duration Fixed Income ETF 05/16/2016 2750000 M redeemable transferable units UTS Y FLBA FRANKLIN LIBERTY CORE BALANCED ETF UN 35376K 10 7 INVESTMENT FUND C 01/26/2018 Franklin Lbty Core Franklin Liberty Core Balanced ETF 01/26/2018 300000 Q Units UTS Y FLCI FRANKLIN LIBERTY CDN INV GRD CORPORATE ETF UN 353768 10 4 INVESTMENT FUND C 05/29/2017 Franklin LibCAInvGrd Franklin Liberty Canadian Investment Grade Corporate ETF 05/29/2017 1200000 M Units UTS Y FLDM FRANKLIN 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transferable units UTS Y FLRM FRANKLIN LIBERTY RISK MANAGED CDN EQTY ETF UN 353769 10 2 INVESTMENT FUND C 05/29/2017 Franklin LibRskCA Eq Franklin Liberty Risk Managed Canadian Equity ETF 05/29/2017 600000 Q Units UTS Y FLSL FRANKLIN LIB SENIOR LOAN ETF (CAD-HEDGED) UN 35376R 10 2 INVESTMENT FUND C 05/11/2018 FranklinLibSrLoanC-H Franklin Liberty Senior Loan ETF (CAD-Hedged) 05/11/2018 500000 Units UTS Y FLUI FRANKLIN LIB U.S. INVEST GRADE CORP ETF(CA-H) 353770 10 0 INVESTMENT FUND C 05/11/2018 FranklinLibUS InvGrd Franklin Liberty U.S. Investment Grade Corporate ETF (CAD-Hedged) 05/11/2018 400000 Units UTS Y FLUS FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF UN 35376P 10 6 INVESTMENT FUND C 06/02/2017 Franklin LibQT US Eq Franklin LibertyQT U.S. Equity Index ETF 06/02/2017 10400000 Q Units UTS Y FM FIRST QUANTUM MINERALS LTD. J 335934 10 5 MINERAL EXPL & DEV C 01/11/2000 First Quantum Mnrl J First Quantum Minerals Ltd. 01/11/2000 1231 689384334 08/09/2011 5 I Common Shares COM N FN FIRST NATIONAL FINANCIAL CORPORATION 33564P 10 3 MORTGAGE INV CO C First National Financial Income Fund 01/04/2011 06/14/2006 First Nat'l Fin Corp First National Financial Corporation 06/14/2006 1231 59967429 M Common Shares COM N FN.PR.A FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' 33564P 20 2 MORTGAGE INV CO C First National Financial Income Fund 01/04/2011 06/14/2006 1st Natl Fin Sr 1 Pr First National Financial Corporation 01/24/2011 1231 2887147 Q " Class A Preference Shares, Series 1" PRA N FN.PR.B FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' 33564P 30 1 MORTGAGE INV CO C First National Financial Income Fund 01/04/2011 06/14/2006 1st Natl Fin Sr 2 Pr First National Financial Corporation 04/01/2016 1231 1112853 Q "Cumulative Floating Rate Class A Preference Shares, Series 2" PRF N FNV FRANCO-NEVADA CORPORATION 351858 10 5 INVESTMENT COMPANY C 12/03/2007 Franco-Nevada Corp. Franco-Nevada Corporation 12/03/2007 1231 186043985 Q Common Shares COM N FOOD GOODFOOD MARKET CORP. J 38217M 10 0 FOOD PROD & DSTR C 06/07/2017 Goodfood Market J Goodfood Market Corp. 06/07/2017 831 51825245 Common Shares COM N FPR FIRST ASSET PREFERRED SHARE ETF TRANS UN 31866C 10 1 INVESTMENT FUND C 05/16/2016 1st Asst Pref Shr Un First Asset Preferred Share ETF 05/16/2016 2995078 M Redeemable Transferable Units UTS Y FQC FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF 31866L 70 5 INVESTMENT COMPANY C Can-Financials Income Corp. 05/04/2016 02/17/2011 1st AstMSCI Cda Qual First Asset MSCI Canada Quality Index Class ETF 02/17/2011 1231 420545 Q Shares SHS Y FR FIRST MAJESTIC SILVER CORP. J 32076V 10 3 SILVER MINING & EXPL C 01/15/2008 First Majestic J First Majestic Silver Corp. 01/15/2008 1231 193098782 Common Shares COM N FRII FRESHII INC. CLASS 'A' SV 35805P 10 7 RESTAURANTS C 01/30/2017 Freshii Inc. Cl A SV Freshii Inc. 01/30/2017 1231 25233152 Class A Subordinate Voting Shares SV N FRL.UN SENIOR SECURED FLOATING RATE LOAN FUND A UN 81722V 10 8 INVESTMENT FUND C 09/20/2013 Sr Secured FltgLn Un Senior Secured Floating Rate Loan Fund 09/20/2013 1231 4509164 M Class A Units UTS N FRU FREEHOLD ROYALTIES LTD. 356500 10 8 INVESTMENT COMPANY C Freehold Royalty Trust 01/07/2011 11/22/1996 Freehold Royalties Freehold Royalties Ltd. 11/22/1996 1231 118237667 M Common Shares COM N FRX FENNEC PHARMACEUTICALS INC. 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J 34660G 10 4 METAL EXPL & PROD C 10/17/2006 Forsys Metals Corp J Forsys Metals Corp. 10/17/2006 1231 152614566 Common Shares COM N FSZ FIERA CAPITAL CORPORATION CLASS 'A' SV 31660A 10 3 INVESTMENT COMPANY C Fiera Sceptre Inc. 04/16/2012 08/11/1986 Fiera Capital A SV Fiera Capital Corporation 08/12/1986 1231 77037320 06/02/1997 5 Q Class A Subordinate Voting Shares CLA N FSZ.DB FIERA CAPITAL CORPORATION 5% DEBENTURES 31660A AA 1 INVESTMENT COMPANY C Fiera Sceptre Inc. 04/16/2012 08/11/1986 Fiera Capital 5% Deb Fiera Capital Corporation 12/20/2017 1231 862500 5.00% convertible unsecured subordinated debentures DEB N FT FORTUNE MINERALS LIMITED J 34967D 10 1 MINERAL EXPL & DEV C 10/31/1997 Fortune Minerals J Fortune Minerals Limited 10/31/1997 1231 338403220 Common Shares COM N FTB FIRST TRUST TACTICAL BOND INDEX ETF UN 33739D 10 0 INVESTMENT FUND C 06/18/2015 1st Tr TacticlBnd Un First Trust Tactical Bond Index ETF 06/18/2015 1650000 M Units UTS Y FTG FIRAN TECHNOLOGY GROUP CORPORATION 318093 10 1 CIRCUIT BOARDS MFG C Circuit World Corporation 05/18/2004 08/12/1983 Firan Tech Grp Corp. Firan Technology Group Corporation 08/12/1983 1130 22701201 Common Shares COM N FTN FINANCIAL 15 SPLIT CORP. CL 'A' 317504 31 4 INVESTMENT COMPANY C 11/13/2003 Financial 15 Splt A Financial 15 Split Corp. 11/13/2003 1130 40494374 09/12/2008 0.8 M Class A Shares CLA N FTN.PR.A FINANCIAL 15 SPLIT CORP. PR 317504 10 8 INVESTMENT COMPANY C 11/13/2003 Financial 15 Splt Pr Financial 15 Split Corp. 11/13/2003 1130 40494374 M Preferred Shares PRF N FTS FORTIS INC. 349553 10 7 MANAGEMENT CO C 11/19/1969 Fortis Inc. Fortis Inc. 07/18/1975 1231 423047800 10/12/2005 4 Q Common Shares COM N FTS.PR.F FORTIS INC. 1ST PR SERIES 'F' 349553 86 7 MANAGEMENT CO C 11/19/1969 Fortis Inc. 1st Pr F Fortis Inc. 09/27/2006 1231 5000000 Q "Cumulative Redeemable First Preference Shares, Series F" PRF N FTS.PR.G FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' 349553 83 4 MANAGEMENT CO C 11/19/1969 Fortis Inc. 1st Pr G Fortis Inc. 05/22/2008 1231 9200000 Q "Cumulative Redeemable 5-Year Fixed Rate Reset 1st Preference, Series G" PRF N FTS.PR.H FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' 349553 82 6 MANAGEMENT CO C 11/19/1969 Fortis Inc. 1st Pr H Fortis Inc. 01/25/2010 1231 7024846 Q Cumulative Redeemable Five-Year Fixed Rate Reset First Preference Shar PRF N FTS.PR.I FORTIS INC. 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Finning International Inc. 11/12/1986 1231 168401138 05/28/2007 2 Q Common Shares COM N FTU US FINANCIAL 15 SPLIT CORP. CLASS 'A' 90341H 40 8 MUTUAL FUNDS C 02/14/2005 US Financial 15 Cl A US Financial 15 Split Corp. 02/14/2005 1130 2808191 06/25/2012 0.72 Class A Shares CLA N FTU.PR.B US FINANCIAL 15 SPLIT CORP. 2012 PR 90341H 30 9 MUTUAL FUNDS C 02/14/2005 US Financial15 Pr 12 US Financial 15 Split Corp. 02/14/2005 1130 2808191 M 2012 Preferred Shares PRF N FUD 1ST TR VALUE LINE DIV INDEX ETF(CAD-HEDG)UN 33740H 10 8 INVESTMENT FUND C First Trust AlphaDEX U.S. Dividend ETF (CAD-Hedged) 11/22/2017 05/14/2013 1st Tr ValLnDivCA-Hg First Trust Value Line Dividend Index ETF (CAD-Hedged) 05/14/2013 252160 M Common Units UTS Y FUD.A 1ST TR VALUE LINE DIV INDX ETF(CAD-HED)ADV UN 33740H 20 7 INVESTMENT FUND C First Trust AlphaDEX U.S. Dividend ETF (CAD-Hedged) 11/22/2017 05/14/2013 1st TrValLnDiCA-HgAd First Trust Value Line Dividend Index ETF (CAD-Hedged) 05/14/2013 147835 M Advisor Class Units UTS Y FUM FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN 31866J 10 6 INVESTMENT FUND C 10/17/2016 06/11/2018 1st AssetUS EqMltFac First Asset U.S. Equity Multi-Factor Index ETF 10/17/2016 06/11/2018 100000 Q Units UTS Y FUT FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN 31867N 10 6 INVESTMENT FUND C 10/17/2016 1st AssetUSTacSctrAl First Asset U.S. Tactical Sector Allocation Index ETF 10/17/2016 350000 Q Units UTS Y FVI FORTUNA SILVER MINES INC. 349915 10 8 SILVER MINING & EXPL C 01/18/2010 Fortuna Silver Mines Fortuna Silver Mines Inc. 01/18/2010 1231 159636983 Common Shares COM N FVL FREEGOLD VENTURES LIMITED J 356455 20 4 MINERAL EXPL & DEV C International Freegold Mineral Development Inc. 09/04/2002 05/19/1998 Freegold Ventures J Freegold Ventures Limited 05/19/1998 1231 174018906 08/31/2010 0.166666667 Common Shares COM N FXM 1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN 31862B 10 7 INVESTMENT FUND C XTF Morningstar Canada Value Index ETF 06/06/2012 02/14/2012 1stAst MornCdaVal Un First Asset Morningstar Canada Value Index ETF 02/14/2012 8988640 Q Units UTS Y G GOLDCORP INC. 380956 40 9 GOLD PRODUCER C 08/30/1991 06/20/1983 Goldcorp Inc. Goldcorp Inc. 06/20/1983 1231 869096876 05/17/2002 2 Q Common Shares COM N GAF.UN GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS 37955J 10 5 INVESTMENT FUND C 08/05/2015 Globl Alpha World Un Global Alpha Worldwide Growth Fund 08/05/2015 1231 2616987 Units UTS N GBF GLOBALANCE DIVIDEND GROWERS CORP. EQUITY 37955H 10 9 INVESTMENT COMPANY C 10/22/2015 Globalance Div GroEq Globalance Dividend Growers Corp. 10/22/2015 1231 2729328 M Equity Shares EQS N GBT BMTC GROUP INC. 05561N 20 8 HOLDING COMPANY C 12/06/1999 BMTC Group Inc. BMTC Group Inc. 12/06/1999 131 35085400 04/01/2010 2 S Common Shares COM N GC GREAT CANADIAN GAMING CORPORATION 389914 10 2 GAMING OPERATIONS C 03/19/2004 Great Cdn Gaming Great Canadian Gaming Corporation 03/19/2004 1231 60997577 06/09/2005 2.5 Common Shares COM N GCG GUARDIAN CAPITAL GROUP LTD. 401339 20 5 MUTUAL FUNDS C Guardian Capital Group Ltd 07/19/1973 07/18/1973 Guardian Capital Guardian Capital Group Limited 05/22/1969 1231 3218919 05/29/2006 2 Q Common Shares COM N GCG.A GUARDIAN CAPITAL GROUP LTD. CL 'A' NV 401339 30 4 MUTUAL FUNDS C Guardian Capital Group Ltd 07/19/1973 07/18/1973 Guardian Cap Cl A NV Guardian Capital Group Limited 08/08/1986 1231 25793332 05/29/2006 2 Q Class A Non-voting Shares NV N GCL COLABOR GROUP INC. 192667 10 3 FOOD PROD & DSTR C 06/27/2005 Colabor Group Inc. Colabor Group Inc. 06/27/2005 1231 101177932 Common Shares COM N GCL.DB.A COLABOR GROUP INC. 6% DEBENTURE 192667 AB 9 FOOD PROD & DSTR C 06/27/2005 Colabor Grp 6% Deb Colabor Group Inc. 04/26/2010 1231 500000 6% convertible unsecured subordinated debentures DEB N GCM GRAN COLOMBIA GOLD CORP. J 38501D 80 8 GOLD EXPL & DEV C 12/22/2010 Gran Colombia Gold J Gran Colombia Gold Corp. 12/22/2010 1231 26688355 04/27/2017 0.066666667 Common Shares COM N GCM.DB.U GRAN COLOMBIA GOLD CORP. J 2018 USF DEB 38501D AH 8 GOLD EXPL & DEV C 12/22/2010 Gran Colombia 18USDb Gran Colombia Gold Corp. 01/22/2016 1231 439853 Senior Unsecured Convertible Debentures due 2018 DEB N GCM.DB.V GRAN COLOMBIA GOLD CORP. J 2020 USF DEB 38501D AJ 4 GOLD EXPL & DEV C 12/22/2010 Gran Colombia 20USDb Gran Colombia Gold Corp. 01/22/2016 05/15/2018 1231 0 Senior Secured Convertible Debentures due 2020 DEB N GCM.DB.X GRAN COLOMBIA GOLD CORP. J 2JA24 8% USF DEB 38501D AK 1 GOLD EXPL & DEV C 12/22/2010 Gran Colombia 24USDb Gran Colombia Gold Corp. 05/31/2017 05/15/2018 1231 0 "8% senior secured convertible debentures due January 2, 2024" DEB N GCM.WT.A GRAN COLOMBIA GOLD CORP. J A WT 38501D 18 8 GOLD EXPL & DEV C 12/22/2010 Gran Colombia J A Wt Gran Colombia Gold Corp. 03/18/2014 1231 4211918 Common Share Purchase Warrants WTS N GCS.PR.A GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' 37953A 10 6 INVESTMENT COMPANY C 03/06/2013 Glbl Champions Pr 1 Global Champions Split Corp. 03/06/2013 2000000 Q "Class A Preferred Shares, Series 1" PRA N GCT GVIC COMMUNICATIONS CORP. CLASS 'B' 403641 10 3 COMMUNICATIONS C 07/09/2007 GVIC Commun Cl B GVIC Communications Corp. 07/09/2007 1231 4208345 Class B Voting Common Shares COM N GCT.C GVIC COMMUNICATIONS CORP. CLASS 'C' NV 403641 20 2 COMMUNICATIONS C 07/09/2007 GVIC Commun Cl C NV GVIC Communications Corp. 07/09/2007 1231 303593900 Class C Non-Voting Shares NV N GDC GENESIS LAND DEVELOPMENT CORP. 37183V 10 2 REAL ESTATE C 08/08/2000 Genesis Land Dev Genesis Land Development Corp. 08/08/2000 1231 43252721 Common Shares COM N GDG.UN GLOBAL DIVIDEND GROWERS INCOME FUND TR UN 379440 10 0 INVESTMENT FUND C 03/21/2013 Glbl Div Growers Un Global Dividend Growers Income Fund 03/21/2013 1231 6638826 M Trust Units UTS N GDI GDI INTEGRATED FACILITY SERVICES INC. SV J 361569 20 5 JANITORIAL SERVICES C 05/14/2015 GDI Integrated SV J GDI Integrated Facility Services Inc. 05/14/2015 1231 11773913 05/27/2011 2 Q Subordinate Voting Shares SV N GDI.DB GDI INTEGRATED FACILITY SERVICES INC. 5% DEB 361569 AA 4 JANITORIAL SERVICES C 05/14/2015 GDI Integrated 5%Deb GDI Integrated Facility Services Inc. 12/01/2016 1231 287500 5% convertible unsecured subordinated debentures DEB N GDL GOODFELLOW INC. 38216R 10 0 FOREST PRODUCTS C 12/06/1999 Goodfellow Inc. Goodfellow Inc. 12/06/1999 1130 8506554 01/17/2007 2 Common Shares COM N GDS GENDIS INC. 368684 10 6 CLOTHING RETAIL C 07/12/1968 04/18/2018 Gendis Inc. 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(The) 12/16/1998 04/21/1992 CGI Group Cl A SV CGI Group Inc. 04/21/1992 930 255764396 01/05/2000 2 Class A Subordinate Voting Shares SV N GIL GILDAN ACTIVEWEAR INC. 375916 10 3 SPORTSWR MFG/DSTR C 06/18/1998 Gildan Activewear Gildan Activewear Inc. 06/18/1998 1231 214013806 03/30/2015 2 Q Common Shares COM N GLG GLG LIFE TECH CORPORATION J 361793 20 1 FOOD PROD & DSTR C 12/11/2007 GLG Life Tech Corp J GLG Life Tech Corporation 12/11/2007 1231 37890336 11/10/2009 0.25 Common Shares COM N GMO "GENERAL MOLY, INC." 370373 10 2 MINERAL EXPL & DEV U 02/14/2008 "General Moly, Inc." "General Moly, Inc." 02/14/2008 1231 111167877 Common Shares COM N GMP GMP CAPITAL INC. 380134 10 6 INVEST DEALER SERV C GMP Capital Trust 05/20/2009 12/08/2003 GMP Capital Inc. 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EXCHANGEABLE J 38500Y 10 0 OIL/GAS EXPL & DEV C 11/19/2008 Gran Tierra Exchg J Gran Tierra Exchangeco Inc. 11/19/2008 4219176 exchangeable shares EXC N GUD KNIGHT THERAPEUTICS INC. 499053 10 6 PHARMACEUTICAL C 04/29/2014 Knight Therapeutics Knight Therapeutics Inc. 04/29/2014 1231 142818883 Common Shares COM N GUY GUYANA GOLDFIELDS INC. J 403530 10 8 BASE MTL EXPL/DEV C 03/08/2004 Guyana Goldfields J Guyana Goldfields Inc. 03/08/2004 1231 173310801 Common Shares COM N GVC GLACIER MEDIA INC. J 376394 10 2 PUBLISHERS C Glacier Ventures International Corp. 07/15/2008 04/06/1981 Glacier Media Inc. J Glacier Media Inc. 04/21/1986 1231 109981656 Common Shares COM N GWO GREAT-WEST LIFECO INC. 39138C 10 6 HOLDING COMPANY C 06/26/1986 Great-West Lifeco Great-West Lifeco Inc. 06/26/1986 1231 988622039 10/04/2004 2 Q Common Shares COM N GWO.PR.F GREAT-WEST LIFECO INC. PR SERIES F 39138C 80 9 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr F Great-West Lifeco Inc. 06/19/2003 1231 7740032 Q 5.90% non-cumulative First Preferred Shares. Series F PRF N GWO.PR.G GREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G 39138C 88 2 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr G Great-West Lifeco Inc. 09/13/2004 1231 12000000 Q "5.20% Non-Cumulative First Preferred Shares, Series G" PRF N GWO.PR.H GREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H 39138C 87 4 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr H Great-West Lifeco Inc. 08/11/2005 1231 12000000 Q "4.85% Non-Cumulative First Preferred Shares, Series H " PRF N GWO.PR.I GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I 39138C 86 6 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr I Great-West Lifeco Inc. 04/11/2006 1231 12000000 Q "4.50% Non-Cumulative First Preferred Shares, Series I" PRF N GWO.PR.L GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L 39138C 82 5 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr L Great-West Lifeco Inc. 10/01/2009 1231 6800000 Q "5.65% Non-Cumulative First Preferred Shares, Series L" PRF N GWO.PR.M GREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M 39138C 81 7 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr M Great-West Lifeco Inc. 03/03/2010 1231 6000000 Q "5.80% Non-Cumulative First Preferred Shares, Series M" PRF N GWO.PR.N GREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N 39138C 79 1 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr N Great-West Lifeco Inc. 11/22/2010 1231 8524422 Q "3.65% 5-Year Rate Reset First Preferred Shares, Series N" PRF N GWO.PR.O GREAT-WEST LIFECO INC. 1ST PR SERIES O 39138C 78 3 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr O Great-West Lifeco Inc. 12/31/2015 1231 1475578 Q "Non-Cumulative Floating Rate First Preferred Shares, Series O" PRF N GWO.PR.P GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P 39138C 77 5 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr P Great-West Lifeco Inc. 02/21/2012 1231 10000000 Q "5.40% Non-Cumulative First Preferred Shares, Series P" PRF N GWO.PR.Q GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q 39138C 76 7 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr Q Great-West Lifeco Inc. 07/05/2012 1231 8000000 Q "5.15% Non-Cumulative First Preferred Shares, Series Q" PRF N GWO.PR.R GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R 39138C 75 9 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr R Great-West Lifeco Inc. 10/10/2012 1231 8000000 Q "4.80% Non-Cumulative First Preferred Shares, Series R" PRF N GWO.PR.S GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S 39138C 73 4 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr S Great-West Lifeco Inc. 05/21/2014 1231 8000000 Q "5.25% Non-Cumulative First Preferred Shares, Series S" PRF N GWO.PR.T GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES T 39138C 72 6 HOLDING COMPANY C 06/26/1986 Gt-West Lifeco Pr T Great-West Lifeco Inc. 05/17/2017 1231 8000000 Q "5.15% Non-Cumulative First Preferred Shares, Series T" PRF N GWR "GLOBAL WATER RESOURCES, INC." 379463 10 2 RECYCLE WATER MGT C GWR Global Water Resources Corp. 05/03/2016 12/29/2010 Global Water Res "Global Water Resources, Inc." 12/29/2010 1231 19631266 M Common Shares COM N GXE GEAR ENERGY LTD. 36830P 10 4 OIL/GAS EXPL & DEV C 11/18/2013 Gear Energy Ltd. Gear Energy Ltd. 11/18/2013 1231 194968097 common shares COM N GXO GRANITE OIL CORP. J 38742A 10 0 OIL & GAS EXPL C DeeThree Exploration Ltd. 05/21/2015 10/20/2010 Granite Oil Corp. J Granite Oil Corp. 10/20/2010 1231 34190652 M common shares COM N GZT GAZIT-GLOBE LTD. ORDINARY M4793C 10 2 PROP ACQUIS & DEV F 10/16/2013 Gazit-Globe Ltd. Ord Gazit-Globe Ltd. 10/16/2013 1231 193533133 Q Ordinary Shares ORD N H HYDRO ONE LIMITED 448811 20 8 DIVERSIFIED OPER C 11/04/2015 Hydro One Limited Hydro One Limited 11/04/2015 1231 595868057 Q Common Shares COM N H.IR HYDRO ONE LIMITED INSTALMENT RECEIPTS 448811 AB 5 DIVERSIFIED OPER C 11/04/2015 Hydro One Ltd Rec Hydro One Limited 08/08/2017 1231 1540000 Instalment Receipts INR N HAB HORIZONS ACTIVE CORPORATE BOND ETF CL E UN 44051F 10 2 INVESTMENT FUND C Horizons Corporate Bond ETF 11/01/2012 07/14/2010 Horizon CorpBnd E Un Horizons Active Corporate Bond ETF 07/14/2010 1231 54742712 M Class E Units UTS Y HAC HORIZONS SEASONAL ROTATION ETF E UN 44049U 10 4 INVESTMENT FUND C Horizons AlphaPro Seasonal Rotation ETF 10/25/2011 11/19/2009 Horizon Seasonl E Un Horizons Seasonal Rotation ETF 11/19/2009 1231 10308883 Class E Units UTS Y HAD HORIZONS ACTIVE CDN BOND ETF CL E UNITS 44051N 11 3 INVESTMENT FUND C 10/10/2012 Horizon ActvCdnBndUn Horizons Active Cdn Bond ETF 10/10/2012 1947419 12/18/2008 2 M Class E Units UTS Y HADM HORIZONS ACTIVE INTL DEV MARKTS EQTY ETF A UN 44054M 10 4 INVESTMENT FUND C 10/24/2017 Horizon IntlDevMktEq Horizons Active Intl Developed Markets Equity ETF 10/24/2017 700001 Q Class A units UTS Y HAF HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN 44052P 11 7 INVESTMENT FUND C Horizons Active Yield Matched Duration ETF 02/02/2015 07/20/2009 Horizon ActiveGlbl E Horizons Active Global Fixed Income ETF 07/20/2009 1231 8480323 M Class E Units UTS Y HAJ HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN 44051M 20 6 INVESTMENT FUND C 10/10/2012 Horizon ActvEmrgDvUn Horizons Active Emerging Markets Dividend ETF 10/10/2012 1231 1248294 Q Class E Units UTS Y HAL HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN 44050P 10 1 INVESTMENT FUND C Horizons Dividend ETF 11/01/2012 02/09/2010 Horizons Cdn Div E Horizons Active Cdn Dividend ETF 02/09/2010 1231 1740452 11/25/1980 2 Q Class E Units UTS Y HARC HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN 44053H 10 6 INVESTMENT FUND C 01/16/2017 Horizons GlbCurrency Horizons Absolute Return Global Currency ETF 01/16/2017 467000 Class E Units UTS Y HAU HORIZONS ACTIVE US DIVIDEND ETF E UN 44052M 20 5 INVESTMENT FUND C 02/24/2015 Horizons ActvUSDiv E Horizons Active US Dividend ETF 02/24/2015 575471 12/18/2008 0.25 Q Class E Units UTS Y HAU.U HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN 44052M 20 5 INVESTMENT FUND C 02/24/2015 Horizons ActvUSDivUS Horizons Active US Dividend ETF 02/22/2016 0 Q Class E Units UTS Y HAZ HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN 44051G 10 0 INVESTMENT FUND C Horizons Global Dividend ETF 11/01/2012 07/20/2010 Horizon GlblDiv E Un Horizons Active Global Dividend ETF 07/20/2010 1231 10463946 Q Class E Units UTS Y HBB HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN 44052E 10 4 INVESTMENT FUND C 05/07/2014 Horizon Cdn SlctUniv Horizons Cdn Select Universe Bond ETF 05/07/2014 6042470 Class A units UTS Y HBC HUDSON'S BAY COMPANY 444218 10 1 DEPT STORES C 11/20/2012 Hudson's Bay Company Hudson's Bay Company 11/20/2012 128 183073362 08/01/1961 2 Q Common Shares COM N HBD BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN 08661J 10 1 INVESTMENT FUND C Horizons BetaPro COMEX Gold Bullion Bear Plus ETF 01/03/2017 01/22/2008 BetaPro GldBul-2x Br BetaPro Gold Bullion -2x Daily Bear ETF 01/22/2008 1231 150000 09/19/2011 0.25 "Redeemable, Transferable Class A Units" UTS Y HBF BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS 10527K 10 8 INVESTMENT FUND C Brand Leaders Plus Income Fund 10/24/2016 07/23/2014 Brand Lead+Incm A Un Brand Leaders Plus Income ETF 07/23/2014 1231 10172334 M Class A Units UTS Y HBF.U BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS 10527K 11 6 INVESTMENT FUND C Brand Leaders Plus Income Fund 10/24/2016 07/23/2014 Brand Lead+IncmUS Un Brand Leaders Plus Income ETF 10/21/2016 1231 1261950 M Class U Units UTS Y HBG HAMILTON CAPITAL GLOBAL BANK ETF CL E UN 407038 10 8 INVESTMENT FUND C 01/22/2016 Hamilton CapGlb Bk E Hamilton Capital Global Bank ETF 01/22/2016 4672037 Q Class E units UTS Y HBG.U HAMILTON CAPITAL GLOBAL BANK ETF CL E USF UN 407038 10 8 INVESTMENT FUND C 01/22/2016 Hamilton CapGlbBk US Hamilton Capital Global Bank ETF 08/15/2017 0 Q Class E Units UTS Y HBL.UN BRAND LEADERS INCOME FUND UNITS 10526H 10 6 INVESTMENT FUND C 07/18/2011 Brand Leaders Fnd Un Brand Leaders Income Fund 07/18/2011 1231 433051 M Units UTS N HBLK BLOCKCHAIN TECHNOLOGIES ETF CL A UNITS 09369T 10 2 INVESTMENT FUND C 02/06/2018 Blockchain Tech A Un Blockchain Technologies ETF 02/06/2018 1380000 Class A units UTS Y HBM HUDBAY MINERALS INC. 443628 10 2 BASE MTL EXPL/DEV C HudBay Minerals Inc. 01/06/2017 12/24/2004 Hudbay Minerals Inc. Hudbay Minerals Inc. 12/24/2004 1231 261271188 S Common Shares COM N HBM.WT HUDBAY MINERALS INC. WT 443628 13 6 BASE MTL EXPL/DEV C HudBay Minerals Inc. 01/06/2017 12/24/2004 Hudbay Minerals Wt Hudbay Minerals Inc. 07/25/2014 1231 22391490 Common Share Purchase Warrants WTS N HBP HELIX BIOPHARMA CORP. 422910 10 9 BIOPHARMACEUTICAL C 06/03/1996 Helix BioPharma Helix BioPharma Corp. 06/03/1996 731 101192079 Common COM N HBU BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN 08660N 10 3 INVESTMENT FUND C Horizons BetaPro COMEX Gold Bullion Bull Plus ETF 01/03/2017 01/22/2008 BetaPro GldBul 2x Bl BetaPro Gold Bullion 2x Daily Bull ETF 01/22/2008 1231 2425000 03/16/2011 2 "Redeemable, Transferable Class A Units" UTS Y HCBB HARVEST BANKS & BUILDINGS INCOME ETF CL A UN 41751R 10 5 INVESTMENT FUND C 03/28/2018 Harvest Bk&Bldg A Un Harvest Banks & Buildings Income ETF 03/28/2018 100000 M Class A Units UTS Y HCG HOME CAPITAL GROUP INC. 436913 10 7 FINANCIAL SERVICES C 01/07/1982 Home Capital Group Home Capital Group Inc. 01/21/1987 1231 80246349 03/11/2014 2 Common Shares COM N HCN HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN 44052U 10 8 INVESTMENT FUND C 01/11/2016 Horizn China DivA Un Horizons China High Dividend Yield Index ETF 01/11/2016 257584 Q Class A units UTS Y HDI HARDWOODS DISTRIBUTION INC. 412422 10 7 LUMBER PROCESS/MKT C Hardwoods Distribution Income Fund 07/11/2011 03/22/2004 Hardwoods Dist Inc. Hardwoods Distribution Inc. 03/22/2004 1231 21465494 Q Common Shares COM N HE HANWEI ENERGY SERVICES CORP. 411355 10 0 FIBREGLASS PRODUCTS C 09/17/2007 Hanwei Energy Serv Hanwei Energy Services Corp. 09/17/2007 331 194201234 Common Shares COM N HEA HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN 44049W 10 0 INVESTMENT FUND C 09/13/2011 Horizon IncmEq CAD E Horizons Enhanced Income US Equity (USD) ETF 01/16/2014 2382856 M Class E Units UTS Y HEA.U HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN 44049W 10 0 INVESTMENT FUND C 09/13/2011 Horizon IncmEq USD E Horizons Enhanced Income US Equity (USD) ETF 09/13/2011 3006374 M Class E Units UTS Y HED BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN 08663H 10 3 INVESTMENT FUND C Horizons BetaPro S&P/TSX Capped Energy Bear Plus ETF 01/03/2017 06/18/2007 BetaProS&PTSXEngy-2x BetaPro S&P/TSX Capped Energy -2x Daily Bear ETF 06/18/2007 1231 704000 06/19/2014 0.25 "Redeemable, Transferable Class A Units" UTS Y HEE HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT 44049X 30 6 INVESTMENT FUND C Horizons AlphaPro Enhanced Income Energy ETF 09/09/2011 04/11/2011 Horizons Incm Engy E Horizons Enhanced Income Energy ETF 04/11/2011 1231 2133697 02/16/2016 0.2 M Class E Units UTS Y HEF HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN 44050A 10 4 INVESTMENT FUND C Horizons AlphaPro Enhanced Income Financials ETF 09/09/2011 05/16/2011 Horizons Incm Fin E Horizons Enhanced Income Financials ETF 05/16/2011 1231 2079784 M Class E Units UTS Y HEJ HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT 44049N 10 0 INVESTMENT FUND C 09/13/2011 Horizons Intl Eqty E Horizons Enhanced Income International Equity ETF 09/13/2011 1231 4909315 M Class E Units UTS Y HEP HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN 44049Q 20 2 INVESTMENT FUND C Horizons AlphaPro Enhanced Income Gold Producers ETF 09/09/2011 04/11/2011 Horizons Gold Prod E Horizons Enhanced Income Gold Producers ETF 04/11/2011 1231 2538151 02/16/2016 0.2 M Class E Units UTS Y HERS EVOLVE NORTH AMERICAN GENDR DIVERSITY IDX HEG 30052M 10 5 INVESTMENT FUND C 09/19/2017 Evolve NA Gender Heg Evolve North American Gender Diversity Index ETF 09/19/2017 125000 M Hedged Units UTS Y HERS.B EVOLVE NORTH AMERICAN GENDR DIVERS IDX UN-HEG 30052M 20 4 INVESTMENT FUND C 09/19/2017 Evolve NA GndrUn-Heg Evolve North American Gender Diversity Index ETF 09/19/2017 50000 M Unhedged Units UTS Y HEU BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN 08662R 10 2 INVESTMENT FUND C Horizons BetaPro S&P/TSX Capped Energy Bull Plus ETF 01/03/2017 06/18/2007 BetaProS&PTSX Engy2x BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF 06/18/2007 1231 2310000 08/24/2015 0.25 "Redeemable, Transferable Class A Units " UTS Y HEUR HARVEST EUROPEAN LEADERS INCOME ETF CL A UN 41753B 10 8 INVESTMENT FUND C 03/05/2018 Harvest EuroLdr A Un Harvest European Leaders Income ETF 03/05/2018 100000 M Class A units UTS Y HEW HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN 44050G 10 1 INVESTMENT FUND C Horizons AlphaPro S&P/TSX 60 Equal Weight Index ETF 10/11/2011 07/13/2010 Horizons 60EqlWgt Un Horizons S&P/TSX 60 Equal Weight Index ETF 07/13/2010 1231 619544 Q Class E Units UTS Y HEX HORIZONS ENHANCED INCOME EQUITY ETF E UN 44049V 10 2 INVESTMENT FUND C Horizons AlphaPro Enhanced Income Equity ETF 09/09/2011 03/16/2011 Horizon Incm Eq E Un Horizons Enhanced Income Equity ETF 03/16/2011 1231 5998244 M Class E Units UTS Y HFD BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN 08661W 10 2 INVESTMENT FUND C Horizons BetaPro S&P/TSX Capped Financials Bear Plus ETF 01/03/2017 06/11/2007 BetaProSPTSX Fin -2x BetaPro S&P/TSX Capped Financials -2x Daily Bear ETF 06/11/2007 1231 3060000 06/19/2014 0.25 "Redeemable, Transferable Class A Units " UTS Y HFMU.U HAMILTON CAPITAL US MID-CAP FIN ETF CL E USD 407047 10 9 INVESTMENT FUND C 09/01/2017 Hamilton CapFin US E Hamilton Capital U.S. Mid-Cap Financials ETF (USD) 09/01/2017 2250003 Q Class E Units UTS Y HFP HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN 44052A 20 1 INVESTMENT FUND C 10/01/2013 Horizn ActFltgPref E Horizons Active Floating Rate Preferred Share ETF 10/01/2013 15854107 M Class E Units UTS Y HFR HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN 44051H 10 8 INVESTMENT FUND C Horizons Floating Rate Bond ETF 11/01/2012 12/07/2010 Horizon FltgRtBnd Un Horizons Active Floating Rate Bond ETF 12/07/2010 1231 67935679 M Class E Units UTS Y HFU BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A 08661C 10 6 INVESTMENT FUND C Horizons BetaPro S&P/TSX Capped Financials Bull Plus ETF 01/03/2017 06/11/2007 BetaProSPTSXFin 2xBl BetaPro S&P/TSX Capped Financials 2x Daily Bull ETF 06/11/2007 1231 490000 "Redeemable, Transferable Class A Units" UTS Y HFY HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN 40703P 10 0 INVESTMENT FUND C 02/06/2017 Hamilton CapGlbFin E Hamilton Capital Global Financials Yield ETF 02/06/2017 4096975 Q Class E Units UTS Y HFY.U HAMILTON CAPITAL GLBL FIN YLD ETF E USF UN 40703P 10 0 INVESTMENT FUND C 02/06/2017 Hamilton CapGlbFinUS Hamilton Capital Global Financials Yield ETF 08/15/2017 0 Q Class E Units UTS Y HGC HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN 44053T 10 0 INVESTMENT FUND C 07/18/2016 Horizon Glb CurOpp E Horizons Global Currency Opportunities ETF 07/18/2016 800000 Class E Units UTS Y HGD BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN 08661H 10 5 INVESTMENT FUND C Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF 01/03/2017 06/25/2007 BetaProCdnGldMn-2xBr BetaPro Canadian Gold Miners -2x Daily Bear ETF 06/25/2007 1231 1283875 05/30/2016 0.25 "Redeemable, Transferable Class A Units " UTS Y HGI.UN GLOBAL TELECOM & UTILITIES INCOME FUND UN 37956L 10 9 INVESTMENT FUND C Global Advantaged Telecom & Utilities Income Fund 06/22/2016 03/22/2011 Global Tel & Util Un Global Telecom & Utilities Income Fund 04/06/2011 1231 429184 M Trust Units UTS N HGM HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E 44052V 10 6 INVESTMENT FUND C 08/25/2015 Horizn MgeGlb Opp E Horizons Managed Global Opportunities ETF 08/25/2015 1824636 S Class E Units UTS Y HGR GLOBAL REIT LEADERS INCOME ETF UN 37891F 10 0 INVESTMENT FUND C 06/22/2017 Glbl REIT Lead Incm Global REIT Leaders Income ETF 06/22/2017 500000 M Class A Units UTS Y HGU BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A 08660K 10 9 INVESTMENT FUND C Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF 01/03/2017 06/25/2007 BetaProCdnGldMnr2xBl BetaPro Canadian Gold Miners 2x Daily Bull ETF 06/25/2007 1231 8115000 05/30/2016 2 "Redeemable, Transferable Class A Units " UTS Y HGY HORIZONS GOLD YIELD ETF CL 'E' UNITS 44050F 10 3 INVESTMENT FUND C Horizons Gold Yield Fund 02/28/2012 12/17/2010 Horizons GldYld E Un Horizons Gold Yield ETF 12/17/2010 1231 3931461 M Class E units UTS Y HHF HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN 44050W 10 6 INVESTMENT FUND C 04/26/2012 Horizon MornstrHdg E Horizons Morningstar Hedge Fund Index ETF 04/26/2012 1231 3865559 Class E Units UTS Y HHL HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS 42227H 10 1 INVESTMENT FUND C Healthcare Leaders Income Fund 10/24/2016 12/17/2014 Healthcare LdrIncmUn Healthcare Leaders Income ETF 12/17/2014 32016390 M Class A Units UTS Y HHL.U HEALTHCARE LEADERS INCOME ETF CL U UN 42227H 20 0 INVESTMENT FUND C Healthcare Leaders Income Fund 10/24/2016 12/17/2014 HealthcareLdrIncm US Healthcare Leaders Income ETF 02/08/2017 2950000 M Class U Units UTS Y HID WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED 97718Q 20 0 INVESTMENT FUND C 07/13/2016 WisdomTree USHiDvHeg WisdomTree U.S. High Dividend Index ETF 07/13/2016 500000 M Hedged Units UTS Y HID.B WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG 97718Q 10 1 INVESTMENT FUND C 07/13/2016 WisdomTreeUSHiDvNNHG WisdomTree U.S. High Dividend Index ETF 07/13/2016 500000 M Non-Hedged Units UTS Y HIG GLOBAL HEALTHCARE INCOME & GROWTH ETF UN 37954U 10 1 INVESTMENT FUND C Global Healthcare Income & Growth Fund 04/03/2018 09/23/2015 Global Healthcare Un Global Healthcare Income & Growth ETF 09/23/2015 5107692 M Units UTS Y HII HORIZONS CDN INSIDER INDEX ETF CL A UNITS 44052N 10 4 INVESTMENT FUND C 01/20/2015 Horizon Cdn Insdr Un Horizons Cdn Insider Index ETF 01/20/2015 1075317 Q Class A Units UTS Y HIU BETAPRO S&P 500 DAILY INVERSE ETF CL A UN 08662B 10 7 INVESTMENT FUND C Horizons BetaPro S&P 500 Inverse ETF 01/03/2017 02/03/2010 BetaProSP500DlyInvrs BetaPro S&P 500 Daily Inverse ETF 02/03/2010 1231 870000 11/26/2015 0.1 Class A Units UTS Y HIX BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN 08661X 10 0 INVESTMENT FUND C Horizons BetaPro S&P/TSX 60 Inverse ETF 01/03/2017 03/04/2009 BetaPro60 DailyInvrs BetaPro S&P/TSX 60 Daily Inverse ETF 03/04/2009 1231 2775000 Class A Units UTS Y HLC HOLLOWAY LODGING CORPORATION J 43570P 10 4 HOTELS C Holloway Lodging Real Estate Investment Trust 12/31/2012 07/17/2007 Holloway Lodge Crp J Holloway Lodging Corporation 07/17/2007 1231 18279966 04/02/2012 0.025 Q Common Shares COM N HLC.DB HOLLOWAY LODGING CORP. 6.25% 02/28/20 B DEB J 43570P AD 6 HOTELS C Holloway Lodging Real Estate Investment Trust 12/31/2012 07/17/2007 Holloway 6.25 Db B J Holloway Lodging Corporation 10/20/2005 1231 508660 6.25% Series B Convertible Unsecured Subordinated Debentures DEB N HLC.DB.A HOLLOWAY LODGING CORP 7.5% 9/30 DEB J 43570P AC 8 HOTELS C Holloway Lodging Real Estate Investment Trust 12/31/2012 07/17/2007 Holloway 7.5% Deb J Holloway Lodging Corporation 09/12/2006 1231 405650 7.50% Series C Convertible Unsecured Subordinated Debentures DEB N HLF HIGH LINER FOODS INCORPORATED 429695 10 9 SEAFOOD PROD MFG C National Sea Products Ltd. 01/27/1999 01/15/1971 High Liner Foods Inc High Liner Foods Incorporated 01/28/1986 1231 33379815 06/02/2014 2 Q Common Shares COM N HMM.A HAMMOND MANUFACTURING CO. LTD. CL 'A' SV 40851T 10 2 ELECT EQUIP MFG C 06/10/1986 Hammond Mfg Cl A SV Hammond Manufacturing Company Limited 06/11/1986 1231 8556000 Class A Subordinate Voting Shares SV N HMMJ HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A UN 44054J 10 1 INVESTMENT FUND C Horizons Medical Marijuana Life Sciences ETF 06/19/2017 04/04/2017 Horizons Marij Lfe A Horizons Marijuana Life Sciences Index ETF 04/04/2017 43467130 Q Class A Units UTS Y HMMJ.U HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A US 44054J 10 1 INVESTMENT FUND C Horizons Medical Marijuana Life Sciences ETF 06/19/2017 04/04/2017 Horizons Marij US Horizons Marijuana Life Sciences Index ETF 06/19/2017 0 Q Class A Units UTS Y HMP HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN 44052Y 10 0 INVESTMENT FUND C 08/12/2015 Horizn ActCdnMunBd E Horizons Active Cdn Municipal Bond ETF 08/12/2015 11653156 M Class E Units UTS Y HND BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN 08661D 10 4 INVESTMENT FUND C Horizons BetaPro NYMEX Natural Gas Bear Plus ETF 01/03/2017 01/15/2008 BetaProNatGas -2x Br BetaPro Natural Gas -2x Daily Bear ETF 01/15/2008 1231 2749900 02/14/2014 0.5 "Redeemable, Transferable Class A Units" UTS Y HNL HORIZON NORTH LOGISTICS INC. J 44044D 10 7 DRILLING SERVICES C 05/28/2007 Horizon Nth Logstc J Horizon North Logistics Inc. 05/28/2007 1231 146400158 Q common shares COM N HNU BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN 08661L 10 6 INVESTMENT FUND C Horizons BetaPro NYMEX Natural Gas Bull Plus ETF 01/03/2017 01/15/2008 BetaPro NatGas 2xBul BetaPro Natural Gas 2x Daily Bull ETF 01/15/2008 1231 28301492 11/26/2015 0.1 "Redeemable, Transferable Class A Units" UTS Y HNY HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS 44050R 30 5 INVESTMENT FUND C 02/29/2012 Horizons NatGasYld E Horizons Natural Gas Yield ETF 02/29/2012 1231 1001857 02/16/2016 0.2 M Class E Units UTS Y HOD BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN 08662G 10 6 INVESTMENT FUND C Horizons BetaPro NYMEX Crude Oil Bear Plus ETF 01/03/2017 01/15/2008 BetaPro CrdOil-2x Br BetaPro Crude Oil -2x Daily Bear ETF 01/15/2008 1231 16590000 01/02/2009 2 "Redeemable, Transferable Class A Units" UTS Y HOG HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN 44052H 10 7 INVESTMENT FUND C 07/14/2014 Horizn CdnMdStream A Horizons Canadian Midstream Oil & Gas Index ETF 07/14/2014 1021026 Q Class A Units UTS Y HOM.U BSR REAL ESTATE INVESTMENT TRUST UNITS USF 05585D 10 3 INVESTMENT TRUST C 05/17/2018 BSR Rl Est Tr Un USF BSR Real Estate Investment Trust 05/17/2018 16550000 Trust Units USF N HOT.DB.U AMERICAN HOTEL INCM PROPERTIES REIT LP DEB US 026695 AA 4 LIMITED PARTNERSHIP C 02/19/2013 American Hotl Deb US American Hotel Income Properties REIT LP 06/08/2017 1231 537625 5.00% convertible unsecured subordinated debentures DEB N HOT.U AMERICAN HOTEL INCM PROPERTIES REIT LP UN USF 026695 10 6 LIMITED PARTNERSHIP C 02/19/2013 American Hotl Un USF American Hotel Income Properties REIT LP 11/10/2017 1231 0 M Limited Partnership Unit LPU N HOT.UN AMERICAN HOTEL INCOME PROPERTIES REIT LP UN 026695 10 6 LIMITED PARTNERSHIP C 02/19/2013 American Hotl LP Un American Hotel Income Properties REIT LP 02/19/2013 1231 78062194 M Limited Partnership Units LPU N HOU BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN 08663A 10 8 INVESTMENT FUND C Horizons BetaPro NYMEX Crude Oil Bull Plus ETF 01/03/2017 01/15/2008 BetaPro CrudeOil2xBl BetaPro Crude Oil 2x Daily Bull ETF 01/15/2008 1231 14916875 05/30/2016 0.5 "Redeemable, Transferable Class A Units" UTS Y HPF ENERGY LEADERS PLUS INCOME ETF CL 'A' UN 29278C 10 7 INVESTMENT FUND C Energy Leaders Plus Income Fund 10/24/2016 10/20/2014 Energy Leadr+Incm Un Energy Leaders Plus Income ETF 10/20/2014 1231 4734008 M Class A Units UTS Y HPF.U ENERGY LEADERS PLUS INCOME ETF CL 'U' UN 29278C 11 5 INVESTMENT FUND C Energy Leaders Plus Income Fund 10/24/2016 10/20/2014 Energy Leadr+Incm US Energy Leaders Plus Income ETF 10/21/2016 1231 310770 M Class U Units UTS Y HPR HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN 44051D 10 7 INVESTMENT FUND C Horizons Preferred Share ETF 11/01/2012 11/22/2010 Horizon Pref Cl E Un Horizons Active Preferred Share ETF 11/22/2010 1231 177389510 M Class E Units UTS Y HPS.A HAMMOND POWER SOLUTIONS INC. CL 'A' SV 408549 10 3 ELECT EQUIP MFG C 01/10/2001 Hammond Power A SV Hammond Power Solutions Inc. 01/10/2001 1231 8951624 Q Class A Subordinate Voting Shares SV N HQD BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN 08662E 10 1 INVESTMENT FUND C Horizons BetaPro NASDAQ-100 Bear Plus ETF 01/03/2017 06/17/2008 BetaProNSDQ100 -2xBr BetaPro NASDAQ-100 -2x Daily Bear ETF 06/17/2008 1231 2337750 11/26/2015 0.2 "redeemable, transferable Class A units" UTS Y HQU BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN 08661G 10 7 INVESTMENT FUND C Horizons BetaPro NASDAQ-100 Bull Plus ETF 01/03/2017 06/17/2008 BetaProNASDQ100 2xBl BetaPro NASDAQ-100 2x Daily Bull ETF 06/17/2008 1231 940000 06/24/2014 2 "redeemable, transferable Class A units" UTS Y HR.UN H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT 404428 20 3 TRUST FUND C 12/18/1996 H&R Rl Est Staple Un H&R Real Estate Investment Trust 12/18/1996 1231 288653622 M Stapled Units UTS N HRA HORIZONS GLOBAL RISK PARITY ETF CL E UNITS 44053K 10 9 INVESTMENT FUND C 07/20/2016 Horizons GlbRskPar E Horizons Global Risk Parity ETF 07/20/2016 3275003 A Class E units UTS Y HRES HARVEST GLOBAL RESOURCE LEADERS ETF A UN 41754Q 10 4 INVESTMENT FUND C 02/02/2018 Harvest Glb Res A Un Harvest Global Resource Leaders ETF 02/02/2018 675000 Q Class A units UTS Y HRR.UN AUSTRALIAN REIT INCOME FUND CL A UN 05257X 10 6 INVESTMENT FUND C 03/20/2013 Australian REIT A Un Australian REIT Income Fund 03/20/2013 1231 1594724 M Class A Units TUT N HRT HARTE GOLD CORP. J 416190 10 6 GOLD EXPL & DEV C 06/06/2011 Harte Gold Corp. J Harte Gold Corp. 06/06/2011 1231 574801200 Common Shares COM N HRX HEROUX-DEVTEK INC. 42774L 10 9 AEROSPACE DEV/SERV C Heroux Inc. 09/25/2000 12/06/1999 Heroux-Devtek Inc. Heroux-Devtek Inc. 12/06/1999 331 36222626 Common Shares COM N HSD BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN 08661F 10 9 INVESTMENT FUND C Horizons BetaPro S&P 500 Bear Plus ETF 01/03/2017 06/17/2008 BetaPro S&P500 -2xBr BetaPro S&P 500 -2x Daily Bear ETF 06/17/2008 1231 8882500 06/19/2014 0.25 "redeemable, transferable Class A units" UTS Y HSE HUSKY ENERGY INC. 448055 10 3 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Inc. Husky Energy Inc. 10/19/1983 1231 1005121098 07/09/2007 2 Q Common Shares COM N HSE.PR.A HUSKY ENERGY INC. SERIES '1' PR 448055 20 2 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Sr 1 Pr Husky Energy Inc. 03/17/2011 1231 10435932 Q "cumulative redeemable rate reset preferred shares, series 1" PRF N HSE.PR.B HUSKY ENERGY INC. SERIES '2' PR 448055 30 1 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Sr 2 Pr Husky Energy Inc. 03/31/2016 1231 1564068 Q "cumulative redeemable preferred shares, Series 2" PRF N HSE.PR.C HUSKY ENERGY INC. SERIES '3' PR 448055 40 0 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Sr 3 Pr Husky Energy Inc. 12/08/2014 1231 10000000 Q "cumulative redeemable rate reset preferred shares, Series 3" PRF N HSE.PR.E HUSKY ENERGY INC. SERIES '5' PR 448055 60 8 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Sr 5 Pr Husky Energy Inc. 03/11/2015 1231 8000000 Q "Cumulative Redeemable Preferred Shares, Series 5" PRF N HSE.PR.G HUSKY ENERGY INC. SERIES '7' PR 448055 80 6 OIL/GAS EXPL & DEV C 10/19/1983 Husky Energy Sr 7 Pr Husky Energy Inc. 06/16/2015 1231 6000000 Q "cumulative redeemable preferred shares, Series 7" PRF N HSH HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN 44053X 10 1 INVESTMENT FUND C 09/19/2016 Horizn S&P500CA Hegd Horizons S&P 500 CAD Hedged Index ETF 09/19/2016 526370 Class A Units UTS Y HSL HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN 44052L 20 7 INVESTMENT FUND C 10/14/2014 Horizn ActvFltLoan E Horizons Active Floating Rate Senior Loan ETF 10/14/2014 8008373 M Class E Units UTS Y HSM "HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J" 42328V 50 4 MEDICAL TECH/SFWR C 04/18/2016 Helius Med Tech A J "Helius Medical Technologies, Inc." 04/18/2016 1231 26872120 01/23/2018 0.2 Class A common shares CLA N HSM.WT "HELIUS MEDICAL TECHNOLOGIES, INC. WT J" 42328V 11 6 MEDICAL TECH/SFWR C 04/18/2016 Helius Med Tech Wt J "Helius Medical Technologies, Inc." 05/02/2017 1231 3267025 common share purchase warrants WTS N HSU BETAPRO S&P 500 2X DAILY BULL ETF CL A UN 08662D 10 3 INVESTMENT FUND C Horizons BetaPro S&P 500 Bull Plus ETF 01/03/2017 06/17/2008 BetaPro S&P500 2x Bl BetaPro S&P 500 2x Daily Bull ETF 06/17/2008 1231 1065000 "redeemable, transferable Class A units" UTS Y HTA TECH ACHIEVERS GROWTH & INCOME ETF CL A UN 878229 10 3 INVESTMENT FUND C Tech Achievers Growth & Income Fund 06/22/2017 05/25/2015 Tech AchievGrowIncmA Tech Achievers Growth & Income ETF 05/25/2015 5051729 M Units UTS Y HTA.U TECH ACIEVERS GROWTH & INCOME ETF CL U UN USF 878229 20 2 INVESTMENT FUND C Tech Achievers Growth & Income Fund 06/22/2017 05/25/2015 Tech AchievGrow USF Tech Achievers Growth & Income ETF 06/21/2017 250000 M Class U Units UTS Y HTB HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN 44052Q 10 7 INVESTMENT FUND C 04/07/2015 Horizn US7-10TreasBd 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U units UTS Y HUC HORIZONS CRUDE OIL ETF CL 'A' UNITS 44053W 10 3 INVESTMENT FUND C Horizons NYMEX Crude Oil ETF 01/03/2017 06/24/2009 Horizons CrudeOil Un Horizons Crude Oil ETF 06/24/2009 1231 1292500 05/30/2016 0.5 CLASS A UNIT UTS Y HUF HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN 44051R 11 4 INVESTMENT FUND C Horizons U.S. Floating Rate Bond ETF 11/01/2012 02/14/2012 Horizons USFltgBndCA Horizons Active US Floating Rate Bond (USD) ETF 09/30/2013 1231 6500079 M Class E Units UTS Y HUF.U HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN 44051R 11 4 INVESTMENT FUND C Horizons U.S. Floating Rate Bond ETF 11/01/2012 02/14/2012 Horizons USFltgBndUS Horizons Active US Floating Rate Bond (USD) ETF 02/14/2012 1231 5125075 M Class E units UTS Y HUG HORIZONS GOLD ETF CL 'A' UN 44054G 10 7 INVESTMENT FUND C Horizons COMEX Gold ETF 01/03/2017 06/24/2009 Horizons Gold A Un Horizons Gold ETF 06/24/2009 1231 870000 CLASS A UNIT UTS Y HUL US EQUITY PLUS INCOME ETF CL 'A' UN 90291B 10 4 INVESTMENT FUND 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06/24/2009 1231 2290000 CLASS A UNIT UTS Y HVI BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF 08663M 10 2 INVESTMENT FUND C Horizons BetaPro S&P 500 VIX Short-Term Futures Inverse ETF 01/03/2017 04/03/2012 06/07/2018 BetaPr500 ST DlyFutr BetaPro S&P 500 VIX Short-Term Futures Daily Inverse ETF 04/03/2012 06/07/2018 1231 0 05/29/2017 2 Class A units UTS N HVU BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN 08660L 20 6 INVESTMENT FUND C Horizons BetaPro S&P 500 VIX Short-Term Futures Bull Plus ETF 01/03/2017 12/15/2010 06/07/2018 BetaPro500 STFutr 2x BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF 12/15/2010 06/07/2018 1231 0 01/15/2018 0.2 Class A Units UTS N HWF.UN MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN 596335 10 9 INVESTMENT FUND C 10/19/2016 Middlefld HealthcrUn Middlefield Healthcare & Wellness Dividend Fund 10/19/2016 10534060 M Trust Units UTS N HWO HIGH ARCTIC ENERGY SERVICES INC. 429644 20 6 OIL FIELD SERVICE C High Arctic Energy Services Trust 07/05/2007 07/20/2005 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Index ETF 05/07/2013 11/29/2010 Horizons S&P500 Un Horizons S&P 500 Index ETF 11/29/2010 10252301 11/18/2013 0.5 Class A Units UTS Y HXS.U HORIZONS S&P 500 INDEX ETF CL A UNITS USF 44051U 20 8 INVESTMENT FUND C Horizons S&P 500? 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ORDINARY J G463B6 10 7 MINERAL EXPL & DEV F 06/17/2011 Horizonte Min Ord J Horizonte Minerals Plc. 06/17/2011 1231 1432521800 Oridinary Shares ORD N HZU BETAPRO SILVER 2X DAILY BULL ETF A UN 08662K 10 7 INVESTMENT FUND C Horizons BetaPro COMEX Silver Bull Plus ETF 01/03/2017 06/29/2009 BetaPro Slvr 2xDlyBl BetaPro Silver 2x Daily Bull ETF 06/29/2009 1231 2160000 11/26/2015 0.2 Class A Units UTS Y IAG INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. 455871 10 3 INSURANCE C Industrial-Alliance Life Insurance Company 11/12/2003 02/04/2000 Indstrl Alliance Ins Industrial Alliance Insurance and Financial Services Inc. 02/04/2000 1231 109570610 05/16/2005 2 Q Common Shares COM N IAG.PR.A INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B 455871 30 1 INSURANCE C Industrial-Alliance Life Insurance Company 11/12/2003 02/04/2000 Indstrl AlliancePr B Industrial Alliance Insurance and Financial Services Inc. 02/23/2006 1231 5000000 Q Non-Cumulative Class A Preferred Shares Series B PRA N IAG.PR.G INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR G 455871 80 6 INSURANCE C Industrial-Alliance Life Insurance Company 11/12/2003 02/04/2000 Indstrl AlliancePr G Industrial Alliance Insurance and Financial Services Inc. 05/31/2012 1231 10000000 Q Non-Cumulative 5-Year Rate Reset Class-A Preferred Shares Series G PRF N IAG.PR.I INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR I 455871 87 1 INSURANCE C Industrial-Alliance Life Insurance Company 11/12/2003 02/04/2000 Indstrl AlliancePr I Industrial Alliance Insurance and Financial Services Inc. 03/06/2018 1231 6000000 Q Non-Cumulative 5-Year Rate Reset Class A Preferred Shares Series I PRF N IAM INTEGRATED ASSET MANAGEMENT CORP. 45810U 10 8 INVESTMENT COMPANY C 06/01/2007 Integrated Asset Mgt Integrated Asset Management Corp. 06/01/2007 930 27713127 Q Common Shares COM N IBG IBI GROUP INC. 44925L 10 3 DIVERSIFIED OPER C IBI Income Fund 01/04/2011 08/30/2004 IBI Group Inc. IBI Group Inc. 08/30/2004 1231 31220877 Common Shares COM N IBG.DB.C IBI GROUP INC. 7.0% SER '2' DEBENTURES 44925L AE 3 DIVERSIFIED OPER C IBI Income Fund 01/04/2011 08/30/2004 IBI Group 7% Sr 2 Db IBI Group Inc. 07/25/2014 1231 147550 "7.0% Convertible Unsecured Subordinated Debentures, Series 2" DEB N IBG.DB.D IBI GROUP INC. 5.5% 31DEC21 DEBENTURES 44925L AG 8 DIVERSIFIED OPER C IBI Income Fund 01/04/2011 08/30/2004 IBI GROUP 5.5% Deb IBI Group Inc. 09/14/2016 1231 460000 5.50% Convertible Unsecured Subordinated Debentures DEB N IBR IRON BRIDGE RES J 46276D 10 1 CRUDE OIL/GAS C RMP Energy Inc. 11/27/2017 06/25/2008 Iron Bridge Res J Iron Bridge Resources Inc. 06/25/2008 1231 154820692 common shares COM N ICE CANLAN ICE SPORTS CORP. 137639 20 9 RECREATIONAL SPORTS C Canlan Investment Corporation 08/03/1999 03/01/1990 Canlan Ice Sports Canlan Ice Sports Corp. 03/01/1990 1231 13336999 12/02/2008 0.05 Q Common Shares COM N IDG INDIGO BOOKS & MUSIC INC. 45567S 10 8 BOOK RETAILER C Chapters Inc. 08/22/2001 12/03/1996 Indigo Books & Music Indigo Books & Music Inc. 12/03/1996 331 26807803 Common Shares COM N IDR.UN REIT INDEXPLUS INCOME FUND TRUST UNITS 74948R 10 0 INVESTMENT FUND C 04/19/2011 REIT INDEXPLUS Tr Un REIT INDEXPLUS Income Fund 04/19/2011 1231 4615779 M Trust Units TUT N IFA IFABRIC CORP. J 45172X 20 3 CLOTHING DSGN/MFG C 09/18/2015 iFabric Corp. J iFabric Corp. 09/18/2015 930 26169500 Common Shares COM N IFB.UN INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN 461364 10 1 INVESTMENT FUND C 02/23/2015 Invest GrdInfrBnd Un Investment Grade Infrastructure Bond Fund 02/23/2015 1231 3007901 M transferable units UTS N IFC INTACT FINANCIAL CORPORATION 45823T 10 6 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin Corp. Intact Financial Corporation 12/10/2004 1231 139188634 Q Common Shares COM N IFC.PR.A INTACT FINANCIAL CORPORATION CL A SERIES 1 45823T 30 4 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Ser 1 Intact Financial Corporation 07/11/2011 1231 10000000 Q Non-cumulative Rate Reset Class A Shares Series 1 PRF N IFC.PR.C INTACT FINANCIAL CORPORATION CL A SERIES 3 45823T 60 1 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Ser 3 Intact Financial Corporation 08/17/2011 1231 8405004 Q Non-cumulative Rate Reset Class A Shares Series 3 PRF N IFC.PR.D INTACT FINANCIAL CORPORATION FLTG CL A SER 4 45823T 50 2 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Ser 4 Intact Financial Corporation 09/30/2016 1231 1594996 Q "Non-Cumulative Floating Rate Class A Shares, Series 4" PRF N IFC.PR.E INTACT FINANCIAL CORPORATION CL A SER 5 45823T 80 9 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Ser 5 Intact Financial Corporation 05/23/2017 1231 6000000 Q "Non-Cumulative Class A Shares, Series 5" PRF N IFC.PR.F INTACT FINANCIAL CORPORATION CL A SER 6 PR 45823T 88 2 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Sr 6 Pr Intact Financial Corporation 08/17/2017 1231 6000000 Q "Non-Cumulative Class A Shares, Series 6" PRF N IFC.PR.G INTACT FINANCIAL CORPORATION CL A SER 7 PR 45823T 87 4 INSURANCE C ING Canada Inc. 05/19/2009 12/10/2004 Intact Fin A Sr 7 Pr Intact Financial Corporation 05/28/2018 1231 10000000 "Non-cumulative Rate Reset Class A Shares, Series 7" PRF N IFL.UN REDWOOD FLOATING RATE BOND FUND CL A UN 75805V 10 0 INVESTMENT FUND C Voya Diversified Floating Rate Senior Loan Fund 12/20/2017 03/21/2013 05/07/2018 Redwood FltgRateBnd Redwood Floating Rate Bond Fund 03/21/2013 05/07/2018 531 0 M Class A Units UTS N IFP INTERFOR CORPORATION 45868C 10 9 FOREST PRODUCTS C International Forest Products Limited 05/12/2014 05/29/1972 Interfor Corporation Interfor Corporation 05/29/1972 1231 70038162 12/07/1979 2 Common Shares COM N IGCF PIMCO INVESTMNT GRDE CREDT FND(CDA)ETF SER UN 72203B 10 9 INVESTMENT FUND C 09/29/2017 PIMCO InvGrdCreditCA PIMCO Investment Grade Credit Fund (Canada) 09/29/2017 2050000 M ETF Series units UTS Y IGM IGM FINANCIAL INC. 449586 10 6 FINANCIAL SERVICES C Investors Group Inc. 05/17/2004 11/12/1986 IGM Financial Inc. IGM Financial Inc. 11/13/1986 1231 240805907 07/09/1998 2 Q Common Shares COM N IGM.PR.B IGM FINANCIAL INC. 5.90% PR SERIES 'B' 449586 30 4 FINANCIAL SERVICES C Investors Group Inc. 05/17/2004 11/12/1986 IGM Financial B Pr IGM Financial Inc. 12/07/2009 1231 6000000 Q "5.90% Non-Cumulative First Preferred Shares, Series B" PRF N III IMPERIAL METALS CORP. 452892 10 2 RES EXPL & DEV C 12/27/1984 Imperial Metals Corp Imperial Metals Corporation 12/27/1984 1231 117675160 12/01/2011 2 Common Shares COM N IIP.UN INTERRENT REAL ESTATE INVESTMENT TRUST UN J 46071W 20 5 INVESTMENT TRUST C 04/25/2007 InterRent REIT Un J InterRent Real Estate Investment Trust 04/25/2007 1231 94215201 M Units UTS N ILV POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN 73937T 10 1 INVESTMENT FUND C 09/05/2014 PwrShr S&PIntl LwVol PowerShares S&P International Developed Low Volatility Index ETF 09/05/2014 1323000 Q Units UTS Y IMG IAMGOLD CORPORATION 450913 10 8 MINERAL EXPL & DEV C IAMGold Corporation 05/04/2006 03/07/1996 Iamgold Corporation IAMGOLD Corporation 03/07/1996 1231 466441373 Common Shares COM N IMO IMPERIAL OIL LTD. 453038 40 8 INTEGRATED OIL C 11/25/1921 Imperial Oil Ltd. Imperial Oil Limited 05/01/1974 1231 823361312 05/17/2006 3 Q Common Shares COM N IMP INTERMAP TECHNOLOGIES CORPORATION 458977 40 2 GEOGRAPHIC DATA TECH C 07/08/2004 Intermap Technology Intermap Technologies Corporation 07/08/2004 1231 16396289 12/08/2017 0.1 Common Shares COM N IMV IMV INC. J 44974L 10 3 BIOPHARMACEUTICAL C Immunovaccine Inc. 05/10/2018 11/26/2014 IMV Inc. J IMV Inc. 11/26/2014 1231 42940891 05/10/2018 0.3125 Common Shares COM N IN INMED PHARMACEUTICALS INC. J 457637 10 6 PHARM PRODUCT/DSTR C 03/26/2018 InMed Pharmaceutcl J InMed Pharmaceuticals Inc. 03/26/2018 152798796 Common Shares COM N INC.UN INCOME FINANCIAL TRUST UNITS 453299 10 9 INVESTMENT TRUST C 02/03/1999 Income Fin Tr Un Income Financial Trust 02/03/1999 1231 2323488 M Trust Units TUT N INE INNERGEX RENEWABLE ENERGY INC. 45790B 10 4 HYDRO-ELECT POWER C 12/05/2007 Innergex Renew Engy Innergex Renewable Energy Inc. 12/05/2007 1231 132566525 Q Common Shares COM N INE.DB.A INNERGEX RENEWABLE ENERGY INC. 4.25% DEB 45790B AC 8 HYDRO-ELECT POWER C 12/05/2007 Innergex Renew4.25Db Innergex Renewable Energy Inc. 08/07/2015 1231 1000000 4.25% Convertible Unsecured Subordinated Debentures DEB N INE.PR.A INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR 45790B 50 0 HYDRO-ELECT POWER C 12/05/2007 Innergex Renew Pr A Innergex Renewable Energy Inc. 09/13/2010 1231 3400000 Q "Cumulative Rate Reset Preferred Shares, Series A" PRF N INE.PR.C INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR 45790B 70 8 HYDRO-ELECT POWER C 12/05/2007 Innergex Renew Pr C Innergex Renewable Energy Inc. 12/10/2012 1231 2000000 Q "Cumulative Redeemable Fixed Rate Preferred Shares, Series C" PRF N INO.UN INOVALIS REAL ESTATE INVESTMENT TR UNITS 45780E 10 0 INVESTMENT TRUST C 04/09/2013 Inovalis REIT Un Inovalis Real Estate Investment Trust 04/09/2013 1231 22743983 M Units UTS N INOC HORIZONS INOVESTOR CDN EQUITY INDEX ETF A UN 44054E 10 2 INVESTMENT FUND C 11/13/2017 Horizon InovestCdnEq Horizons Inovestor Canadian Equity Index ETF 11/13/2017 2375003 Q Class A units UTS Y INQ INSCAPE CORPORATION CL 'B' SV 45769T 10 2 FURNITURE MFG C Office Specialty Inc. 10/02/2000 12/08/1997 INSCAPE Corp Cl B SV INSCAPE Corporation 12/08/1997 430 9034820 Class B Subordinated Voting Shares SV N INSR BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN 09659P 10 9 INVESTMENT FUND C 04/06/2017 BMO GlblInsuranceHeg BMO Global Insurance Hedged to CAD Index ETF 04/06/2017 2396400 M CAD Units UTS Y INV INV METALS INC. J 46123C 20 7 NICKEL EXPL & DEV C International Nickel Ventures Corporation 06/16/2010 03/16/2006 INV Metals Inc. J INV Metals Inc. 03/16/2006 1231 92598651 07/02/2014 0.1 Common Shares COM N IPCI INTELLIPHARMACEUTICS INTERNATIONAL INC. J 458173 10 1 PHARM PRODUCTION C 07/22/1999 IntelliPharma Intl J IntelliPharmaCeutics International Inc. 07/22/1999 1130 43537849 04/17/2007 0.1 Common Shares COM N IPCO INTERNATIONAL PETROLEUM CORPORATION 46016U 10 8 OIL & GAS EXPL C 04/21/2017 Int'l Pete Corp. International Petroleum Corporation 04/21/2017 1231 87921846 common shares COM N IPL INTER PIPELINE LTD. 45833V 10 9 ACQUISITIONS C Inter Pipeline Fund 09/05/2013 11/26/1997 Inter Pipeline Ltd. Inter Pipeline Ltd. 11/26/1997 1231 384399770 M common shares COM N IPO INPLAY OIL CORP. J 45780T 20 6 OIL/GAS EXPL & DEV C 09/07/2005 InPlay Oil Corp. J InPlay Oil Corp. 09/07/2005 1231 67886619 06/20/2016 0.001 common shares COM N IQD WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF 97719G 20 1 INVESTMENT FUND C 07/13/2016 WisdomTreeIntlDivHeg WisdomTree International Quality Dividend Growth Index ETF 07/13/2016 1500000 Q Hedged Units UTS Y IQD.B WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG 97719G 10 2 INVESTMENT FUND C 07/13/2016 WisdomTreeIntlDvNN-H WisdomTree International Quality Dividend Growth Index ETF 07/13/2016 500000 Q Non-Hedged Units UTS Y IRON ALDERON IRON ORE CORP. J 01434T 10 0 IRON ORE EXPL/DEV C 10/12/2011 Alderon Iron Ore J Alderon Iron Ore Corp. 10/12/2011 1231 133471850 Common Shares COM N ISL.U REDWOOD FLOATING RATE INCOME FUND CL US UN 75805Y 20 3 INVESTMENT FUND C Voya Floating Rate Senior Loan Fund 12/20/2017 06/16/2011 Redwood FltgRt USF Redwood Floating Rate Income Fund 06/16/2011 531 2727046 M Class U Units USF N ISL.UN REDWOOD FLTG RTE INCM FUND CL A UN 75805Y 10 4 INVESTMENT FUND C Voya Floating Rate Senior Loan Fund 12/20/2017 06/16/2011 Redwood FltgRt A Un Redwood Floating Rate Income Fund 06/16/2011 531 15719480 M Class A Units UTS N ISV INFORMATION SERVICES CORPORATION CL 'A' LV 45676A 10 5 LAND REGIST/INFO SERV C 07/08/2013 Info Serv Corp. A LV Information Services Corporation 07/08/2013 1231 17500000 Q Class A Limited Voting Shares SHS N ITC INTRINSYC TECHNOLOGIES CORPORATION J 46123E 10 4 SOFTWARE DEV/MKT C "Intrinsyc Software International, Inc." 06/20/2014 01/09/2001 Intrinsyc Tech J Intrinsyc Technologies Corporation 01/09/2001 1231 20934788 06/20/2014 0.125 Common Shares COM N ITH INTERNATIONAL TOWER HILL MINES LTD. J 46050R 10 2 MINERAL EXPL & DEV C 12/01/2009 Int'l Tower Hill J International Tower Hill Mines Ltd. 12/01/2009 1231 186522683 Common Shares COM N ITP INTERTAPE POLYMER GROUP INC. 460919 10 3 PLASTIC PROD MFG C 01/06/1993 Intertape Polymer Intertape Polymer Group Inc. 01/06/1993 1231 58807410 05/31/1996 2 Q Common Shares COM N ITX INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J 46112W 10 7 GAMING OPERATIONS C 02/18/2014 Intertain Grp Exch J The Intertain Group Limited 02/18/2014 1231 19564276 05/16/2002 0.125 Exchangeable Shares EXC N ITX.DB INTERTAIN GROUP LIMITED (THE) J 5% DEB 46112W AA 5 GAMING OPERATIONS C 02/18/2014 Intertain Grp 5%Db J The Intertain Group Limited 02/18/2014 1231 1000 5% Convertible Unsecured Subordinated Debentures DEB N IVN IVANHOE MINES LTD. CL 'A' J 46579R 10 4 MINERAL EXPL & DEV C Ivanplats Limited 09/03/2013 10/17/2012 Ivanhoe Mines Cl A J Ivanhoe Mines Ltd. 10/17/2012 1231 791347897 Class A Common Shares COM N IVQ.DB.U INVESQUE INC. 5% DEB USF 46136U AA 1 HEALTHCARE FACILITY C Mainstreet Health Investments Inc. 01/08/2018 06/02/2016 Invesque Inc USF Deb Invesque Inc. 12/15/2016 1231 450000 5.00% Convertible Unsecured Subordinated Debentures DEB N IVQ.U INVESQUE INC. USF 46136U 10 3 HEALTHCARE FACILITY C Mainstreet Health Investments Inc. 01/08/2018 06/02/2016 Invesque Inc. USF Invesque Inc. 06/02/2016 1231 52686780 M Common Shares COM N JAG JAGUAR MINING INC. J 47009M 40 0 GOLD EXPL & DEV C 08/03/2016 Jaguar Mining Inc. J Jaguar Mining Inc. 08/03/2016 1231 325115403 Common Shares COM N JE JUST ENERGY GROUP INC. 48213W 10 1 NAT GAS DSTR C Just Energy Income Fund 01/04/2011 04/27/2001 Just Energy Group Just Energy Group Inc. 04/27/2001 331 148394152 01/28/2004 2 Q Common Shares COM N JE.DB.C JUST ENERGY GROUP INC. 6.75% DEB 31DEC21 48213W AE 1 NAT GAS DSTR C Just Energy Income Fund 01/04/2011 04/27/2001 Just Engy Grp 6.75Db Just Energy Group Inc. 10/04/2016 331 1600000 6.75% convertible unsecured senior subordinated debentures DEB N JE.DB.D JUST ENERGY GROUP INC. 6.75% DEB 48213W AF 8 NAT GAS DSTR C Just Energy Income Fund 01/04/2011 04/27/2001 Just Energy 6.75 Deb Just Energy Group Inc. 02/21/2018 331 1000000 6.75% Convertible Unsecured Senior Subordinated Debentures DEB N JE.PR.U JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US 48213W 20 0 NAT GAS DSTR C Just Energy Income Fund 01/04/2011 04/27/2001 Just Energy 8.5Pr US Just Energy Group Inc. 02/13/2017 331 4653349 Q 8.50% Series A Preferred Shares PRF N JFS.UN JFT STRATEGIES FUND TRANSFER CL A UNITS 466135 10 0 INVESTMENT FUND C 05/17/2012 JFT Strategies A Un JFT Strategies Fund 05/17/2012 1231 8478004 Class A Units UTS N JOY JOURNEY ENERGY INC. 48113W 10 2 OIL/GAS EXPL & DEV C 06/18/2014 Journey Energy Inc. Journey Energy Inc. 06/18/2014 1231 38546283 common shares COM N JWEL JAMIESON WELLNESS INC. 470748 10 4 HEALTHCARE PROD C 07/06/2017 Jamieson Wellness Jamieson Wellness Inc. 07/06/2017 1231 37879858 Q Common Shares COM N K KINROSS GOLD CORPORATION 496902 40 4 NATURAL RESOURCES C Plexus Resources Corporation 06/03/1993 07/26/1983 Kinross Gold Corp. Kinross Gold Corporation 07/26/1983 1231 1249941828 Common Shares COM N KAT KATANGA MINING LIMITED 485847 10 7 MINING EXPL & DEV C 06/28/2006 Katanga Mining Ltd. Katanga Mining Limited 06/28/2006 1231 1907380413 Common Shares COM N KBL K-BRO LINEN INC. 48243M 10 7 DRYCLEAN/LAUNDRY SERV C K-Bro Linen Income Fund 01/06/2011 02/02/2005 K-Bro Linen Inc. K-Bro Linen Inc. 02/02/2005 1231 10508502 M common shares COM N KDX KLONDEX MINES LTD. J 498696 10 3 MINERAL EXPL & DEV C 02/26/2007 Klondex Mines Ltd. J Klondex Mines Ltd. 02/26/2007 1231 179668072 Common Shares COM N KEG.UN KEG ROYALTIES INCOME FUND (THE) UNITS 487522 10 4 INVESTMENT FUND C 05/30/2002 Keg Royalties Fnd Un Keg Royalties Income Fund (The) 05/30/2002 1231 11353500 M Units UTS N KEL KELT EXPLORATION LTD. J 488295 10 6 OIL/GAS EXPL & DEV C 03/01/2013 Kelt Expl Ltd. J Kelt Exploration Ltd. 03/01/2013 1231 183520332 01/27/1986 2 Q common shares COM N KEL.DB KELT EXPLORATION LTD. 5.0% DEBENTURES J 488295 AA 4 OIL/GAS EXPL & DEV C 03/01/2013 Kelt Expl 5% Deb J Kelt Exploration Ltd. 05/02/2016 1231 900000 5.0% convertible unsecured subordinated debentures DEB N KER KERR MINES INC. J 492405 20 4 MINERAL EXPL & DEV C Armistice Resources Corp. 01/15/2014 08/18/2006 Kerr Mines Inc. J Kerr Mines Inc. 08/18/2006 630 255785168 07/31/2014 0.066666667 Q Common Shares COM N KEW KEW MEDIA GROUP INC. CL 'B' 492725 30 4 ACQUISITIONS C 06/10/2016 Kew Media Cl B Kew Media Group Inc. 06/10/2016 1231 12291039 Class B Shares CLB N KEW.WT KEW MEDIA GROUP INC. WT 492725 11 4 ACQUISITIONS C 06/10/2016 Kew Media Group Wt Kew Media Group Inc. 07/25/2016 1231 7442000 Share Purchase Warrants WTS N KEY KEYERA CORP. 493271 10 0 INVESTMENT COMPANY C Keyera Facilities Income Fund 01/17/2011 05/29/2003 Keyera Corp. Keyera Corp. 05/29/2003 1231 206379179 04/06/2015 2 M common shares COM N KFS KINGSWAY FINANCIAL SERVICES INC. 496904 20 2 INSURANCE C 12/15/1995 Kingsway Financial Kingsway Financial Services Inc. 12/15/1995 1231 23660855 07/05/2012 0.25 Common Shares COM N KFS.WT.V KINGSWAY FINANCIAL SERVICES INC. SER B WT USF 496904 13 7 INSURANCE C 12/15/1995 Kingsway Fin B Wt US Kingsway Financial Services Inc. 09/27/2013 1231 4923765 Common Stock Series B Warrants WTS N KL KIRKLAND LAKE GOLD LTD. J 49741E 10 0 GOLD EXPL & DEV C Newmarket Gold Inc. 12/06/2016 11/06/2009 Kirkland Lake Gold J Kirkland Lake Gold Ltd. 11/06/2009 1231 211199478 12/06/2016 0.474991688 Q Common Shares COM N KLS KELSO TECHNOLOGIES INC. 48826D 20 1 TRANS SUPPLIES/SERV C 05/22/2014 Kelso Technologies Kelso Technologies Inc. 05/22/2014 1231 47170086 Common Shares COM N KML KINDER MORGAN CANADA LIMITED RV 494549 20 7 INVESTMENT COMPANY C 05/29/2017 Kinder Morgan Cda RV Kinder Morgan Canada Limited 05/29/2017 103661302 Q restricted voting shares RV N KML.PR.A KINDER MORGAN CANADA LIMITED SERIES '1' PR 494549 30 6 INVESTMENT COMPANY C 05/29/2017 Kinder Morgan Sr1 Pr Kinder Morgan Canada Limited 08/14/2017 12000000 Q "Cumulative Redeemable Rate Reset Preferred Shares, Series 1" PRF N KML.PR.C KINDER MORGAN CANADA LIMITED SERIES '3' PR 494549 50 4 INVESTMENT COMPANY C 05/29/2017 Kinder Morgan Sr3 Pr Kinder Morgan Canada Limited 12/14/2017 10000000 Q "cumulative redeemable min rate reset preferred shares, Series 3" PRF N KMP.UN KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J 49410M 10 2 INVESTMENT TRUST C Killam Properties Inc. 01/06/2016 04/03/2003 Killam Apt REIT Un J Killam Apartment Real Estate Investment Trust 04/03/2003 1231 80942836 05/24/2007 0.25 M Class A Trust Units TUT N KOR CORVUS GOLD INC. J 221013 10 5 MINERAL EXPL & DEV C 08/30/2010 Corvus Gold Inc. J Corvus Gold Inc. 08/30/2010 531 104255175 Common Shares COM N KPT KP TISSUE INC. 48265Y 10 4 PAPER PRODUCTS C 12/12/2012 KP Tissue Inc. KP Tissue Inc. 12/12/2012 1231 9298517 Q Common Shares COM N KRN KARNALYTE RESOURCES INC. J 485672 20 8 POTASH MINE & PROD C 12/13/2010 Karnalyte Res J Karnalyte Resources Inc. 12/13/2010 1231 28116565 Common Shares COM N KWH.UN CRIUS ENERGY TRUST UNITS 22676R 11 5 INVESTMENT TRUST C 11/12/2012 Crius Energy Tr Un Crius Energy Trust 11/12/2012 1231 57030067 M Trust Units TUT N KXS KINAXIS INC. J 49448Q 10 9 SOFTWARE DEV/MKT/SERV C 06/09/2014 Kinaxis Inc. J Kinaxis Inc. 06/09/2014 1231 25651131 Common Shares COM N L LOBLAW COMPANIES LIMITED 539481 10 1 RETAIL FOOD CHAIN C 03/13/1956 Loblaw Companies Ltd Loblaw Companies Limited 06/23/1980 1231 379051461 05/08/1996 3 Q Common Shares COM N L.PR.B LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' 539481 70 5 RETAIL FOOD CHAIN C 03/13/1956 Loblaw Co. Ser B Pr Loblaw Companies Limited 06/08/2015 1231 9000000 Q "Second Preferred Shares, Series B" PRF N LAC LITHIUM AMERICAS CORP. J 53680Q 20 7 LITHIUM/POTASSIUM DEV C Western Lithium USA Corporation 03/30/2016 02/02/2011 Lithium Americas J Lithium Americas Corp. 02/02/2011 1231 88561630 11/08/2017 0.2 Common Shares COM N LAM LARAMIDE RESOURCES LTD. J 51669T 10 1 MINING EXPL & DEV C 08/08/2006 Laramide Resources J Laramide Resources Ltd. 08/08/2006 1231 118114649 Common Shares COM N LAS.A LASSONDE INDUSTRIES INC. CL 'A' SV 517907 10 1 FOOD & BEV PROD C 12/06/1999 Lassonde Ind Cl A SV Lassonde Industries Inc. 12/06/1999 1231 3235300 Q Class A Subordinate Voting Shares SV N LB LAURENTIAN BANK OF CANADA 51925D 10 6 BANKING C 05/06/1983 Laurentian Bk of Can Laurentian Bank of Canada 07/15/1983 1031 41722370 02/06/1987 2 Q Common Shares COM N LB.PR.H LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 51925D 82 5 BANKING C 05/06/1983 Laurentian Bk Pr 13 Laurentian Bank of Canada 04/02/2014 1031 5000000 Q "Non-Cumulative Class A Preferred Shares, Series 13" PRF N LB.PR.J LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 51925D 79 1 BANKING C 05/06/1983 Laurentian Bk Pr 15 Laurentian Bank of Canada 03/16/2016 1031 5000000 Q "Non-Cumulative Class A Preferred Shares, Series 15" PRF N LBS LIFE & BANC SPLIT CORP. CLASS 'A' 53184C 10 0 INVESTMENT COMPANY C 10/16/2006 Life & Banc Split A Life & Banc Split Corp. 10/16/2006 1231 22193972 M Class A Shares CLA N LBS.PR.A LIFE & BANC SPLIT CORP. PR 53184C 11 8 INVESTMENT COMPANY C 10/16/2006 Life & Banc Split Pr Life & Banc Split Corp. 10/16/2006 1231 22193972 Q Preferred Shares PRF N LCS BROMPTON LIFECO SPLIT CORP. CLASS A 112216 10 6 INVESTMENT COMPANY C 04/17/2007 Brompton Life Splt A Brompton Lifeco Split Corp. 04/17/2007 1231 7267931 M Class A Shares CLA N LCS.PR.A BROMPTON LIFECO SPLIT CORP. PR 112216 20 5 INVESTMENT COMPANY C 04/17/2007 Brompton LifeSplt Pr Brompton Lifeco Split Corp. 04/17/2007 1231 7267931 Q Preferred Shares PRF N LEAF MEDRELEAF CORP. 58506X 10 4 PHARM PRODUCT/DSTR C 06/06/2017 MedReleaf Corp. MedReleaf Corp. 06/06/2017 331 101296262 Common Shares COM N LFE CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' 136290 40 0 MUTUAL FUND C 04/15/2005 Cdn Life Co Split A Canadian Life Companies Split Corp. 04/15/2005 1130 14830286 06/25/2012 0.73 Class A Shares CLA N LFE.PR.B CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR 136290 30 1 MUTUAL FUND C 04/15/2005 Cdn Life CoSplt Pr12 Canadian Life Companies Split Corp. 04/15/2005 1130 14830286 M 2012 Preferred Shares PRF N LFX LEADFX INC. J 52170Y 10 0 BASE MTL EXPL/DEV C Ivernia Inc. 11/18/2015 12/18/2000 LeadFX Inc. J LeadFX Inc 12/18/2000 1231 67241412 11/18/2015 0.013333333 common shares COM N LGD LIBERTY GOLD INC. J 53056H 10 4 MINERAL EXPL & DEV C Pilot Gold Inc. 05/12/2017 04/11/2011 Liberty Gold Inc. J Liberty Gold Corp. 04/11/2011 1231 177045048 common shares COM N LGD.WT LIBERTY GOLD INC. J WT 53056H 11 2 MINERAL EXPL & DEV C Pilot Gold Inc. 05/12/2017 04/11/2011 Liberty Gold J Wt Liberty Gold Corp. 11/16/2016 1231 12017500 warrants WTS N LGO LARGO RESOURCES LTD. J 517103 40 4 NAT RES EXPL/DEV C 07/04/2016 Largo Resources J Largo Resources Ltd. 07/04/2016 1231 518433263 Common Shares COM N LGQ LOGIQ ASSET MANAGEMENT INC. J 54142G 10 0 ASSET MGT/ADVISE SERV C 11/07/2011 Logiq Asset Mgt J Logiq Asset Management Inc. 11/07/2011 1231 327378042 common shares COM N LGQ.DB.A LOGIQ ASSET MANAGEMENT INC. J 7% DEBENTURES 54142G AA 8 ASSET MGT/ADVISE SERV C 11/07/2011 Logiq Asst Mgt7%Db J Logiq Asset Management Inc. 11/13/2015 1231 52136 7.0% senior unsecured convertible debentures DEB N LGT.A LOGISTEC CORP. CL 'A' MV 541411 10 4 SHIPPING/HANDLING C 09/24/1969 Logistec Corp. A MV Logistec Corporation 10/28/1985 1231 7405522 07/08/2014 2 Q Class A Common Shares MV N LGT.B LOGISTEC CORP. 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Mitel Networks Corporation 06/27/2012 1231 121291848 Common Shares COM N MOGO MOGO FINANCE TECHNOLOGY INC. J 608008 10 8 ONLINE CREDIT SOLUTN C 06/24/2015 Mogo Finance Tech J Mogo Finance Technology Inc. 06/24/2015 1231 22449487 Common Shares COM N MOGO.DB MONGO FINANCE TECHNOLOGY INC J 10% 31MA20 DEB 608008 AA 6 ONLINE CREDIT SOLUTN C 06/24/2015 Mongo Fin Tech J Deb Mogo Finance Technology Inc. 05/30/2017 1231 150000 10.0% convertible senior secured debentures DEB N MOZ MARATHON GOLD CORPORATION J 56580Q 10 2 GOLD EXPL & DEV C 12/03/2010 Marathon Gold Corp J Marathon Gold Corporation 12/03/2010 1231 147503702 Common Shares COM N MPC MADISON PACIFIC PROPERTIES INC. CL 'B' 557903 10 1 REAL ESTATE C 12/19/1985 Madison Pacific Cl B Madison Pacific Properties Inc. 12/19/1985 831 7255501 S Class B Voting Common Shares COM N MPC.C MADISON PACIFIC PROPERTIES INC. 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Metro Inc. 01/19/1993 930 256122626 02/12/2015 3 Q Common Shares COM N MSI MORNEAU SHEPELL INC. 61767W 10 4 CONSLT/OUTSOURCE SERV C Morneau Sobeco Income Fund 01/04/2011 09/29/2005 Morneau Shepell Inc. Morneau Shepell Inc. 09/29/2005 1231 53856460 M Common Shares COM N MSI.DB.A MORNEAU SHEPELL INC. 4.75% DUE JUN 30/21 DEB 61767W AB 0 CONSLT/OUTSOURCE SERV C Morneau Sobeco Income Fund 01/04/2011 09/29/2005 Morneau Shepl 4.75Db Morneau Shepell Inc. 06/02/2016 1231 860000 4.75% Convertible Unsecured Subordinated Debentures DEB N MSV MINCO SILVER CORPORATION J 60254C 10 0 MINERAL EXPL & DEV C 12/01/2005 Minco Silver Corp J Minco Silver Corporation 12/01/2005 1231 60704748 Common Shares COM N MTL MULLEN GROUP LTD. 625284 10 4 TRANSPORT SERVICES C Mullen Group Income Fund 05/08/2009 12/13/1993 Mullen Group Ltd. Mullen Group Ltd. 12/13/1993 1231 103677640 M common shares COM N MTY MTY FOOD GROUP INC. 55378N 10 7 RESTAURANTS C 05/13/2010 MTY Food Group Inc. 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J 58039P 10 7 GOLD EXPL & DEV U US Gold Corporation 01/27/2012 08/30/2006 McEwen Mining Inc. J McEwen Mining Inc. 08/30/2006 1231 337086060 S Common Stock COM N MWD MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN 55453N 10 5 INVESTMENT FUND C 09/06/2016 MackenzieMaxDvr AW E Mackenzie Maximum Diversification All World Developed Index ETF 09/06/2016 8000000 Q Series E Units UTS Y MX METHANEX CORPORATION 59151K 10 8 OIL/GAS EXPL & DEV C Ocelot Industries Ltd 03/23/1992 07/06/1973 Methanex Corporation Methanex Corporation 10/07/1976 1231 82188379 Q Common Shares COM N MXF FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN 31863N 12 6 INVESTMENT FUND C Can-Materials Covered Call ETF 06/06/2012 06/02/2011 1stAsset Material Un First Asset Can-Materials Covered Call ETF 06/02/2011 1038041 11/09/2015 0.25 Q Common Units UTS Y MXG MAXIM POWER CORP. 57773Y 20 9 POWER PROD/DEV & MKT C 06/23/2005 Maxim Power Corp. 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J 654484 10 4 RES EXPL & DEV C 03/09/2015 NioCorp Dev Ltd. J NioCorp Developments Ltd. 03/09/2015 630 210922398 Q Common Shares COM N NCC.A NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV 651900 10 2 HOLDING COMPANY C Newfoundland Capital Corp. Ltd. 08/05/1999 01/30/1973 Nfld Capital Cl A SV Newfoundland Capital Corporation Limited 01/27/1981 1231 21538133 11/25/2009 3 S Class A Subordinate Voting Shares SV N NCC.B NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV 651900 20 1 HOLDING COMPANY C Newfoundland Capital Corp. Ltd. 08/05/1999 01/30/1973 Nfld Capital Cl B MV Newfoundland Capital Corporation Limited 01/27/1981 1231 3769322 11/25/2009 3 S Class B Multiple Voting Shares MV N NCD.UN FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN 31866K 10 3 INVESTMENT FUND C North American Advantaged Convertibles Fund 05/24/2016 05/19/2011 1st AsstNA AdvanConv First Asset North American Convertibles Fund 05/19/2011 1231 1608625 Q Units UTS N NCF NORTHCLIFF RESOURCES LTD. J 66401Q 10 8 MINERAL EXPL & DEV C 02/02/2012 Northcliff Res Ltd J Northcliff Resources Ltd. 02/02/2012 1031 173756229 Common Shares COM N NCP NICKEL CREEK PLATINUM CORP. J 65389F 10 0 PRECIOUS MTL EXPL C Wellgreen Platinum Ltd. 01/11/2018 12/04/2014 Nickel CrkPlatinum J Nickel Creek Platinum Corp. 12/04/2014 1231 236569139 Common Shares COM N NCU NEVADA COPPER CORP. J 64128F 10 9 MINERAL EXPL & DEV C 08/16/2007 Nevada Copper Corp J Nevada Copper Corp. 08/16/2007 1231 445150682 Common Shares COM N NDM NORTHERN DYNASTY MINERALS LTD. J 66510M 20 4 MINERAL EXPL & DEV C 10/30/2007 Nthrn Dynasty Min J Northern Dynasty Minerals Ltd. 10/30/2007 1231 311992508 Common Shares COM N NDM.WT.A NORTHERN DYNASTY MINERALS LTD. J WT A 66510M 12 1 MINERAL EXPL & DEV C 10/30/2007 Nthrn Dynasty Wt J A Northern Dynasty Minerals Ltd. 01/06/2016 1231 4247240 warrants WTS N NDM.WT.B NORTHERN DYNASTY MINERALS LTD. J WT B 66510M 14 7 MINERAL EXPL & DEV C 10/30/2007 Nthrn Dynasty Wt J B Northern Dynasty Minerals Ltd. 06/10/2016 1231 26783099 common share purchase warrants WTS N NEO NEO PERFORMANCE MATERIALS INC. 64046G 10 6 RARE EARTH PROCESS C 12/07/2017 Neo Perform Material Neo Performance Materials Inc. 12/07/2017 1231 39904477 Q Common Shares COM N NEPT NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J 64077P 10 8 PHARM PRODUCT/DSTR C 11/28/2011 Neptune Tech & Bio J Neptune Technologies & Bioressources Inc. 11/28/2011 228 78827624 Common Shares COM N NEW.A NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES 65136R 30 8 INVESTMENT COMPANY C 06/25/1992 Newgrowth Cl A Cap Newgrowth Corp. 03/27/1998 630 1662940 Q Class A Capital Shares CLA N NEW.PR.D NEWGROWTH CORP. CL 'B' PR SERIES 3 65136R 70 4 INVESTMENT COMPANY C 06/25/1992 Newgrowth Corp. Pr 3 Newgrowth Corp. 06/25/2014 630 1662940 Q "Class B Preferred Shares, Series 3" PRF N NEXA NEXA RESOURCES S.A. L67359 10 6 ZINC MINING F 10/27/2017 Nexa Resources S.A. Nexa Resources S.A. 10/27/2017 1231 133320513 Common Shares COM N NEXT NEXTSOURCE MATERIALS INC. J 65343M 10 0 METAL EXPL & DEV C Energizer Resources Inc 04/24/2017 06/16/2011 NextSource Materl J NextSource Materials Inc. 06/16/2011 630 468933611 Common Shares COM N NFI NFI GROUP INC. 62910L 10 2 HEAVY VHCL MFG & SERV C New Flyer Industries Inc. 05/18/2018 08/18/2005 NFI Group Inc. NFI Group Inc. 08/19/2011 1231 62985836 10/05/2011 0.1 Q Common Shares COM N NG NOVAGOLD RESOURCES INC. J 66987E 20 6 GOLD EXPL & DEV C 06/26/1987 NovaGold Resources J NovaGold Resources Inc. 06/26/1987 1130 322303842 12/17/1997 0.1 Common Shares COM N NGD NEW GOLD INC. 644535 10 6 NAT RES EXPL/DEV C DRC Resources Corporation 06/01/2005 12/31/2002 New Gold Inc. New Gold Inc. 12/31/2002 1231 578748338 Common Shares COM N NGI.UN NDX GROWTH & INCOME FUND CLASS 'A' UNITS 62900D 10 2 INVESTMENT FUND C 12/18/2013 NDX Growth&Incm A Un NDX Growth & Income Fund 12/18/2013 1231 1451713 Q Class A Units UTS N NGQ NGEX RESOURCES INC. J 65339B 10 0 MINERAL EXPL & DEV C Canadian Gold Hunter Corp. 09/22/2009 07/14/1994 NGEx Resources Inc J NGEx Resources Inc. 07/14/1994 1231 226370653 12/30/2003 0.2 Common Shares COM N NHK NIGHTHAWK GOLD CORP. J 65412D 30 4 GOLD EXPL & DEV C 05/29/2017 Nighthawk Gold J Nighthawk Gold Corp. 05/29/2017 1231 188605996 Common Shares COM N NIF.UN NORANDA INCOME FUND CL 'A' PRIORITY UNITS 655432 10 2 INVESTMENT FUND C 05/02/2002 Noranda Incm PriorUn Noranda Income Fund 05/02/2002 1231 37489975 Class A Priority Units UTS N NKO NIKO RESOURCES LTD. 653905 10 9 OIL/GAS EXPL & DEV C 12/11/1998 Niko Resources Niko Resources Ltd. 12/11/1998 331 94049967 Common Shares COM N NKO.NT NIKO RESOURCES LTD. 2025/12/31 7% NOTES 653905 AB 5 OIL/GAS EXPL & DEV C 12/11/1998 Niko Resources 7% Nt Niko Resources Ltd. 12/04/2012 331 1146100 "7.0% convertible senior secured notes due December 31, 2025" NT N NLN "NEULION, INC. J" 64128J 10 1 BROADCASTING C JumpTV Inc. 07/16/2009 08/09/2006 05/09/2018 "NeuLion, Inc. J" "NeuLion, Inc." 08/09/2006 05/09/2018 1231 0 Common Shares COM N NML NEW MILLENNIUM IRON CORP. J 64753V 10 6 IRON ORE EXPL/DEV C 10/19/2011 New Millenm Iron J New Millennium Iron Corp. 10/19/2011 1231 181054146 Common Shares COM N NMX NEMASKA LITHIUM INC. 64045C 10 6 MINING EXPL & DEV C 07/08/2016 Nemaska Lithium Inc. Nemaska Lithium Inc. 07/08/2016 630 845747588 Common Shares COM N NMX.WT NEMASKA LITHIUM INC. WT 64045C 21 3 MINING EXPL & DEV C 07/08/2016 Nemaska Lithium Wt Nemaska Lithium Inc. 07/08/2016 630 29274823 Warrants WTS N NOA NORTH AMERICAN CONSTRUCTION GROUP LTD. 656811 10 6 OIL FIELD SERVICE C North American Energy Partners Inc. 04/16/2018 11/22/2006 N.A. Construction North American Construction Group Ltd. 11/22/2006 1231 27442685 Q Common Shares COM N NOA.DB NORTH AMERICAN CONSTRUCTION GRP LTD 5.50% DEB 656811 AA 4 OIL FIELD SERVICE C North American Energy Partners Inc. 04/16/2018 11/22/2006 N.A. Construction Db North American Construction Group Ltd. 03/14/2017 1231 400000 5.50% convertible unsecured subordinated debentures DEB N NPF.UN NORTH AMERICAN PREFERRED SHARE FUND UNITS 65705U 10 4 INVESTMENT FUND C 05/07/2013 Nth American Pref Un North American Preferred Share Fund 05/07/2013 1231 918153 M Units UTS N NPI NORTHLAND POWER INC. 666511 10 0 ELECT POWER OPER C Northland Power Income Fund 01/10/2011 04/14/1997 Northland Power Inc. 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FLTG RATE SERIES '2' PR 666511 50 6 ELECT POWER OPER C Northland Power Income Fund 01/10/2011 04/14/1997 Northland Pwr Pr 2 Northland Power Inc. 09/30/2015 1231 1498435 Q "cumulative floating rate preferred shares, Series 2" PRF N NPI.PR.C NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR 666511 60 5 ELECT POWER OPER C Northland Power Income Fund 01/10/2011 04/14/1997 Northland Pwr Pr 3 Northland Power Inc. 05/23/2012 1231 4800000 Q "cumulative rate reset preferred shares, series 3" PRF N NPK VERDE AGRITECH PLC ORDINARY J G9340K 10 8 POTASH MINE & PROD F Verde Potash Plc 07/28/2016 04/11/2012 Verde Agritech Plc J Verde Agritech Plc 04/11/2012 1231 40475000 Ordinary Shares ORD N NPS NORTHERN POWER SYSTEMS CORP. J 66561Y 10 7 WIND TURBINE MFG/MKT C 04/22/2014 Nthn Power Systems J Northern Power Systems Corp. 04/22/2014 1231 23853884 Common Shares COM N NRGY.UN NINEPOINT ENERGY OPPORTUNITIES TRUST UNITS 65443B 10 3 INVESTMENT TRUST C Sprott Energy Opportunities Trust 03/29/2018 12/19/2016 Ninepoint Engy OppTr Ninepoint Energy Opportunities Trust 12/19/2016 1231 4301835 Units UTS N NRI NUVO PHARMACEUTICALS INC. 67092F 10 4 PHARM PRODUCTION C Nuvo Research Inc. 03/07/2016 02/19/1997 Nuvo Pharmaceuticals Nuvo Pharmaceuticals Inc. 02/19/1997 1231 11433800 05/09/2013 0.015384615 Common Shares COM N NSU NEVSUN RESOURCES LTD. J 64156L 10 1 MINERAL EXPL & DEV C 03/08/1996 Nevsun Resources J Nevsun Resources Ltd. 03/08/1996 1231 302321670 Common Shares COM N NTR NUTRIEN LTD. 67077M 10 8 POTASH MINE & PROD C 01/02/2018 Nutrien Ltd. Nutrien Ltd. 01/02/2018 634232839 Q Common Shares COM N NUS NAUTILUS MINERALS INC. J 639097 10 4 MINERAL EXPL & DEV C 08/24/2007 Nautilus Minerals J Nautilus Minerals Inc. 08/24/2007 1231 710015858 Common Shares COM N NVA NUVISTA ENERGY LTD. 67072Q 10 4 OIL/GAS EXPL & DEV C 07/07/2003 NuVista Energy Ltd. NuVista Energy Ltd. 07/07/2003 1231 174246117 Common Shares COM N NVCN NEOVASC INC. J 64065J 10 6 MEDICAL PRODUCTS C 06/23/2014 Neovasc Inc. J Neovasc Inc. 06/23/2014 1231 1681060910 Common Shares COM N NVU.DB NORTHVIEW APARTMENT RL EST INVEST TR 5.75% DB 667185 AA 0 INVESTMENT TRUST C Northern Property Real Estate Investment Trust 11/05/2015 05/30/2002 Nthview Apt REIT Db Northview Apartment Real Estate Investment Trust 11/05/2015 1231 228160 5.75% Extendible Convertible Unsecured Subordinated Debentures DEB N NVU.UN NORTHVIEW APARTMENT RL EST INVESTMENT TR UN 667185 10 2 INVESTMENT TRUST C Northern Property Real Estate Investment Trust 11/05/2015 05/30/2002 Nthview Apt REIT Un Northview Apartment Real Estate Investment Trust 05/30/2002 1231 51165976 M Trust Units TUT N NWC NORTH WEST COMPANY INC.(THE) VARIABLE V COM V 663278 20 8 RETAIL FOOD CHAIN C North West Company Fund 01/04/2011 09/28/1990 NW Company VarV&ComV The North West Company Inc. 09/28/1990 131 48690212 09/18/2006 3 Q Variable Voting and Common Voting Shares COM N NWH.DB NORTHWEST HEALTHCARE PROPERTIES REIT DEB 667495 AA 3 INVESTMENT TRUST C 03/23/2010 NW Healthcare Deb NorthWest Healthcare Properties Real Estate Investment Trust 09/11/2013 1231 402500 5.25% Convertible Debentures DEB N NWH.DB.C NORTHWEST HEALTHCARE PROPERTIES REIT 7.25% DB 667495 AD 7 INVESTMENT TRUST C 03/23/2010 NW Healthcare7.25%Db NorthWest Healthcare Properties Real Estate Investment Trust 05/20/2015 1231 387500 7.25% convertible unsecured subordinated debentures DEB N NWH.DB.D NORTHWEST HEALTHCARE PROPERTIES REIT 5.5% DB 667495 AE 5 INVESTMENT TRUST C 03/23/2010 NW Healthcare 5.5%Db NorthWest Healthcare Properties Real Estate Investment Trust 10/09/2015 1231 530000 "5.50% Convertible Unsecured Subordinated Debentures Due Oct 31, 2020" DEB N NWH.DB.E NORTHWEST HEALTHCR PPTY REIT 5.25%31JUL21 DEB 667495 AF 2 INVESTMENT TRUST C 03/23/2010 NW Healthcare31JulDB NorthWest Healthcare Properties Real Estate Investment Trust 07/22/2016 1231 747500 5.25% Convertible Unsecured Subordinated Debentures DEB N NWH.DB.F NORTHWEST HEALTHCR PPTY REIT 5.25%31DEC21 DEB 667495 AG 0 INVESTMENT TRUST C 03/23/2010 NW Healthcare31DecDB NorthWest Healthcare Properties Real Estate Investment Trust 12/14/2016 1231 805000 5.25% Convertible Unsecured Subordinated Debentures DEB N NWH.UN NORTHWEST HEALTHCARE PROPERTIES REIT UN 667495 10 5 INVESTMENT TRUST C 03/23/2010 NW Healthcare Un NorthWest Healthcare Properties Real Estate Investment Trust 03/23/2010 1231 102649744 M Units UTS N NXE NEXGEN ENERGY LTD. J 65340P 10 6 URANIUM EXPL & DEV C 07/15/2016 NexGen Energy Ltd. J NexGen Energy Ltd. 07/15/2016 1231 343352690 common shares COM N NXF FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN 31865G 10 3 INVESTMENT FUND C 02/09/2015 1stAstEngyGiantCovUn First Asset Energy Giants Covered Call ETF 02/09/2015 2477939 Q Common Units UTS Y NXF.B FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN 31865G 20 2 INVESTMENT FUND C 02/09/2015 1stAstEngyGiatUnhgUn First Asset Energy Giants Covered Call ETF 02/09/2015 2272693 Q Unhedged Common Units UTS Y NXJ NEXJ SYSTEMS INC. J 65342B 10 5 SOFTWARE MKT/SERV C 05/17/2011 NexJ Systems Inc. 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J Osisko Mining Inc. 12/19/2012 1231 207920322 08/27/2015 0.05 common shares COM N OSK.WT OSISKO MINING INC. J WT 688281 11 2 MINERAL EXPL & DEV C Oban Mining Corporation 06/21/2016 12/19/2012 Osisko Mining J Wt Osisko Mining Inc. 08/27/2015 1231 125146420 Common Share Purchase Warrants WTS N OSL.UN OCP SENIOR CREDIT FUND TRUST UNITS 67087L 10 8 INVESTMENT FUND C 11/18/2010 OCP Senior Credit Un OCP Senior Credit Fund 11/18/2010 1231 12068945 Q Trust Units TUT N OSP BROMPTON OIL SPLIT CORP. CL 'A' 11222H 10 1 INVESTMENT COMPANY C 02/23/2015 Brompton Oil Splt A Brompton Oil Split Corp. 02/23/2015 3211016 M Class A Shares CLA N OSP.PR.A BROMPTON OIL SPLIT CORP. PR 11222H 20 0 INVESTMENT COMPANY C 02/23/2015 Brompton Oil Splt Pr Brompton Oil Split Corp. 02/23/2015 3211016 Q Preferred Shares PRF N OTEX OPEN TEXT CORPORATION 683715 10 6 SOFTWARE DEV/MKT C 06/26/1998 Open Text Corp Open Text Corporation 06/26/1998 630 267469077 01/25/2017 2 Q Common Shares COM N OXC ORYX PETROLEUM CORP. LIMITED J 68764K 10 8 OIL EXPL & DEV C 05/03/2013 Oryx Pete Corp. J Oryx Petroleum Corporation Limited 05/03/2013 1231 458422779 common shares COM N P PRIMERO MINING CORP. 74164W 10 6 MINING EXPL & DEV C 08/19/2010 05/14/2018 Primero Mining Corp. Primero Mining Corp. 08/19/2010 05/14/2018 1231 0 Common Shares COM N P.DB.V PRIMERO MINING CORP. 5.75% USF DEBENTURES 74164W AB 2 MINING EXPL & DEV C 08/19/2010 05/14/2018 Primero Mng 5.75USDb Primero Mining Corp. 02/09/2015 05/14/2018 1231 0 5.75% Convertible Unsecured Subordinated Debentures DEB N P.WT.C PRIMERO MINING CORPORATION WT 74164W 17 1 MINING EXPL & DEV C 08/19/2010 05/14/2018 Primero Mining Wt Primero Mining Corp. 06/24/2016 05/14/2018 1231 0 common share purchase warrants WTS N PAAS PAN AMERICAN SILVER CORP. 697900 10 8 MINERAL EXPL & DEV C Pan American Minerals Corporation 04/21/1995 10/09/1984 Pan American Silver Pan American Silver Corp. 10/09/1984 1231 153323594 Q Common Shares COM N PAR.UN PARTNERS REAL ESTATE INVESTMENT TRUST UNITS 70214B 11 8 INVESTMENT TRUST C 04/03/2012 Partners REIT Un Partners Real Estate Investment Trust 04/03/2012 1231 45935142 M Units UTS N PATH COUNTERPATH CORPORATION J 22228P 30 2 SOFTWARE DEV/MKT/SERV U 08/20/2012 CounterPath Corp. J CounterPath Corporation 08/20/2012 430 5935872 11/02/2015 0.1 Common Shares COM N PAY POSERA LTD. J 73734P 10 4 ELECT PAYMENT SERV C Posera-HDX Limited 04/14/2016 06/28/2004 Posera Ltd. J Posera Ltd. 06/28/2004 1231 119796879 Common Shares COM N PBD PURPOSE TOTAL RETURN BOND FUND ETF 74639Y 50 5 INVESTMENT FUND C 09/03/2013 Purpose Tot Ret Bond Purpose Total Return Bond Fund 09/03/2013 4000839 M ETF shares SHS Y PBH PREMIUM BRANDS HOLDINGS CORPORATION 74061A 10 8 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brands Hldgs Premium Brands Holdings Corporation 12/03/1996 1230 32877908 Q Common Shares COM N PBH.DB.D PREMIUM BRANDS HOLDINGS CORPORATION 5.0% DEB 74061A AE 8 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brand 5% Deb Premium Brands Holdings Corporation 04/17/2015 06/06/2018 1230 0 5.00% Convertible Unsecured Subordinated Debentures DEB N PBH.DB.E PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 74061A AF 5 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brand 4.65Db Premium Brands Holdings Corporation 04/11/2016 1230 861570 4.65% convertible unsecured subordinated debentures DEB N PBH.DB.F PREMIUM BRANDS HOLDINGS CORPORATION 4.6% DEB 74061A AG 3 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brand 4.6 Db Premium Brands Holdings Corporation 12/02/2016 1230 1130000 4.60% convertible unsecured subordinated debentures DEB N PBH.DB.G PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 74061A AH 1 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brand 4.65Db Premium Brands Holdings Corporation 04/09/2018 1230 1725000 4.65% Convertible unsecured subordinated debentures due April 30 2025 DEB N PBH.R PREMIUM BRANDS HOLDINGS CORPORATION SUBS REC 74061A 11 6 FOOD PROD & DSTR C Premium Brands Income Fund 07/27/2009 12/03/1996 Premium Brand Rec Premium Brands Holdings Corporation 05/01/2018 06/01/2018 1230 0 Subscription Receipts SBR N PBI PURPOSE BEST IDEAS FUND ETF 74640J 10 9 INVESTMENT FUND C 04/28/2014 Purpose Best Ideas Purpose Best Ideas Fund 04/28/2014 456948 06/23/1995 0.333333333 ETF shares SHS Y PBI.B PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD 74640J 20 8 INVESTMENT FUND C 04/28/2014 Purpose Best NnCurHg Purpose Best Ideas Fund 10/29/2014 170670 ETF Non-Currency Hedged Shares SHS Y PBL POLLARD BANKNOTE LIMITED 73150R 10 5 GAMING PROD & SERV C Pollard Banknote Income Fund 05/18/2010 08/04/2005 Pollard Banknote Ltd Pollard Banknote Limited 08/04/2005 1231 25613158 Q Common Shares COM N PBY.UN CANSO CREDIT INCOME FUND CL A UN 138080 10 6 INVESTMENT FUND C 07/15/2010 Canso Credit A Un Canso Credit Income Fund 07/15/2010 1231 13165739 M Class A units UTS N PCD.UN PATHFINDER INCOME FUND UNITS 70320T 10 2 INVESTMENT FUND C Pathfinder Convertible Debenture Fund 11/12/2014 11/19/2009 Pathfinder Income Un Pathfinder Income Fund 12/10/2009 1231 3880668 M Trust Units TUT N PCY PROPHECY DEVELOPMENT CORP. J 74347D 20 7 COAL EXPL & DEV C Prophecy Coal Corp. 01/07/2015 10/19/2011 Prophecy Dev Corp. J Prophecy Development Corp. 10/19/2011 1231 7475304 06/07/2016 0.01 Common Shares COM N PD PRECISION DRILLING CORPORATION 74022D 30 8 DRILLING SERVICES C Precision Drilling Trust 06/03/2010 09/23/1988 Precision Drill Corp Precision Drilling Corporation 11/04/2005 1231 293238858 05/18/2005 2 common shares COM N PDC POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN 73937G 10 9 INVESTMENT FUND C 06/15/2011 PwrShares Cdn Div Un PowerShares Canadian Dividend Index ETF 06/15/2011 12750000 M "redeemable, transferable units" UTS Y PDF PURPOSE CORE DIVIDEND FUND ETF 74639Y 10 9 INVESTMENT FUND C 08/30/2013 Purpose Core Div Fnd Purpose Core Dividend Fund 08/30/2013 12923221 M ETF Shares SHS Y PDIV PURPOSE ENHANCED DIVIDEND FUND ETF 74640V 10 2 INVESTMENT COMPANY C 02/19/2013 Purpose EnhncDiv ETF Purpose Enhanced Dividend Fund 02/19/2013 1231 1597552 M ETF Shares SHS Y PDL NORTH AMERICAN PALLADIUM LTD. 65704X 10 9 MINERAL EXPL & DEV C Madeleine Mines Ltd. 07/07/1993 12/19/1968 N.A. Palladium Ltd. North American Palladium Ltd. 12/19/1968 1231 58126526 08/10/2015 0.0025 Q Common Shares COM N PDV PRIME DIVIDEND CORP. CLASS 'A' 74161F 10 6 INVESTMENT COMPANY C 11/15/2005 Prime Dividend Cl A Prime Dividend Corp. 11/15/2005 1130 1193260 M Class A Shares CLA N PDV.PR.A PRIME DIVIDEND CORP. PR 74161F 20 5 INVESTMENT COMPANY C 11/15/2005 Prime Dividend Pr Prime Dividend Corp. 11/15/2005 1130 1193260 M Preferred Shares PRF N PEGI PATTERN ENERGY GROUP INC. CL 'A' 70338P 10 0 RECYCLE PWR GENERATN U 09/27/2013 Pattern Energy Grp A Pattern Energy Group Inc. 09/27/2013 1231 98274669 Q class A common shares COM N PEU PURPOSE ENHANCED US EQUITY FUND ETF 74640G 20 4 INVESTMENT FUND C 10/10/2014 Purpose Enhnc US Eq Purpose Enhanced US Equity Fund 10/10/2014 125000 ETF Shares SHS Y PEU.B PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF 74640G 10 5 INVESTMENT FUND C 10/10/2014 Purpose EnhncUSNnCur Purpose Enhanced US Equity Fund 10/10/2014 25000 ETF Non-Currency Hedged Shares SHS Y PEY PEYTO EXPLORATION & DEVELOPMENT CORP. 717046 10 6 OIL/GAS EXPL & DEV C Peyto Energy Trust 01/07/2011 05/28/2001 Peyto Expl & Dev Peyto Exploration & Development Corp. 05/28/2001 1231 164874175 05/27/2005 2 M Common Shares COM N PFB PFB CORPORATION 69331T 10 1 PLASTIC PROD MFG C Plasti-Fab Ltd 01/12/1996 06/16/1987 PFB Corporation PFB Corporation 06/16/1987 1231 6716003 Q Common Shares COM N PFH.F POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG 73938D 10 5 INVESTMENT FUND C PowerShares Fundamental High Yield Corporate Bond (CAD Hedged) Index ETF 01/16/2017 06/20/2011 PwrShr CorpBndCA$Heg PowerShares Fundamental High Yield Corporate Bond Index ETF 06/20/2011 5475000 M "redeemable, transferable units" UTS Y PFL POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN 73937K 10 0 INVESTMENT FUND C 07/18/2014 PwrShr 1-3Yr LadFltg PowerShares 1-3 Year Laddered Floating Rate Note Index ETF 07/18/2014 2450000 M Units UTS Y PFT.UN CANADIAN PREFERRED SHARE TRUST CL 'A' UN 13648L 10 4 INVESTMENT TRUST C 06/30/2015 Cdn Preferred Shr Un Canadian Preferred Share Trust 06/30/2015 1231 2599703 M Class A Units UTS N PG PREMIER GOLD MINES LIMITED J 74051D 10 4 MINERAL RES PROP C 08/22/2006 Premier Gold Mines J Premier Gold Mines Limited 08/22/2006 1231 202614536 Common Shares COM N PGD PEREGRINE DIAMONDS LTD. J 713916 10 4 MINERAL EXPL & DEV C 08/24/2006 Peregrine Diamonds J Peregrine Diamonds Ltd. 08/24/2006 930 442151936 Common Shares COM N PGF PENGROWTH ENERGY CORPORATION 70706P 10 4 OIL/GAS EXPL & DEV C Pengrowth Energy Trust 01/10/2011 01/16/1989 Pengrowth Energy Pengrowth Energy Corporation 07/15/2004 1231 556117090 Common Shares COM N PGI.UN PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN 72202T 10 1 INVESTMENT FUND C 03/20/2014 PIMCO Gbl IncmOpp Un PIMCO Global Income Opportunities Fund 03/20/2014 1231 44636901 M Class A units UTS N PGLC PERSHING GOLD CORPORATION J 715302 20 4 GOLD EXPL & DEV U 11/17/2016 Pershing Gold Corp J Pershing Gold Corporation 11/17/2016 1231 33554189 Common Stock COM N PHE PURPOSE TACTICAL HEDGED EQUITY FUND ETF 74639Y 20 8 INVESTMENT FUND C 08/30/2013 Purpose Tact Hegd Eq Purpose Tactical Hedged Equity Fund 08/30/2013 556910 04/09/1981 4 ETF Shares SHS Y PHE.B PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR 74640M 10 2 INVESTMENT FUND C 08/30/2013 Purpose TacHg NN-Cur Purpose Tactical Hedged Equity Fund 04/28/2014 946800 ETF non-currency hedged shares SHS Y PHO PHOTON CONTROL INC. 719360 10 9 FIBRE OPTIC TECH C 05/25/2018 Photon Control Inc. Photon Control Inc. 05/25/2018 111267468 Common Shares COM N PHR PURPOSE DURATION HEDGED REAL ESTATE FUND ETF 74640L 10 4 INVESTMENT FUND C 04/28/2014 Purpose Duratn HgREF Purpose Duration Hedged Real Estate Fund 04/28/2014 2675000 M ETF shares SHS Y PHW PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF 74640P 10 5 INVESTMENT FUND C 04/21/2015 Purpose Intl TacHgEq Purpose International Tactical Hedged Equity Fund 04/21/2015 650322 Q ETF Shares SHS Y PHX PHX ENERGY SERVICES CORP. 69338U 10 1 DRILLING SERVICES C Phoenix Technology Income Fund 01/06/2011 03/24/2003 PHX Energy Services PHX Energy Services Corp. 03/24/2003 1231 58272887 common shares COM N PHYS SPROTT PHYSICAL GOLD TRUST CDN UN 85207H 10 4 INVESTMENT TRUST C 02/26/2010 Sprott PhyGold CA Un Sprott Physical Gold Trust 01/15/2018 1231 0 "transferable, redeemable units" UTS N PHYS.U SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF 85207H 10 4 INVESTMENT TRUST C 02/26/2010 Sprott Phy Gld Un US Sprott Physical Gold Trust 02/26/2010 1231 221349814 "transferable, redeemable units" USF N PIC.A PREMIUM INCOME CORPORATION CL 'A' 740910 30 2 MUTUAL FUNDS C 10/29/1996 Premium Income Cl A Premium Income Corporation 10/29/1996 1031 9995191 11/01/2010 0.74 Q Class A Shares CLA N PIC.PR.A PREMIUM INCOME CORPORATION PR 740910 20 3 MUTUAL FUNDS C 10/29/1996 Premium Income Pr Premium Income Corporation 10/29/1996 1031 9995191 Q Preferred Shares PRF N PID PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN 74640N 10 0 INVESTMENT FUND C 04/21/2015 Purpose Intl Div Un Purpose International Dividend Fund 04/21/2015 6225000 M ETF Units UTS Y PIF POLARIS INFRASTRUCTURE INC. J 73106R 10 0 GEOTHERMAL RES DEV C "Ram Power, Corp." 05/19/2015 10/20/2009 Polaris Infras J Polaris Infrastructure Inc. 10/20/2009 1231 15678299 05/19/2015 0.0005 Q Common Shares COM N PIN PURPOSE MONTHLY INCOME FUND ETF 74639Y 30 7 INVESTMENT FUND C 09/05/2013 Purpose Monthly Incm Purpose Monthly Income Fund 09/05/2013 650479 M ETF Shares SHS Y PINC PURPOSE MULTI-ASSET INCOME FUND ETF UN 74641M 10 1 INVESTMENT FUND C 04/02/2018 Purpose Mult-AstIncm Purpose Multi-Asset Income Fund 04/02/2018 8128835 M ETF Units UTS Y PINV PURPOSE GLOBAL INNOVATORS FUND ETF 74641A 10 7 INVESTMENT FUND C 04/02/2018 Purpose GlblInnovatr Purpose Global Innovators Fund 04/02/2018 50000 ETF Shares SHS Y PJC.A JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV 47215Q 10 4 RETAIL STORES C 10/27/1986 05/15/2018 Jean Coutu Group SV Jean Coutu Group (PJC) Inc. (The) 10/28/1986 05/15/2018 301 0 09/23/2002 2 Q Class A Subordinate Voting Shares SV N PKI PARKLAND FUEL CORPORATION 70137T 10 5 FUEL/CONV STORE OPERS C Parkland Income Fund 01/07/2011 01/06/1984 Parkland Fuel Corp. Parkland Fuel Corporation 01/06/1984 1231 131863022 05/23/2007 3 M Common Shares COM N PL PINNACLE RENEWABLE HOLDINGS INC. 72349P 10 3 RENEWABLE FUEL PROD C 02/05/2018 Pinnacle RenewblHldg Pinnacle Renewable Holdings Inc. 02/05/2018 1231 32903221 Q Common Shares COM N PLC PARK LAWN CORPORATION 700563 20 8 FUNERAL SERVICES C 10/19/2016 Park Lawn Corp. Park Lawn Corporation 10/19/2016 1231 23102429 M Common Shares COM N PLC.R PARK LAWN CORPORATION SUBS RECEIPTS 700563 12 5 FUNERAL SERVICES C 10/19/2016 Park Lawn Corp Rec Park Lawn Corporation 05/03/2018 05/08/2018 1231 0 Subscription receipts SBR N PLI PROMETIC LIFE SCIENCES INC. J 74342Q 10 4 PHARM PRODUCTION C ProMetic Life Sciences Inc. 07/07/2017 07/27/1998 Prometic Life J Prometic Life Sciences Inc. 07/27/1998 1231 717416263 Common Shares COM N PLV POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN 73939E 10 2 INVESTMENT FUND C 05/05/2015 PwrShr LowVolPortfl PowerShares Low Volatility Portfolio ETF 05/05/2015 1775000 M Units UTS Y PLZ.DB.E PLAZA RETAIL REIT 5.1% 31MAR23 DEB 72820F AL 7 INVESTMENT TRUST C Plazacorp Retail Properties Ltd. 01/08/2014 07/02/2013 Plaza RetailTr 5.1Db Plaza Retail REIT 02/20/2018 1231 472500 "5.10% Convertible Unsecured Subordinated Debentures due March 31, 2023" DEB N PLZ.UN PLAZA RETAIL REIT TRUST UNITS 72820F 10 3 INVESTMENT TRUST C Plazacorp Retail Properties Ltd. 01/08/2014 07/02/2013 Plaza Retail REIT Un Plaza Retail REIT 07/02/2013 1231 102086552 M Units COM N PMB.UN PICTON MAHONEY TACTICAL INCOME FUND CL A UN 71989R 10 6 INVESTMENT FUND C 10/17/2012 Picton Mahoney A Un Picton Mahoney Tactical Income Fund 10/17/2012 1231 7164029 M Class A Units UTS N PME SENTRY SELECT PRIMARY METALS CORP. CL 'A' 81733D 10 5 INVESTMENT COMPANY C 06/13/2007 Sentry Prime Metal A Sentry Select Primary Metals Corp. 06/13/2007 1231 15361411 M Class A Shares CLA N PMIF PIMCO MONTHLY INCOME FUND (CANADA) ETF SER UN 72203R 10 4 INVESTMENT FUND C 09/29/2017 PIMCO MthlyIncmETFUn PIMCO Monthly Income Fund (Canada) 09/29/2017 30300000 M ETF Series units UTS Y PMM PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN 74640H 10 3 INVESTMENT FUND C 10/10/2014 Purpose Mult-StgyNeu Purpose Multi-Strategy Market Neutral Fund 10/10/2014 1025000 ETF Units UTS Y PMN PROMIS NEUROSCIENCES INC. J 74346M 10 9 THERAPEUTIC PROD C Amorfix Life Sciences Ltd. 07/14/2015 07/25/2007 ProMIS Neurosci J ProMIS Neurosciences Inc. 07/25/2007 1231 245704697 Common Shares COM N PMT PERPETUAL ENERGY INC. 714270 12 1 OIL/GAS EXPL & DEV C Paramount Energy Trust 07/06/2010 02/07/2003 Perpetual Energy Inc Perpetual Energy Inc. 02/07/2003 1231 60202127 03/30/2016 0.05 common shares COM N PMTS CPI CARD GROUP INC. 12634H 20 0 SOFTWARE DEV/MKT/SERV U 10/08/2015 CPI Card Group Inc. CPI Card Group Inc. 10/08/2015 1231 11134714 12/20/2017 0.2 Common Shares COM N PNC.A POSTMEDIA NETWORK CDA CORP. CL C VOTING J 73752W 40 3 PRINTING & PUBLISH C 06/14/2011 Postmedia Ntwrk C J Postmedia Network Canada Corp. 06/14/2011 831 61687 10/11/2016 150 Class C Voting Shares SHS N PNC.B POSTMEDIA NETWORK CDA CORP. CLASS NC VV J 73752W 50 2 PRINTING & PUBLISH C 06/14/2011 Postmedia Ntwrk VV J Postmedia Network Canada Corp. 06/14/2011 831 93655512 10/11/2016 150 Class NC Variable Voting Shares SHS N PNE PINE CLIFF ENERGY LTD. J 722524 10 5 OIL/GAS EXPL & DEV C 03/03/2016 Pine Cliff Energy J Pine Cliff Energy Ltd. 03/03/2016 1231 307075787 05/05/1980 2 Q common shares COM N PNP PINETREE CAPITAL LTD. J 723330 86 6 FINANCE SERV & INV C Pinetree Capital Corp. 06/09/2004 09/11/2001 Pinetree Capital J Pinetree Capital Ltd. 09/11/2001 1231 9045198 07/22/2016 0.01 Common Shares COM N POM POLYMET MINING CORP. J 731916 10 2 MINERAL EXPL & DEV C 02/01/2007 Polymet Mining J Polymet Mining Corp. 02/01/2007 131 320402029 common shares COM N PONY PAINTED PONY LTD. J 695779 10 8 OIL/GAS EXPL & DEV C Painted Pony Petroleum Ltd. 05/23/2017 10/17/2013 Painted Pony Engy J Painted Pony Energy Ltd. 10/17/2013 1231 160995692 common shares COM N POU PARAMOUNT RESOURCES LTD. CLASS A 699320 20 6 OIL/GAS EXPL & DEV C 11/30/1984 Paramount Res Cl A Paramount Resources Ltd. 11/30/1984 1231 133667105 06/02/1997 3 Class A Common Shares CLA N POW POWER CORPORATION OF CANADA SV 739239 10 1 HOLDING COMPANY C 03/02/1936 Power Corp of Cda SV Power Corporation of Canada 02/05/1979 1231 415873704 07/21/2004 2 Q Subordinate Voting Shares SV N POW.PR.A POWER CORPORATION OF CANADA 5.60% SER 'A' PR 739239 88 7 HOLDING COMPANY C 03/02/1936 Power Corp 5.6% Pr A Power Corporation of Canada 06/10/1999 1231 6000000 Q "5.60% Non-Cumulative First Preferred Shares, Series A" PRF N POW.PR.B POWER CORPORATION OF CANADA 5.35% SER 'B' PR 739239 80 4 HOLDING COMPANY C 03/02/1936 Power Corp 5.35% Pr Power Corporation of Canada 11/27/2001 1231 8000000 Q "5.35% Non-Cumulative First Preferred Shares, Series B" PRF N POW.PR.C POWER CORPORATION OF CANADA 5.80% SER 'C' PR 739239 87 9 HOLDING COMPANY C 03/02/1936 Power Corp 5.80% Pr Power Corporation of Canada 12/05/2002 1231 6000000 Q "5.80% Non-Cumulative 1st Pref, Series C" PRF N POW.PR.D POWER CORPORATION OF CANADA 5.00% SER 'D' PR 739239 86 1 HOLDING COMPANY C 03/02/1936 Power Corp 5.00% Pr Power Corporation of Canada 10/18/2005 1231 10000000 Q "5.00% Non-Cumulative First Preferred Shares, Series D" PRF N POW.PR.E POWER CORPORATION OF CANADA PARTICIPATING PR 739239 40 8 HOLDING COMPANY C 03/02/1936 Power Corp Part. Pr Power Corporation of Canada 12/06/1999 1231 48854772 07/21/2004 2 Q Participating Preferred Shares PRF N POW.PR.F POWER CORPORATION OF CDA 1ST PR 1986 SERIES 739239 70 5 HOLDING COMPANY C 03/02/1936 Power Corp Sr861stPr Power Corporation of Canada 02/18/1986 1231 272300 Q "First Preferred Shares, 1986 Series" PRF N POW.PR.G POWER CORPORATION OF CANADA 5.60% SER 'G' PR 739239 85 3 HOLDING COMPANY C 03/02/1936 Power Corp 5.6% Pr G Power Corporation of Canada 02/27/2012 1231 8000000 Q "5.60% Non-Cumulative First Preferred Shares, Series G" PRF N PPL PEMBINA PIPELINE CORPORATION 706327 10 3 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipeline Pembina Pipeline Corporation 10/23/1997 1231 503463651 05/15/1957 4 M common shares COM N PPL.DB.F PEMBINA PIPELINE CORP. 5.75% SER F DEBENTURES 706327 AH 6 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe5.75Db F Pembina Pipeline Corporation 04/09/2012 1231 929145 5.75% convertible unsecured subordinated debentures DEB N PPL.PF.A PEMBINA PIPELINE CORPORATION CL 'A' PR SER 21 706327 76 4 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 21 Pembina Pipeline Corporation 12/06/2017 1231 16000000 Q "cumulative redeemable min rate reset Class A pref shares, Series 21" PRF N PPL.PR.A PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 706327 20 2 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Sr 1 Pr Pembina Pipeline Corporation 07/25/2013 1231 10000000 Q "Cumulative Redeemable Rate Reset Class A Preferred Shares, Series 1" PRA N PPL.PR.C PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 706327 40 0 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Sr 3 Pr Pembina Pipeline Corporation 10/01/2013 1231 6000000 Q cumulative redeemable rate reset Class A preferred shares PRF N PPL.PR.E PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 706327 11 1 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Sr 5 Pr Pembina Pipeline Corporation 01/15/2014 1231 10000000 Q "cumulative redeemable rate reset class A preferred shares, series 5" PRF N PPL.PR.G PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 706327 60 8 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Sr 7 Pr Pembina Pipeline Corporation 09/10/2014 1231 10000000 Q "cumulative redeemable rate reset class A preferred shares, series 7" PRA N PPL.PR.I PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 706327 80 6 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Sr 9 Pr Pembina Pipeline Corporation 04/09/2015 1231 9000000 Q "cumulative redeemable rate reset class A preferred shares, series 9" PRF N PPL.PR.K PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 706327 87 1 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 11 Pembina Pipeline Corporation 01/14/2016 1231 6800000 Q "cumulative redeemable minimum rate reset Class A pref shs, Series 11" PRF N PPL.PR.M PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 706327 85 5 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 13 Pembina Pipeline Corporation 04/26/2016 1231 10000000 Q "cumul redeemable min rate reset class A preferred shares, Series 13" PRF N PPL.PR.O PEMBINA PIPELINE CORPORATION CL 'A' PR SER 15 706327 83 0 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 15 Pembina Pipeline Corporation 10/05/2017 1231 8000000 Q "cumulative redeemable rate reset Class A preferred shares, Series 15" PRF N PPL.PR.Q PEMBINA PIPELINE CORPORATION CL 'A' PR SER 17 706327 81 4 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 17 Pembina Pipeline Corporation 10/05/2017 1231 6000000 Q "cumulative redeemable rate reset Class A preferred shares, Series 17" PRF N PPL.PR.S PEMBINA PIPELINE CORPORATION CL 'A' PR SER 19 706327 78 0 INVESTMENT COMPANY C Pembina Pipeline Income Fund 10/05/2010 10/23/1997 Pembina Pipe Pr 19 Pembina Pipeline Corporation 10/05/2017 1231 8000000 Q "cumulative redeemable rate reset Class A, preferred shares, Series 19" PRF N PPR PRAIRIE PROVIDENT RESOURCES INC. J 73965Q 10 2 OIL/GAS EXPL & DEV C 07/26/2005 Prairie Provident J Prairie Provident Resources Inc. 07/26/2005 1231 115890110 08/13/2013 0.1 common shares COM N PPR.WT PRAIRIE PROVIDENT RESOURCES INC. WT J 73965Q 11 0 OIL/GAS EXPL & DEV C 07/26/2005 Prairie Provdnt Wt J Prairie Provident Resources Inc. 04/04/2017 1231 3154825 warrants WTS N PPS POWERSHARES CANADIAN PREF SHARE INDX ETF UN 73937J 10 3 INVESTMENT FUND C 06/15/2011 PwrShares Cdn Pr Un PowerShares Canadian Preferred Share Index ETF 06/15/2011 11732427 M "redeemable, transferable units" UTS Y PR LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN 552374 10 0 INVESTMENT FUND C 08/17/2015 Lysander-SlatrPrActv Lysander-Slater Preferred Share ActivETF 08/17/2015 10369000 M Units UTS Y PRA PURPOSE DIVERSIFIED REAL ASSET FUND ETF 74639Y 40 6 INVESTMENT FUND C 09/04/2013 Purpose DiversRl Ast Purpose Diversified Real Asset Fund 09/04/2013 175000 Q ETF Shares SHS Y PRF.UN PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN 72302R 10 4 INVESTMENT FUND C 06/26/2014 PineBrdge InvGrd Sec PineBridge Investment Grade Preferred Securities Fund 06/26/2014 1231 925001 M Units UTS N PRK POTASH RIDGE CORPORATION J 73754X 10 2 POTASH MINE & PROD C 12/04/2012 Potash Ridge Corp. 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Pason Systems Inc. 12/24/1997 1231 85243887 05/26/2006 2 Q Common Shares COM N PSK PRAIRIESKY ROYALTY LTD. 739721 10 8 OIL/GAS EXPL & DEV C 05/29/2014 PrairieSky Royalty PrairieSky Royalty Ltd. 05/29/2014 1231 235462341 M common shares COM N PSLV SPROTT PHYSICAL SILVER TRUST CDN UN 85207K 10 7 INVESTMENT TRUST C 10/28/2010 Sprott Phy Sil Cdn Sprott Physical Silver Trust 01/15/2018 1231 0 "transferable, redeemable units" UTS N PSLV.U SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN 85207K 10 7 INVESTMENT TRUST C 10/28/2010 Sprott Phy Silver US Sprott Physical Silver Trust 10/28/2010 1231 150497793 "transferable, redeemable units" USF N PSU.U PURPOSE US CASH ETF U.S.F. 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J 72765Q 60 1 MINERAL EXPL & DEV C 06/08/2005 Platinum Grp Metal J Platinum Group Metals Ltd. 06/08/2005 831 283454867 01/28/2016 0.1 Common Shares COM N PTM.WT.U PLATINUM GROUP METALS LTD. J WT USF 72765Q 15 5 MINERAL EXPL & DEV C 06/08/2005 Platinum Grp J Wt US Platinum Group Metals Ltd. 05/15/2018 831 117453862 Common Share Purchase Warrants WTS N PTS POINTS INTERNATIONAL LTD. J 730843 20 8 INTERNET COMMERCE C 02/24/2004 Points Int'l Ltd. J Points International Ltd. 02/24/2004 1231 14427987 02/02/2011 0.1 Common Shares COM N PUD PURPOSE US DIVIDEND FUND ETF UNITS 74640K 10 6 INVESTMENT FUND C 11/21/2014 Purpose US DivETF Un Purpose US Dividend Fund 11/21/2014 800000 M ETF Units UTS Y PUD.B PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN 74640K 20 5 INVESTMENT FUND C 11/21/2014 Purpose US Div NnCur Purpose US Dividend Fund 11/21/2014 375000 M ETF Non-Currency Hedged Units UTS Y PVG PRETIUM RESOURCES INC. J 74139C 10 2 PRECIOUS MTL EXPL C 12/20/2010 Pretium Resources J Pretium Resources Inc. 12/20/2010 1231 182390374 Common Shares COM N PVS.PR.B PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR 70214J 30 1 INVESTMENT COMPANY C BAM Split Corp. 08/28/2013 09/04/2001 Partners Val AA Pr 3 Partners Value Split Corp. 01/09/2007 930 7631100 Q "Class AA Preferred Shares, Series 3" PRA N PVS.PR.D PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR 70214J 60 8 INVESTMENT COMPANY C BAM Split Corp. 08/28/2013 09/04/2001 Partners Val AA Pr 6 Partners Value Split Corp. 07/03/2014 930 7990000 Q "Class AA Preferred Shares, Series 6" PRF N PVS.PR.E PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR 70214J 70 7 INVESTMENT COMPANY C BAM Split Corp. 08/28/2013 09/04/2001 Partners Val AA Pr 7 Partners Value Split Corp. 10/28/2015 930 4000000 Q "Class AA Preferred Shares, Series 7" PRA N PVS.PR.F PARTNERS VALUE SPLIT CORP. CL 'AA' SER 8 PR 70214J 80 6 INVESTMENT COMPANY C BAM Split Corp. 08/28/2013 09/04/2001 Partners Val AA Pr 8 Partners Value Split Corp. 09/15/2017 930 6000000 Q "Class AA Preferred Shares, Series 8" PRA N PWF POWER FINANCIAL CORPORATION 73927C 10 0 HOLDING COMPANY C 10/10/1984 Power Financial Corp Power Financial Corporation 10/10/1984 1231 713871479 07/21/2004 2 Q Common Shares COM N PWF.PR.A POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR 73927C 20 9 HOLDING COMPANY C 10/10/1984 Power Financial Pr A Power Financial Corporation 12/15/1986 1231 4000000 Q "1st Prf.A,Floating Rate,Cum.Red." PRF N PWF.PR.E POWER FINANCIAL CORP. SERIES 'D' 1ST PR 73927C 80 3 HOLDING COMPANY C 10/10/1984 Power Financial Pr D Power Financial Corporation 12/08/1997 1231 6000000 Q "5.50% Non-Cum First Pref. Shares, Series D" PRF N PWF.PR.F POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR 73927C 88 6 HOLDING COMPANY C 10/10/1984 Power Fin 5.25% Pr E Power Financial Corporation 11/29/2001 1231 8000000 Q "5.25% Non-Cumulative First Preferred Shares, Series E" PRF N PWF.PR.G POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR 73927C 87 8 HOLDING COMPANY C 10/10/1984 Power Fin 5.90% Pr F Power Financial Corporation 07/16/2002 1231 6000000 Q 5.90% Non-Cumulative First Preferred Shares PRF N PWF.PR.H POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR 73927C 86 0 HOLDING COMPANY C 10/10/1984 Power Fin 5.75% Pr H Power Financial Corporation 12/09/2002 1231 6000000 Q "5.75% Non-Cumulative 1st Pref, Series H" PRF N PWF.PR.I POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR 73927C 84 5 HOLDING COMPANY C 10/10/1984 Power Fin 6% Pr I Power Financial Corporation 03/11/2003 1231 8000000 Q "6.00% Non-Cumulative 1st Pref, Series I" PRF N PWF.PR.K POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR 73927C 83 7 HOLDING COMPANY C 10/10/1984 Power Fin 4.95% Pr K Power Financial Corporation 10/06/2005 1231 10000000 Q "4.95% Non-Cumulative First Preferred Shares, Series K" PRF N PWF.PR.L POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR 73927C 82 9 HOLDING COMPANY C 10/10/1984 Power Fin 5.10% Pr L Power Financial Corporation 08/03/2006 1231 8000000 Q "5.10% NON-CUMULATIVE FIRST PREFERRED SHARES, SERIES L" PRF N PWF.PR.O POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR 73927C 78 7 HOLDING COMPANY C 10/10/1984 Power Fin 5.80% Pr O Power Financial Corporation 10/08/2009 1231 6000000 Q "5.80% Non-Cumulative First Preferred Shares, Series O" PRF N PWF.PR.P POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR 73927C 77 9 HOLDING COMPANY C 10/10/1984 Power Fin 4.40% Pr P Power Financial Corporation 06/28/2010 1231 8965485 Q "4.40% Non-Cumulative 5-Year Rate Reset First Preferred Shares, Series " PRF N PWF.PR.Q POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR 73927C 76 1 HOLDING COMPANY C 10/10/1984 Power Financial Pr Q Power Financial Corporation 02/01/2016 1231 2234515 Q "Non-Cumulative Floating Rate First Preferred Shares, Series Q" PRF N PWF.PR.R POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR 73927C 75 3 HOLDING COMPANY C 10/10/1984 Power Fin 5.50% Pr R Power Financial Corporation 02/22/2012 1231 10000000 Q "5.50% Non-Cumulative First Preferred Shares, Series R" PRF N PWF.PR.S POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR 73927C 74 6 HOLDING COMPANY C 10/10/1984 Power Fin 4.80% Pr S Power Financial Corporation 02/27/2013 1231 12000000 Q "4.80% Non-Cumulative First Preferred Shares, Series S" PRF N PWF.PR.T POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR 73927C 73 8 HOLDING COMPANY C 10/10/1984 Power Fin 4.20% Pr T Power Financial Corporation 12/10/2013 1231 8000000 Q "4.20% Non-Cumulative 5-Year Rate Reset First Pref. Shares, Series T" PRF N PWF.PR.Z POWER FINANCIAL CORP. 5.15% SERIES 'V' 1ST PR 73927C 71 2 HOLDING COMPANY C 10/10/1984 Power Fin 5.15% Pr V Power Financial Corporation 05/25/2017 1231 10000000 Q "5.15% Non-Cumulative First Preferred Shares, Series V (the ?Series V P" PRF N PXC POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN 73938L 10 7 INVESTMENT FUND C 01/25/2012 PwrShr FTSE RAFI Cdn PowerShares FTSE RAFI Canadian Fundamental Index ETF 01/25/2012 9398220 Q "redeemable, transferable units" UTS Y PXG POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN 73939G 10 7 INVESTMENT FUND C 04/13/2015 PwrShrFTSE Glb+Fndmn PowerShares FTSE RAFI Global+ Fundamental Index ETF 04/13/2015 600000 Q Units UTS Y PXG.U POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF 73939G 20 6 INVESTMENT FUND C 04/13/2015 PwrShrFTSE Glb+FndUS PowerShares FTSE RAFI Global+ Fundamental Index ETF 04/13/2015 50000 Q USD Units UTS Y PXS POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA 73939F 10 9 INVESTMENT FUND C PowerShares FTSE RAFI U.S. Fundamental Index ETF . 01/16/2017 04/13/2015 PwrShrFTSE USFnd2 CA PowerShares FTSE RAFI U.S. Fundamental Index ETF II 04/13/2015 1175000 Q Units UTS Y PXS.U POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF 73939F 20 8 INVESTMENT FUND C PowerShares FTSE RAFI U.S. Fundamental Index ETF . 01/16/2017 04/13/2015 PwrShrFTSE Fndmnt2US PowerShares FTSE RAFI U.S. Fundamental Index ETF II 04/13/2015 37500 Q USD Units UTS Y PXT PAREX RESOURCES INC. J 69946Q 10 4 OIL/GAS EXPL & DEV C 10/03/2011 Parex Resources J Parex Resources Inc. 10/03/2011 1231 156029467 Common Shares COM N PXU.F POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG 73938K 10 9 INVESTMENT FUND C PowerShares FTSE RAFI U.S. Fundamental (CAD Hedged) Index ETF 01/16/2017 01/25/2012 PwrShrFTSE US CA$Heg PowerShares FTSE RAFI U.S. Fundamental Index ETF 01/25/2012 3925000 Q "redeemable, transferable units" UTS Y PXX BLACKPEARL RESOURCES INC. J 09251U 10 0 OIL/GAS EXPL & DEV C Pearl Exploration and Production Ltd. 05/14/2009 09/04/2008 BlackPearl Res Inc J BlackPearl Resources Inc. 09/04/2008 1231 336632573 common shares COM N PYF PURPOSE PREMIUM YIELD FUND ETF 74641L 10 3 INVESTMENT FUND C 01/18/2016 Purpose Prem Yld ETF Purpose Premium Yield Fund 01/18/2016 5425000 M ETF Shares SHS Y PZA PIZZA PIZZA ROYALTY CORP. 72585V 10 3 RESTAURANTS C Pizza Pizza Royalty Income Fund 01/02/2013 07/05/2005 Pizza Pizza Royalty Pizza Pizza Royalty Corp. 07/05/2005 1231 24618392 M Common Shares COM N PZC POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN 73939L 10 6 INVESTMENT FUND C 04/13/2015 PwrShrFTSE CA Sml-Md PowerShares FTSE RAFI Canadian Small-Mid Fundamental Index ETF 04/13/2015 150000 Q Units UTS Y PZW POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN 73939J 10 1 INVESTMENT FUND C 05/05/2015 PwrShr FTSERAF GlbCA PowerShares FTSE RAFI Global Small-Mid Fundamental ETF 05/05/2015 600000 Q Units UTS Y PZW.F POWERSHARES FTSE RAFI GLB SM-MD FNDMT ETF HEG 73939J 30 9 INVESTMENT FUND C 05/05/2015 PowerShr Sml-MdFndmt PowerShares FTSE RAFI Global Small-Mid Fundamental ETF 01/26/2018 175000 Q Canadian dollar denominated hedged units UTS Y PZW.U POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US 73939J 20 0 INVESTMENT FUND C 05/05/2015 PwrShr FTSERAF GlbUS PowerShares FTSE RAFI Global Small-Mid Fundamental ETF 05/05/2015 50000 Q Units UTS Y QAH MACKENZIE US LARGE CAP EQ IDX ETF(CA-HG) E UN 55455M 10 5 INVESTMENT FUND U 01/26/2018 MackenzieUS LrgCapCH Mackenzie US Large Cap Equity Index ETF (CAD-Hedged) 01/26/2018 50000 Q Series E Units UTS Y QBB MACKENZIE CDN AGGREGATE BOND INDX ETF E UN 55452S 10 5 INVESTMENT FUND C 01/26/2018 Mackenzie CdnAggrBnd Mackenzie Canadian Aggregate Bond Index ETF 01/26/2018 460000 M Series E Units UTS Y QBR.A QUEBECOR INC. 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Real Matters Inc. 05/10/2017 930 88847208 Common Shares COM N RECP RECIPE UNLIMITED CORPORATION SV 75622P 10 4 RESTAURANTS C Cara Operations Limited 05/16/2018 04/09/2015 Recipe Unlimited SV Recipe Unlimited Corporation 04/09/2015 1231 27966723 Q Subordinate Voting Shares SV N REF.UN CANADIAN REAL ESTATE INVESTMENT TRUST UNITS 13650J 10 4 INVESTMENT TRUST C 09/13/1993 05/08/2018 Cdn Real Estate Un Canadian Real Estate Investment Trust 09/13/1993 05/08/2018 1231 0 M Trust Units TUT N REI.UN RIOCAN REAL ESTATE INVESTMENT TRUST UNITS 766910 10 3 INVESTMENT TRUST C 07/21/1995 01/05/1994 RioCan Rl Est Tr Un RioCan Real Estate Investment Trust 01/05/1994 1231 317138698 02/10/1998 2 M Trust Units TUT N REIT POWERSHARES S&P/TSX REIT INCOME IDX ETF CA UN 73939T 10 9 INVESTMENT FUND C 09/11/2017 PowerShr REIT IncmCA PowerShares S&P/TSX REIT Income Index ETF 09/11/2017 750000 M Canadian dollar denominated units UTS Y RET REITMAN'S (CANADA) LTD. 759404 10 6 CLOTHING RETAIL C 11/05/1959 Reitman's Canada Reitmans (Canada) Limited 11/05/1959 131 13440000 04/05/2005 2 Q Common Shares COM N RET.A REITMAN'S (CANADA) LTD. 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AG " PRF N RY.PR.H ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' 78012H 56 7 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BB Royal Bank of Canada 06/02/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset First Preferred Shares, Series BB" PRF N RY.PR.I ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' 78010A 41 6 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser AJ Royal Bank of Canada 09/15/2008 1031 13578815 Q Non-Cumulative 5-Year Rate Reset First Preferred Shares Series AJ PRF N RY.PR.J ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' 78012Q 11 2 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BD Royal Bank of Canada 01/29/2015 1031 24000000 Q "Non-Cumulative 5-Year Rate Reset First Preferred Shares, (NVCC)" PRF N RY.PR.K ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' 78010A 39 0 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser AK Royal Bank of Canada 02/24/2014 1031 2421185 Q "Non-Cumulative Floating Rate First Preferred Shares, Series AK" PRF N RY.PR.L ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' 78010A 33 3 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser AL Royal Bank of Canada 10/31/2008 1031 12000000 Q Non-Cumulative 5-Year Rate Reset First Preferred Shares Series AL PRF N RY.PR.M ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' 78012T 47 0 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BF Royal Bank of Canada 03/12/2015 1031 12000000 Q "Non-Cumulative 5Year Rate Reset First Preferred Shares,Series BF(NVCC)" PRF N RY.PR.N ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' 78013J 45 5 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BH Royal Bank of Canada 06/04/2015 1031 6000000 Q "Non-Cumulative First Preferred Shares, Series BH" PRF N RY.PR.O ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' 78013K 60 1 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BI Royal Bank of Canada 07/21/2015 1031 6000000 Q "Non-Cumulative First Preferred Shares, Series BI" PRF N RY.PR.P ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' 78013K 28 8 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BJ Royal Bank of Canada 10/01/2015 1031 6000000 Q "Non-Cumulative First Preferred Shares, Series BJ" PRF N RY.PR.Q ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' 78013L 21 1 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BK Royal Bank of Canada 12/15/2015 1031 29000000 Q "Non-Cumulative 5-Year Rate Reset First Preferred Shares, Series BK " PRF N RY.PR.R ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' 78013N 27 4 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser BM Royal Bank of Canada 03/04/2016 1031 30000000 Q "Non-Cumulative 5-Year Rate Reset First Preferred Shares, Series BM" PRF N RY.PR.W ROYAL BANK OF CANADA 1ST PR SERIES 'W' 780085 50 2 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser W Royal Bank of Canada 01/28/2005 1031 12000000 Q "Non-Cumulative First Preferred Shares, Series W" PRF N RY.PR.Z ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' 78012G 41 1 BANKING C Royal Bank Of Canada (The) 11/01/1990 07/02/1918 Royal Bank Pr Ser AZ Royal Bank of Canada 01/29/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset First Preferred Shares, Series AZ" PRF N S SHERRITT INTERNATIONAL CORPORATION 823901 10 3 HOLDING COMPANY C 05/31/1996 Sherritt Int'l Corp Sherritt International Corporation 12/20/1995 1231 397187770 05/11/1981 2 common shares COM N S.WT SHERRITT INTERNATIONAL CORPORATION WT 823901 13 7 HOLDING COMPANY C 05/31/1996 Sherritt Int'l Wt Sherritt International Corporation 01/25/2018 1231 47232200 Cobalt-linked common share purchase warrants WTS N SAM STARCORE INTERNATIONAL MINES LTD. J 85525T 20 2 GLD/SIL EXPL & DEV C Starcore International Ventures Ltd. 02/01/2008 07/11/2007 Starcore Intl Mine J Starcore International Mines Ltd. 07/11/2007 430 49646851 12/14/2015 0.25 Common Shares COM N SAP SAPUTO INC. 802912 10 5 FOOD PROD & DSTR C Saputo Group Inc. 10/19/2000 10/06/1997 Saputo Inc. Saputo Inc. 10/06/1997 331 387578071 09/30/2014 2 Q Common Shares COM N SAU ST. AUGUSTINE GOLD AND COPPER LIMITED J G8448A 10 3 MINERAL EXPL & DEV F 08/05/2010 St. Augustine Gld J St. Augustine Gold and Copper Limited 08/05/2010 1231 726758334 Common Shares COM N SBB SABINA GOLD & SILVER CORP. J 785246 10 9 MINERAL EXPL & DEV C 11/05/2009 Sabina Gld & Slvr J Sabina Gold & Silver Corp. 11/05/2009 1231 255183681 Common Shares COM N SBC BROMPTON SPLIT BANC CORP. CLASS 'A' 11221E 10 9 INVESTMENT COMPANY C 11/15/2005 Brompton Splt Banc A Brompton Split Banc Corp. 11/15/2005 1231 7837901 04/26/2017 1.21 M Class A Shares CLA N SBC.PR.A BROMPTON SPLIT BANC CORP. PR 11221E 20 8 INVESTMENT COMPANY C 11/15/2005 Brompton Splt Bnc Pr Brompton Split Banc Corp. 11/15/2005 1231 7837901 Q Preferred Shares PRF N SBI SERABI GOLD PLC ORDINARY J G8063R 13 4 GOLD EXPL & DEV F Serabi Mining plc 10/18/2011 03/29/2011 Serabi Gld plc Ord J Serabi Gold plc 03/29/2011 1231 1175281434 Ordinary Shares ORD N SBN S SPLIT CORP. CLASS 'A' 784732 10 9 INVESTMENT COMPANY C 05/16/2007 S Split Corp Cl A S Split Corp. 05/16/2007 1231 978753 M Class A Shares CLA N SBN.PR.A S SPLIT CORP. PR 784732 20 8 INVESTMENT COMPANY C 05/16/2007 S Split Corp. Pr S Split Corp. 05/16/2007 1231 978753 M Preferred Shares PRF N SBND PURPOSE SHORT DURATN TACTICAL BOND FND ETF UN 74640T 10 7 INVESTMENT FUND C 06/07/2017 Purpose SH DurTacBnd Purpose Short Duration Tactical Bond Fund 06/07/2017 400000 M ETF Units UTS Y SBR SILVER BEAR RESOURCES PLC ORDINARY J G81701 10 7 SILVER MINING & EXPL F Silver Bear Resources Inc. 07/05/2017 12/18/2007 Silver Bear ResJ Ord Silver Bear Resources plc 12/18/2007 1231 670377513 Ordinary Shares ORD N SBT SILVER BULLION TRUST ETF CURRENCY HEDGED UN 827467 20 0 INVESTMENT TRUST C 07/28/2009 Silver Bln ETFCurHeg Silver Bullion Trust 05/25/2016 1231 100000 ETF Currency Hedged Units UTS Y SBT.B SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN 827467 10 1 INVESTMENT TRUST C 07/28/2009 Silver BullnC$NCurHG Silver Bullion Trust 07/28/2009 1231 4078331 ETF Non-Currency Hedged Units TUT Y SBT.U SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN 827467 10 1 INVESTMENT TRUST C 07/28/2009 Silver Bulln US$NCur Silver Bullion Trust 07/28/2009 1231 0 ETF Non-Currency Hedged Units USF Y SCAD SCOTIA STRATEGIC CDN EQUITY ETF PORTFOLIO UN 80928W 10 0 INVESTMENT FUND C 05/29/2018 Scotia StrategcCA Eq Scotia Strategic Canadian Equity ETF Portfolio 05/29/2018 100000 Units UTS Y SCB STREET CAPITAL GROUP INC. 86326Q 10 8 FINANCIAL SERVICES C Counsel Corporation 06/23/2015 06/19/1986 Street Capital Group Street Capital Group Inc. 06/23/1986 1231 122184182 05/12/1987 1.5 Common Shares COM N SCL SHAWCOR LTD. 820439 10 7 OIL/GAS SERVICES C Shaw Industries Ltd. 05/10/2001 06/27/1969 ShawCor Ltd. ShawCor Ltd. 06/02/1980 1231 70060651 05/28/1998 3 Q Common Shares COM N SCU SECOND CUP LTD. (THE) 81313P 10 6 SPECIALTY COFFEE C 01/04/2011 12/01/2004 Second Cup Ltd. The Second Cup Ltd. (The) 12/01/2004 1231 19940073 Common Shares COM N SCW.UN CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS 13808W 10 6 INVESTMENT FUND C 10/21/2013 Canso Slct Oppor Un Canso Select Opportunities Fund 10/21/2013 3210597 M Class A Units UTS N SCY SCANDIUM INTERNATIONAL MINING CORP. J 80600L 10 9 MINERAL EXPL & DEV C EMC Metals Corp. 11/28/2014 04/24/2008 Scandium Int'l Mng J Scandium International Mining Corp. 04/24/2008 1231 303971294 Common Shares COM N SDY STRAD ENERGY SERVICES LTD. J 862547 10 6 ENERGY SERVICES C 11/23/2010 Strad Energy Serv J Strad Energy Services Ltd. 11/23/2010 1231 57330320 Class A shares COM N SEA SEABRIDGE GOLD INC. J 811916 10 5 GOLD EXPL & DEV C 07/14/2008 Seabridge Gold Inc J Seabridge Gold Inc. 07/14/2008 1231 59422318 Common Shares COM N SEC SENVEST CAPITAL INC. 81731L 10 9 MANAGEMENT CO C Sensormatic Canada Limited 05/21/1991 10/11/1983 Senvest Capital Inc Senvest Capital Inc. 10/11/1983 1231 2711224 Common Shares COM N SEED EVOLVE MARIJUANA ETF CDN UN 30052T 10 0 INVESTMENT FUND C 02/09/2018 Evolve Marij Cdn Un Evolve Marijuana ETF 02/09/2018 240000 Canadian dollar denominated units UTS Y SEN SERINUS ENERGY PLC J G8052E 10 2 OIL & GAS EXPL F Serinus Energy Inc. 05/15/2018 06/27/2013 05/23/2018 Serinus Energy plc J Serinus Energy plc 06/27/2013 05/23/2018 1231 0 ordinary shares COM N SES SECURE ENERGY SERVICES INC. J 81373C 10 2 OIL/GAS SERVICES C 03/30/2010 Secure Energy Serv J Secure Energy Services Inc. 03/30/2010 1231 164547187 M common shares COM N SEV SPECTRA7 MICROSYSTEMS INC. J 84761T 10 9 ELECTRONIC TECH C 07/23/2015 Spectra7 Microsys J Spectra7 Microsystems Inc. 07/23/2015 1231 172465672 12/20/1978 3 Common Shares COM N SEV.DB.A SPECTRA7 MICROSYSTEMS INC. J 7% DEB 84761T AA 7 ELECTRONIC TECH C 07/23/2015 Spectra7 MicroSys Db Spectra7 Microsystems Inc. 01/08/2018 1231 132790 7.00% senior unsecured convertible debentures DEB N SFD NXT ENERGY SOLUTIONS INC. J 62948Q 10 7 OIL/GAS EXPL & DEV C 03/22/2016 NXT Energy Solutn J NXT Energy Solutions Inc. 03/22/2016 1231 62818842 Common Shares COM N SFIX SCOTIA STRATEGIC FIXED INCME ETF PORTFOLIO UN 80928X 10 8 INVESTMENT FUND C 05/29/2018 Scotia StrtgcFxdIncm Scotia Strategic Fixed Income ETF Portfolio 05/29/2018 100000 Units UTS Y SGQ SOUTHGOBI RESOURCES LTD. J 844375 10 5 COAL EXPL & DEV C SouthGobi Energy Resources Ltd. 05/17/2010 12/03/2009 SouthGobi Res Ltd J SouthGobi Resources Ltd. 12/03/2009 1231 272648738 Common Shares COM N SGY SURGE ENERGY INC. J 86880Y 10 9 OIL/GAS EXPL & DEV C 10/21/2011 Surge Energy Inc. J Surge Energy Inc. 10/21/2011 1231 230593868 M common shares COM N SGY.DB SURGE ENERGY INC. 5.75% DEB 86880Y AA 7 OIL/GAS EXPL & DEV C 10/21/2011 Surge Engy 5.75% Deb Surge Energy Inc. 11/14/2017 1231 445000 5.75% convertible unsecured subordinated debentures DEB N SHC SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN 84842N 10 5 INVESTMENT FUND C 04/14/2016 Sphere FTSE CdaUnheg Sphere FTSE Canada Sustainable Yield Index ETF 04/14/2016 1067519 06/21/2005 3 Q Unhedged Common Units UTS Y SHE SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN 84841W 10 6 INVESTMENT FUND C 04/18/2016 Spher EuroSustYldUn Sphere FTSE Europe Sustainable Yield Index ETF 04/18/2016 1600000 Q Hedged Common Units UTS Y SHLE SOURCE ENERGY SERVICES LTD. J 83615X 10 0 MINERAL EXPL & DEV C 04/12/2017 Source Energy Serv J Source Energy Services Ltd. 04/12/2017 1231 61551712 common shares COM N SHOP SHOPIFY INC. CL 'A' SV 82509L 10 7 INTERNET COMMERCE C 05/21/2015 Shopify Inc A SV Shopify Inc. 05/21/2015 1231 92962887 Class A Subordinate Voting Shares SV N SHZ SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN 84841V 10 8 INVESTMENT FUND C 10/04/2016 Sphere FTSEmrgMktSus Sphere FTSE Emerging Markets Sustainable Yield Index ETF 10/04/2016 3200000 Q Units UTS Y SIA SIENNA SENIOR LIVING INC. 82621K 10 2 HEALTHCARE FACILITY C Leisureworld Senior Care Corporation 05/01/2015 03/22/2010 Sienna Senior Living Sienna Senior Living Inc. 03/22/2010 1231 65594834 M Common Shares COM N SIA.DB SIENNA SENIOR LIVING INC. 4.65% DEB 82621K AA 0 HEALTHCARE FACILITY C Leisureworld Senior Care Corporation 05/01/2015 03/22/2010 Sienna Sr Living Deb Sienna Senior Living Inc. 04/25/2013 05/24/2018 1231 0 4.65% Extendible Convertible Unsecured Subordinated Debentures DEB N SID FIRST ASSET U.S. TRENDLEADERS INDEX ETF UN 31866M 11 7 INVESTMENT FUND C 07/04/2017 1st Ast US TrndLeadr First Asset U.S. TrendLeaders Index ETF 07/04/2017 2750000 redeemable transferable units COM Y SII SPROTT INC. 852066 10 9 ASSET MGT/ADVISE SERV C 05/14/2008 Sprott Inc. Sprott Inc. 05/14/2008 1231 251783140 Q Common Shares COM N SIN.UN SCITI TRUST TRANSFERABLE UNITS 78401T 10 7 INVESTMENT TRUST C 04/28/2003 04/27/2018 SCITI Trust Trans Un SCITI Trust 04/28/2003 04/27/2018 1231 0 M transferable retractable units TUT N SINT SCOTIA STRATEGIC INT'L EQTY ETF PORTFOLIO UN 80929A 10 7 INVESTMENT FUND C 05/29/2018 Scotia StrtgcIntl Eq Scotia Strategic International Equity ETF Portfolio 05/29/2018 100000 Units UTS Y SIS SAVARIA CORPORATION J 805112 10 9 EQUIP MFG/DSTR C 03/20/2003 Savaria Corp. J Savaria Corporation 03/20/2003 1231 44733782 M Common Shares COM N SJ STELLA-JONES INC. 85853F 10 5 FOREST PRODUCTS C 06/28/1994 Stella-Jones Inc. Stella-Jones Inc. 06/28/1994 1231 69348748 10/28/2013 4 Q Common Shares COM N SJR.B SHAW COMMUNICATIONS INC. CL 'B' NV 82028K 20 0 BROADCASTING C Shaw Cablesystems Ltd 05/26/1993 03/25/1983 Shaw Comm Cl B NV Shaw Communications Inc. 06/12/1984 831 480967602 07/26/2007 2 M Class B Non-voting Shares NV N SJR.PR.A SHAW COMMUNICATIONS INC. CL 2 PR SER A 82028K 87 9 BROADCASTING C Shaw Cablesystems Ltd 05/26/1993 03/25/1983 Shaw Comm Cl 2 Pr A Shaw Communications Inc. 05/30/2011 831 10012393 Q "Cumulative Redeemable Rate Reset Class 2 Preferred Shares, Series A" PRF N SJR.PR.B SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B 82028K 88 7 BROADCASTING C Shaw Cablesystems Ltd 05/26/1993 03/25/1983 Shaw Comm Cl 2 Pr B Shaw Communications Inc. 06/30/2016 831 1987607 Q "Cumulative Redeemable Floating Rate Class 2 Preferred Shares, Series B" PRB N SKG.UN SKYLON GROWTH & INCOME TRUST TRANSFER UNITS 83085Y 10 9 INVESTMENT TRUST C 02/17/2004 Skylon Growth Tr Un Skylon Growth & Income Trust 02/17/2004 1231 5211911 M "Transferable, Non-redeemable Units" UTS N SLF SUN LIFE FINANCIAL INC. 866796 10 5 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Inc. Sun Life Financial Inc. 03/23/2000 1231 607621466 Q Common Shares COM N SLF.PR.A SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 866796 20 4 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Pr A Sun Life Financial Inc. 02/24/2005 1231 16000000 Q Class A Non-Cumulative Preferred Shares Series 1 PRF N SLF.PR.B SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 866796 30 3 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Ser2 Pr Sun Life Financial Inc. 07/14/2005 1231 13000000 Q Class A Non-Cumulative Preferred Shares Series 2 PRA N SLF.PR.C SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 866796 40 2 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Ser3 Pr Sun Life Financial Inc. 01/12/2006 1231 10000000 Q Class A Non-Cumulative Preferred Shares Series 3 PRA N SLF.PR.D SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 866796 50 1 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Ser4 Pr Sun Life Financial Inc. 10/06/2006 1231 12000000 Q Class A Non-Cumulative Preferred Shares Series 4 PRA N SLF.PR.E SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 866796 60 0 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Ser5 Pr Sun Life Financial Inc. 02/01/2007 1231 10000000 Q Class A Non-Cumulative Preferred Shares Series 5 PRF N SLF.PR.G SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R 866796 88 1 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin Sr8R Pr Sun Life Financial Inc. 05/21/2010 1231 5192686 Q Class A Non-Cumulative Rate Reset Preferred Shares Series 8R PRF N SLF.PR.H SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R 866796 86 5 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin 10R Pr Sun Life Financial Inc. 08/11/2011 1231 6919928 Q Class A Non-Cumulative Rate Reset Preferred Shares Series 10R PRF N SLF.PR.I SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R 866796 83 2 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin 12R Pr Sun Life Financial Inc. 11/09/2011 1231 12000000 Q Class A Non-Cumulative Rate Reset Preferred Shares Series 12R PRF N SLF.PR.J SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR 866796 87 3 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin 9QR Pr Sun Life Financial Inc. 06/30/2015 1231 6007314 Q Class A Non-Cumulative Floating Rate Preferred Shares Series 9QR PRA N SLF.PR.K SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR 866796 85 7 INSURANCE C Sun Life Financial Services of Canada Inc. 07/04/2003 03/23/2000 Sun Life Fin 11QR Pr Sun Life Financial Inc. 09/30/2016 1231 1080072 Q Class A Non-Cumulative Floating Rate Preferred Shares Series 11QR PRA N SLR SOLITARIO ZINC CORP. J 8342EP 10 7 BASE MTL EXPL/DEV U Solitario Exploration & Royalty Corp. 07/18/2017 07/18/1994 Solitario Zinc J Solitario Zinc Corp. 07/18/1994 1231 58395366 Common Shares COM N SMC SULLIDEN MINING CAPITAL INC. J 865125 10 8 MINERAL EXPL & DEV C 08/11/2014 Sulliden Mng Cap J Sulliden Mining Capital Inc. 08/11/2014 731 41462851 Common Shares COM N SMF SEMAFO INC. J 816922 10 8 GOLD EXPL & DEV C West Africa Mining Exploration Corporation Inc. - Semafo 05/13/1997 12/12/1996 SEMAFO Inc. J Semafo Inc. 12/12/1996 1231 325617255 Common Shares COM N SMT SIERRA METALS INC. J 82639W 10 6 PRECIOUS MTL EXPL C 07/08/2013 Sierra Metals Inc. J Sierra Metals Inc. 07/08/2013 1231 163427335 05/07/1998 2 Common Shares COM N SMU.UN SUMMIT INDUSTRIAL INCOME REIT UNITS J 866120 11 6 INVESTMENT TRUST C 11/11/2013 Summit Ind REIT Un J Summit Industrial Income REIT 11/11/2013 1231 67314011 M Units UTS N SNC SNC - LAVALIN GROUP INC. 78460T 10 5 ENGINEER/CONSTRUCT C Snc Group Inc. (The) 06/07/1993 10/10/1986 SNC - Lavalin Group SNC-Lavalin Group Inc. 06/11/1986 1231 175527955 03/08/2006 3 Q Common Shares COM N SOLG SOLGOLD PLC J ORDINARY G8255T 10 4 GOLD/COP EXPL & DEV F 07/14/2017 SolGold plc J Ord SolGold plc 07/14/2017 1696245686 Ordinary Shares ORD N SOT.DB SLATE OFFICE REIT 5.25% DEB 831021 AA 8 INVESTMENT TRUST C FAM Real Estate Investment Trust 03/16/2015 12/27/2012 Slate Office REIT Db Slate Office REIT 01/25/2018 1231 287500 5.25% convertible unsecured subordinated debentures DEB N SOT.UN SLATE OFFICE REIT UNITS 831021 10 0 INVESTMENT TRUST C FAM Real Estate Investment Trust 03/16/2015 12/27/2012 Slate Office REIT Un Slate Office REIT 12/27/2012 1231 69761481 M Trust Units TUT N SOX STUART OLSON INC. 863834 10 7 CONSTRUCTION C Churchill Corporation (The) 05/27/2014 12/08/1999 Stuart Olson Inc. Stuart Olson Inc. 12/08/1999 1231 27548969 Q Common Shares COM N SOX.DB.A STUART OLSON INC. 6.0% DEC/31/2019 DEBENTURES 863834 AC 1 CONSTRUCTION C Churchill Corporation (The) 05/27/2014 12/08/1999 Stuart Olsn 12/19 Db Stuart Olson Inc. 09/19/2014 1231 805000 6.0% convertible unsecured subordinated debentures DEB N SOY "SUNOPTA, INC." 8676EP 10 8 ENVIRO TECHNOLOGY C Stake Technology Ltd. 11/25/2003 11/06/2001 "SunOpta, Inc." "SunOpta, Inc." 11/06/2001 1231 86885563 Common Shares COM N SPB SUPERIOR PLUS CORP. 86828P 10 3 INVESTMENT COMPANY C Superior Plus Income Fund 01/07/2009 10/07/1996 Superior Plus Corp. Superior Plus Corp. 10/07/1996 1231 142842820 M common shares COM N SPB.R SUPERIOR PLUS CORP. SUBS RECEIPTS 86828P 11 1 INVESTMENT COMPANY C 10/07/1996 Superior Plus Rec Superior Plus Corp. 06/07/2018 1231 0 N SPE SPARTAN ENERGY CORP. J 846785 60 8 CRUDE OIL/GAS EXPL C 07/09/2014 06/01/2018 Spartan Engy Corp J Spartan Energy Corp. 07/09/2014 06/01/2018 1231 0 06/23/2017 0.333333333 common shares COM N SPPP SPROTT PHYSICAL PLATINUM & PALLADIUM TR CA UN 85207Q 10 4 INVESTMENT TRUST C 12/19/2012 Sprott PhyPlat CA Un Sprott Physical Platinum and Palladium Trust 01/15/2018 1231 0 "transferable, redeemable units" UTS N SPPP.U SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN 85207Q 10 4 INVESTMENT TRUST C 12/19/2012 Sprott PhyPlat US Un Sprott Physical Platinum and Palladium Trust 12/19/2012 1231 12276670 Units UTS N SQP STRONGCO CORPORATION 86336Y 10 9 TRUCK EQUIPMENT C Strongco Income Fund 07/02/2010 12/11/1995 Strongco Corporation Strongco Corporation 12/11/1995 1231 13221719 Common Shares COM N SRHI SPROTT RESOURCE HOLDINGS INC. 85209D 10 1 MINING SERVICES C Sprott Resource Corp. 02/13/2017 11/29/1995 Sprott Res Holdgs Sprott Resource Holdings Inc. 11/29/1995 1231 681680846 06/20/2003 0.1 Common Shares COM N SRHI.WT SPROTT RESOURCE HOLDINGS INC. WT 85209D 11 9 MINING SERVICES C Sprott Resource Corp. 02/13/2017 11/29/1995 Sprott Res Holdgs Wt Sprott Resource Holdings Inc. 02/13/2017 1231 201138560 warrants WTS N SRT.U SLATE RETAIL REIT CL U UNITS USF 831022 11 6 INVESTMENT TRUST C 04/22/2014 Slate Retail Cl U Un Slate Retail REIT 04/22/2014 1231 0 M Class U Units USF N SRT.UN SLATE RETAIL REIT CAD UNITS 831022 11 6 INVESTMENT TRUST C 04/22/2014 Slate Retail CAD Un Slate Retail REIT 04/22/2014 1231 43257378 M Class U Units UTS N SRU.DB.B SMARTCENTRES RL ESTATE INVEST TR 5.50% DEB 83179X AF 5 INVESTMENT TRUST C Smart Real Estate Investment Trust 10/24/2017 11/01/2002 SmartCtr REIT 5.5Deb SmartCentres Real Estate Investment Trust 10/06/2017 1231 372500 5.50% Extendible Convertible Unsecured Subordinated Debentures DEB N SRU.UN SMARTCENTRES RL EST INVEST TR VARIABLE V UN 83179X 10 8 INVESTMENT TRUST C Smart Real Estate Investment Trust 10/24/2017 11/01/2002 SmartCtr REIT VV Un SmartCentres Real Estate Investment Trust 11/01/2002 1231 133217085 M Variable Voting Units UTS N SRV.UN SIR ROYALTY INCOME FUND TRANSFERABLE UNITS 829636 10 9 INVESTMENT FUND C 10/08/2004 SIR Royalty Incm Un SIR Royalty Income Fund 10/08/2004 1231 8375567 M Transferable Units UTS N SRX STORM RESOURCES LTD J 86221R 10 2 OIL/GAS EXPL & DEV C 09/27/2017 Storm Res Ltd. J Storm Resources Ltd. 09/27/2017 1231 121556812 09/03/2003 0.1 common shares COM N SSF.UN SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN 87158A 10 4 INVESTMENT FUND C 10/31/2011 Symphony FltgLoan Un Symphony Floating Rate Senior Loan Fund 10/31/2011 1231 12011426 M Class A Units UTS N SSL SANDSTORM GOLD LTD. 80013R 20 6 RES EXPL & DEV C 11/23/2012 Sandstorm Gold Ltd. Sandstorm Gold Ltd. 11/23/2012 1231 184263846 Common Shares COM N SSL.WT SANDSTORM GOLD LTD. WT 80013R 16 4 RES EXPL & DEV C 11/23/2012 Sandstorm Gold Wt Sandstorm Gold Ltd. 11/03/2015 1231 4966400 Warrants WTS N SSRM SSR MINING INC. 784730 10 3 SILVER MINING & EXPL C Silver Standard Resources Inc. 08/03/2017 11/04/2004 SSR Mining Inc. SSR Mining Inc. 11/04/2004 1231 119990398 Common Shares COM N STB STUDENT TRANSPORTATION INC. 86388A 10 8 TRANSPORTATION C Student Transportation of America Ltd. 11/19/2009 12/20/2004 05/02/2018 Student Transport Student Transportation Inc. 10/03/2006 05/02/2018 630 0 M Common Shares COM N STB.DB.A STUDENT TRANSPORTATION INC. 5.25% DEB 86388A AE 8 TRANSPORTATION C Student Transportation of America Ltd. 11/19/2009 12/20/2004 05/02/2018 Student Trans 5.25Db Student Transportation Inc. 08/15/2016 05/02/2018 630 0 5.25% convertible unsecured subordinated debentures DEB N STB.DB.C STUDENT TRANSPORTATION INC. 6.25% 6/30/19 DEB 86388A AD 0 TRANSPORTATION C Student Transportation of America Ltd. 11/19/2009 12/20/2004 05/02/2018 Student Trans 6.25Db Student Transportation Inc. 11/12/2013 05/02/2018 630 0 6.25% convertible unsecured subordinated debentures DEB N STEP STEP ENERGY SERVICES LTD. J 85859H 10 5 OIL FIELD SERVICE C 05/01/2017 STEP Energy Serv J STEP Energy Services Ltd. 05/01/2017 1231 66509480 common shares COM N STGO STEPPE GOLD LTD. J 85913R 20 6 PRECIOUS MTL EXPL C 05/18/2018 Steppe Gold Ltd. J Steppe Gold Ltd. 05/18/2018 41540911 Common Shares COM N STLC STELCO HOLDINGS INC. J 858522 10 5 STEEL PRODUCTION C 11/03/2017 Stelco Holdings J Stelco Holdings Inc. 11/03/2017 88813637 Q common shares COM N STN STANTEC INC. 85472N 10 9 CONSULTING SERVICES C Stanley Technology Group Inc. 11/03/1998 03/29/1994 Stantec Inc. Stantec Inc. 03/29/1994 1231 113909342 11/17/2014 2 Q Common Shares COM N STPL BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN 09659R 10 5 INVESTMENT FUND C 04/06/2017 BMO Glbl Consmr Stpl BMO Global Consumer Staples Hedged to CAD Index ETF 04/06/2017 437000 Q CAD Units UTS Y SU SUNCOR ENERGY INC. 867224 10 7 OIL/GAS EXPL & DEV C Suncor Inc. 04/17/1997 09/04/1979 Suncor Energy Inc. Suncor Energy Inc. 03/18/1993 1231 1633916590 05/12/2008 2 Q common shares COM N SUM SOLIUM CAPITAL INC. J 83425Q 10 5 ONLINE BUS ADMIN TECH C 03/05/2007 Solium Capital Inc J Solium Capital Inc. 03/05/2007 1231 55925337 Common Shares COM N SUSA SCOTIA STRATEGIC U.S. EQUITY ETF PORTFOLIO UN 80928Y 10 6 INVESTMENT FUND C 05/29/2018 Scotia StrategcUS Eq Scotia Strategic U.S. Equity ETF Portfolio 05/29/2018 100000 Units UTS Y SVB "SILVER BULL RESOURCES, INC. J" 827458 10 0 MINERAL EXPL & DEV U Metalline Mining Company 05/02/2011 08/26/2010 Silver Bull Res J "Silver Bull Resources, Inc." 08/26/2010 1031 204739342 Common Shares COM N SVM SILVERCORP METALS INC. J 82835P 10 3 MINERAL EXPL & DEV C 10/24/2005 Silvercorp Metals J Silvercorp Metals Inc. 10/24/2005 331 167105901 10/29/2007 3 S Common Shares COM N SVR ISHARES SILVER BULLION ETF HEDGED UNITS 46434E 10 8 INVESTMENT FUND C iShares Silver Bullion Fund 10/30/2013 07/14/2009 iShr Sil Bul Hdgd Un iShares Silver Bullion ETF 07/14/2009 1231 5500000 A Hedged Common Units TUT Y SVR.C ISHARES SILVER BULLION ETF NON-HEDGED UNITS 46434E 11 6 INVESTMENT FUND C iShares Silver Bullion Fund 10/30/2013 07/14/2009 iShr Sil Bul Nn-Hdgd iShares Silver Bullion ETF 03/03/2011 1231 2250000 A Non-Hedged Common Units UTS Y SW "SIERRA WIRELESS, INC." 826516 10 6 DATA COMMUN C 05/10/1999 Sierra Wireless "Sierra Wireless, Inc." 05/10/1999 1231 35980133 Common Shares COM N SWH SUNWAH INTERNATIONAL LIMITED G8586W 10 7 MERCHANT BANKING F Kingsway International Holdings Limited 01/19/2011 10/17/2002 Sunwah Int'l Ltd. Sunwah International Limited 10/17/2002 630 93139927 Common Shares COM N SWY STORNOWAY DIAMOND CORPORATION J 86222Q 80 6 DIAMOND EXPL & DEV C 10/14/2004 Stornoway Diamond J Stornoway Diamond Corporation 10/14/2004 1231 835564424 02/22/2011 0.25 Common Shares COM N SWY.DB.U STORNOWAY DIAMOND CORPORATION 6.25% DEB USF J 86222Q AA 1 DIAMOND EXPL & DEV C 10/14/2004 Stornoway Dia USDb J Stornoway Diamond Corporation 11/10/2014 1231 812570 "6.25% Convertible Unsecured Debentures Due July 8, 2021" DEB N SXI SYNEX INTERNATIONAL INC. J 87160L 10 6 HYDRO ELECT POWER C 06/05/1987 Synex Internt'l J Synex International Inc. 06/05/1987 630 38478083 Common Shares COM N SXP SUPREMEX INC. 86863R 10 5 STATIONERY PROD MFG C Supremex Income Fund 01/04/2011 03/30/2006 Supremex Inc. Supremex Inc. 03/30/2006 1231 28405469 Q Common Shares COM N SYLD PURPOSE STRATEGIC YIELD FUND ETF UN 74641N 10 9 INVESTMENT FUND C 04/02/2018 Purpose StgyYield Un Purpose Strategic Yield Fund 04/02/2018 1675000 M ETF Units UTS Y T TELUS CORPORATION 87971M 10 3 TELECOMMUNICATIONS C BCT.TELUS Communications Inc. 05/08/2000 01/25/1999 TELUS Corporation TELUS Corporation 01/25/1999 1231 595603054 04/17/2013 2 Q Common COM N TA TRANSALTA CORPORATION 89346D 10 7 PUBLIC UTILITY C 11/24/1953 TransAlta Corp. TransAlta Corporation 06/15/1981 1231 287732567 Q Common Shares COM N TA.PR.D TRANSALTA CORPORATION 1ST PR SER 'A' 89346D 76 8 PUBLIC UTILITY C 11/24/1953 TransAlta Ser A Pr TransAlta Corporation 12/09/2010 1231 10175380 Q "cumulative redeemable rate reset first preferred shares, series A" PRF N TA.PR.E TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' 89346D 75 0 PUBLIC UTILITY C 11/24/1953 TransAlta Ser B Pr TransAlta Corporation 03/31/2016 1231 1824620 Q "cumulative redeemable floating rate first preferres shares, Series B" PRF N TA.PR.F TRANSALTA CORPORATION 1ST PR SER 'C' 89346D 73 5 PUBLIC UTILITY C 11/24/1953 TransAlta Ser C Pr TransAlta Corporation 11/29/2011 1231 11000000 Q "cumulative redeemable rate reset first preferred shares, series C" PRF N TA.PR.H TRANSALTA CORPORATION 1ST PR SER 'E' 89346D 72 7 PUBLIC UTILITY C 11/24/1953 TransAlta Ser E Pr TransAlta Corporation 08/09/2012 1231 9000000 Q "cumulative redeemable rate reset first preferred shares, series E" PRF N TA.PR.J TRANSALTA CORPORATION 1ST PR SER 'G' 89346D 67 7 PUBLIC UTILITY C 11/24/1953 TransAlta Ser G Pr TransAlta Corporation 08/14/2014 1231 6600000 Q "cumulative redeemable rate reset first preferred shares, series G" PRF N TAO TAG OIL LTD. J 87377N 20 0 OIL & GAS PRODUCER C 07/06/2011 TAG Oil Ltd. J TAG Oil Ltd. 07/06/2011 331 85282252 common shares COM N TAO.WT TAG OIL LTD. J WT 87377N 12 7 OIL & GAS PRODUCER C 07/06/2011 TAG Oil Ltd. J Wt TAG Oil Ltd. 03/20/2017 331 11535000 warrants WTS N TBL TAIGA BUILDING PRODUCTS LTD. 87402A 10 8 BUILDING PRODUCTS C Taiga Forest Products Ltd. 09/01/2005 06/07/1993 Taiga Building Prod Taiga Building Products Ltd. 06/07/1993 1231 116823109 07/31/2002 2 Common Shares COM N TC TUCOWS INC. 898697 20 6 INTERNET COMMERCE U 08/18/2005 Tucows Inc. Tucows Inc. 08/18/2005 1231 10592115 12/31/2013 0.25 Common Shares COM N TCL.A TRANSCONTINENTAL INC. CL 'A' SV 893578 10 4 PRINTING & PUBLISH C G.T.C. Transcontinental Group Ltd. 03/31/2003 03/21/1985 Transcontinentl A SV Transcontinental Inc. 07/16/1992 1031 73849634 04/08/2003 2 Q Class A Subordinate Voting Shares SV N TCL.B TRANSCONTINENTAL INC. CL 'B' MV 893578 20 3 PRINTING & PUBLISH C G.T.C. Transcontinental Group Ltd. 03/31/2003 03/21/1985 Transcontinentl B MV Transcontinental Inc. 03/21/1985 1031 13983426 04/08/2003 2 Q Class B Multiple Voting Shares MV N TCL.R TRANSCONTINENTAL INC. SUBS RECEIPTS 893578 11 2 PRINTING & PUBLISH C G.T.C. Transcontinental Group Ltd. 03/31/2003 03/21/1985 Transcontinental Rec Transcontinental Inc. 04/19/2018 05/02/2018 1031 0 Subscription receipts SBR N TCN TRICON CAPITAL GROUP INC. 89612W 10 2 ASSET MGT/ADVISE/SERV C 05/19/2010 Tricon Capital Group Tricon Capital Group Inc. 05/19/2010 1231 133825945 Q Common Shares COM N TCN.DB.A TRICON CAPITAL GROUP INC. 5.60% MAR 31/20 DEB 89612W AB 8 ASSET MGT/ADVISE/SERV C 05/19/2010 Tricon Cap 5.6% Deb Tricon Capital Group Inc. 02/25/2013 1231 856930 5.60% Convertible Unsecured Subordinated Debentures DEB N TCN.DB.U TRICON CAPITAL GROUP INC 5.75% 31MR22 DEB USF 89612W AC 6 ASSET MGT/ADVISE/SERV C 05/19/2010 Tricon Cap 5.75Db US Tricon Capital Group Inc. 03/16/2017 1231 1725000 5.75% extendible convertible unsecured subordinated debentures DEB N TCS TECSYS INC.J 878950 10 4 SOFTWARE DEV/MKT C 07/24/1998 TECSYS Inc. J TECSYS Inc. 07/24/1998 430 13082376 Q Common Shares COM N TCT.UN TOP 10 CANADIAN FINANCIAL TRUST UNITS 89054A 10 5 INVESTMENT TRUST C Digital World Trust 08/05/2005 02/22/2000 Top 10 Cdn Fin Tr Un Top 10 Canadian Financial Trust 02/22/2000 1231 1656719 08/05/2005 0.2 Q Trust Units TUT N TCW TRICAN WELL SERVICE LTD. 895945 10 3 OIL SERVICES C Trican Oilwell Service Co. Ltd. 06/11/1997 12/06/1996 Trican Well Service Trican Well Service Ltd. 12/06/1996 1231 330832063 05/23/2006 2 Common Shares COM N TD TORONTO-DOMINION BANK (THE) 891160 50 9 BANKING C 02/02/1955 T.D. Bank Toronto-Dominion Bank (The) 02/02/1955 1031 1845631873 02/03/2014 2 Q Common Shares COM N TD.PF.A TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 891145 69 0 BANKING C 02/02/1955 T.D. Bank Ser 1 Pr Toronto-Dominion Bank (The) 06/03/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Serie" PRA N TD.PF.B TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 891145 67 4 BANKING C 02/02/1955 T.D. Bank Ser 3 Pr Toronto-Dominion Bank (The) 07/30/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Serie" PRA N TD.PF.C TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 891145 65 8 BANKING C 02/02/1955 T.D. Bank Ser 5 Pr Toronto-Dominion Bank (The) 12/15/2014 1031 20000000 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series 5" PRA N TD.PF.D TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 891145 63 3 BANKING C 02/02/1955 T.D. Bank Ser 7 Pr Toronto-Dominion Bank (The) 03/09/2015 1031 14000000 Q "Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Serie" PRF N TD.PF.E TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 891145 61 7 BANKING C 02/02/1955 T.D. Bank Ser 9 Pr Toronto-Dominion Bank (The) 04/23/2015 1031 8000000 Q "Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Serie" PRA N TD.PF.F TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 891145 58 3 BANKING C 02/02/1955 T.D. Bank Ser 11 Pr Toronto-Dominion Bank (The) 07/20/2015 1031 6000000 Q "Non-Cumulative Fixed Rate Class A First Preferred Shares, Series 11" PRA N TD.PF.G TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 891145 57 5 BANKING C 02/02/1955 T.D. Bank Ser 12 Pr Toronto-Dominion Bank (The) 01/13/2016 1031 28000000 Q "5-Year Rate Reset Class A First Shares, Series 12" PRA N TD.PF.H TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 891160 66 5 BANKING C 02/02/1955 T.D. Bank Ser 14 Pr Toronto-Dominion Bank (The) 09/07/2016 1031 40000000 Q "5-Year Rate Reset Preferred Shares, Series 14 " PRF N TD.PF.I TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 16 891160 64 0 BANKING C 02/02/1955 T.D. Bank Ser 16 Pr Toronto-Dominion Bank (The) 07/13/2017 1031 14000000 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series 16 (NVCC)" PRF N TD.PF.J TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 18 891160 62 4 BANKING C 02/02/1955 T.D. Bank Ser 18 Pr Toronto-Dominion Bank (The) 03/13/2018 1031 14000000 Q "non-cumulative 5-year rate reset preferred shares, Series 18 (NVCC)" PRF N TD.PR.S TORONTO-DOMINION BANK (THE) 5-YR RESET PR S 891145 60 9 BANKING C 02/02/1955 T.D. Bank Ser S Pr Toronto-Dominion Bank (The) 06/10/2008 1031 5387491 Q "Non-cumulative 5-Year Rate Reset Preferred Shares, Series S" PRF N TD.PR.T TORONTO-DOMINION BANK(THE) FLTG RT PR SER T 891145 72 4 BANKING C 02/02/1955 T.D. Bank Ser T Pr Toronto-Dominion Bank (The) 07/31/2013 1031 4612509 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series S" PRF N TD.PR.Y TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y 891145 70 8 BANKING C 02/02/1955 T.D. Bank Ser Y Pr Toronto-Dominion Bank (The) 07/15/2008 1031 5481853 Q "Non-Cumulative 5-Year Rate Reset Preferred Shares, Series Y" PRF N TD.PR.Z TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z 891145 71 6 BANKING C 02/02/1955 T.D. Bank Ser Z Pr Toronto-Dominion Bank (The) 10/31/2013 1031 4518147 Q "Non-Cumulative Floating Rate Preferred Shares, Series Z" PRF N TDB TD CANADIAN AGGREGATE BOND INDEX ETF UN 87818P 10 3 INVESTMENT FUND C 03/29/2016 TD Cdn Aggregate Bnd TD Canadian Aggregate Bond Index ETF 03/29/2016 850000 M Units UTS Y TDG TRINIDAD DRILLING LTD. 896356 10 2 DRILLING SERVICES C Trinidad Energy Services Income Trust 03/17/2008 10/10/2000 Trinidad Drilling Trinidad Drilling Ltd. 10/10/2000 1231 273457951 common shares COM N TECK.A TECK RESOURCES LIMITED CL 'A' MV 878742 30 3 MINERAL EXPL & DEV C Teck Cominco Limited 04/27/2009 03/25/1952 Teck Res Cl A MV Teck Resources Limited 03/05/1952 1231 7768304 05/03/2007 2 Q Class A Multiple Voting Shares MV N TECK.B TECK RESOURCES LIMITED CL 'B' SV 878742 20 4 MINERAL EXPL & DEV C Teck Cominco Limited 04/27/2009 03/25/1952 Teck Res Cl B SV Teck Resources Limited 08/18/1969 1231 565873986 05/03/2007 2 Q Class B Subordinate Voting Shares SV N TEI TOSCANA ENERGY INCOME CORPORATION J 89148Y 10 1 OIL & GAS EXPL C 11/22/2013 Toscana Energy J Toscana Energy Income Corporation 11/22/2013 1231 7070675 common shares COM N TEI.DB TOSCANA ENERGY INCOME CORPORATION 6.75% DEB J 89148Y AA 9 OIL & GAS EXPL C 11/22/2013 Toscana Energy Deb J Toscana Energy Income Corporation 11/22/2013 1231 200000 6.75% convertible unsecured subordinated debentures DEB N TEL TELLZA INC. J 87975A 10 5 TELECOMMUNICATIONS C Tellza Communications Inc. 12/13/2017 02/05/2008 Tellza Inc. J Tellza Inc. 02/05/2008 1231 10144471 06/20/2016 0.066666667 Common Shares COM N TF TIMBERCREEK FINANCIAL CORP. 88709B 10 4 INVESTMENT COMPANY C 07/04/2008 Timbercreek Fin Corp Timbercreek Financial Corp. 07/04/2008 1231 79285280 M Common Shares COM N TF.DB TIMBERCREEK FINANCIAL CORP. 6.35% DEB 88709B AA 2 INVESTMENT COMPANY C 07/04/2008 Timbercrk Fin 6.35Db Timbercreek Financial Corp. 02/25/2014 1231 345000 6.35% convertible unsecured subordinated debentures DEB N TF.DB.A TIMBERCREEK FINANCIAL CORP. 5.40% DEB 88709B AB 0 INVESTMENT COMPANY C 07/04/2008 Timbercrk Fin 5.4 Db Timbercreek Financial Corp. 07/28/2016 1231 458000 5.40% convertible unsecured subordinated debentures DEB N TF.DB.B TIMBERCREEK FINANCIAL CORP. 5.45% 31MAR22 DEB 88709B AC 8 INVESTMENT COMPANY C 07/04/2008 Timbercrk Fin 5.45Db Timbercreek Financial Corp. 02/06/2017 1231 460000 "5.45% convertible unsecured subordinated debentures due March 31, 2002" DEB N TF.DB.C TIMBERCREEK FINANCIAL CORP. 5.30% 30JUN24 DEB 88709B AD 6 INVESTMENT COMPANY C 07/04/2008 Timbercrk Fin 5.3 Db Timbercreek Financial Corp. 06/12/2017 1231 450000 "5.30% Convertible Unsecured Subordinated Debentures due June 30, 2024" DEB N TFII TFI INTERNATIONAL INC. 87241L 10 9 TRANS SUPPLIES/SERV C TransForce Inc. 12/30/2016 09/30/2002 TFI International TFI International Inc. 09/30/2002 1231 88147963 Q Common shares COM N TGL TRANSGLOBE ENERGY CORPORATION J 893662 10 6 OIL/GAS EXPL & DEV C 11/07/1997 TransGlobe Energy J TransGlobe Energy Corporation 11/07/1997 1231 72205369 Common Shares COM N TGO TERAGO INC. 88079F 10 7 WIRELESS SERVICES C 06/25/2007 TeraGo Inc. TeraGo Inc. 06/25/2007 1231 14415292 06/11/1998 2 Common Shares COM N TGOD GREEN ORGANIC DUTCHMAN HOLDINGS LTD. J 393210 20 8 MEDICAL RSCH & TECH C 05/01/2018 Green Organic Hldg J The Green Organic Dutchman Holdings Ltd. 05/01/2018 190611657 Common Shares COM N TGOD.WT GREEN ORGANIC DUTCHMAN HOLDINGS LTD. J WT 393210 12 5 MEDICAL RSCH & TECH C 05/01/2018 Green OrgancHldgJ Wt The Green Organic Dutchman Holdings Ltd. 05/01/2018 17753821 Warrants WTS N TGZ TERANGA GOLD CORPORATION J 880797 20 4 GOLD EXPL & DEV C 11/12/2010 Teranga Gold Corp. J Teranga Gold Corporation 11/12/2010 1231 107343902 05/08/2017 0.2 Common Shares COM N TH THERATECHNOLOGIES INC. 88338H 10 0 BIOTECHNOLOGY C 12/08/1998 Theratechnologies Theratechnologies Inc. 12/08/1998 1130 76658013 Common Shares COM N THE TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN 87809T 10 6 INVESTMENT FUND C 03/29/2016 TD Int'l Eqty CA Heg TD International Equity CAD Hedged Index ETF 03/29/2016 400000 Q Units UTS Y THO TAHOE RESOURCES INC. J 873868 10 3 PRECIOUS MTL EXPL C 06/07/2010 Tahoe Resources J Tahoe Resources Inc. 06/07/2010 1231 312983761 Common Shares COM N THU TD S&P 500 CAD HEDGED INDEX ETF UN 87810A 10 4 INVESTMENT FUND C 03/29/2016 TD S&P500 CAD HegIdx TD S&P 500 CAD Hedged Index ETF 03/29/2016 400000 Q Units UTS Y TI TITAN MINING CORPORATION J 88831L 10 3 MINING EXPL & DEV C 10/18/2017 Titan Mining Corp J Titan Mining Corporation 10/18/2017 1231 101970757 common shares COM N TIH TOROMONT INDUSTRIES LTD. 891102 10 5 CONSTRUCTION EQUIP C 05/21/1974 Toromont Industries Toromont Industries Ltd. 12/31/1968 1231 81034894 04/01/2004 2 Q Common Shares COM N TIME EVOLVE ACTIVE SHORT DURATION BOND ETF HEGD UN 30051X 10 2 INVESTMENT FUND C 10/13/2017 EvolveActShDurBndHeg Evolve Active Short Duration Bond ETF 10/13/2017 200000 M Hedged Units UTS Y TIME.B EVOLVE ACTIVE SHORT DURATN BOND ETF UNHEGD UN 30051X 20 1 INVESTMENT FUND C 10/13/2017 EvolveActShDurBndUnh Evolve Active Short Duration Bond ETF 10/13/2017 50000 M Unhedged Units UTS Y TKO TASEKO MINES LIMITED 876511 10 6 METAL EXPL & PROD C 03/08/2006 Taseko Mines Ltd. Taseko Mines Limited 03/08/2006 1231 227160584 Common Shares COM N TLF TECH LEADERS INCOME ETF UNITS 878258 10 2 INVESTMENT FUND C Tech Leaders Income Fund 04/03/2018 05/19/2011 Tech Leaders Incm Un Tech Leaders Income ETF 05/19/2011 1231 3202854 M Units UTS Y TLO TALON METALS CORP. J G86659 10 2 MINERAL EXPL & DEV F BrazMin Corp. 07/09/2007 04/13/2005 Talon Metals Corp. J Talon Metals Corp. 04/13/2005 1231 129645201 Common Shares COM N TLV POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN 73938V 10 5 INVESTMENT FUND C 04/23/2012 PowrShr LowVltlty Un PowerShares S&P/TSX Composite Low Volatility Index ETF 04/23/2012 13375000 M "redeemable, transferable units" UTS Y TMD TITAN MEDICAL INC. J 88830X 10 8 MEDICAL RSCH & TECH C 09/30/2014 Titan Medical Inc. J Titan Medical Inc. 09/30/2014 1231 419888311 Common Shares COM N TMD.WT.F TITAN MEDICAL INC. 'F' WT J 88830X 21 5 MEDICAL RSCH & TECH C 09/30/2014 Titan Medical F Wt J Titan Medical Inc. 11/16/2015 1231 7012194 Warrants WTS N TMD.WT.G TITAN MEDICAL INC. 'G' WT J 88830X 22 3 MEDICAL RSCH & TECH C 09/30/2014 Titan Medical G Wt J Titan Medical Inc. 02/17/2016 1231 13347607 Warrants WTS N TMD.WT.H TITAN MEDICAL INC. 'H' WT J 88830X 23 1 MEDICAL RSCH & TECH C 09/30/2014 Titan Medical H Wt J Titan Medical Inc. 04/01/2016 1231 17312331 Common Share Purchase Warrants WTS N TMD.WT.I TITAN MEDICAL INC. 'I' WT J 88830X 24 9 MEDICAL RSCH & TECH C 09/30/2014 Titan Medical I Wt J Titan Medical Inc. 09/20/2016 1231 19113333 Common Share Purchase Warrants WTS N TMI TRIMETALS MINING INC. J 89626T 10 3 MINERAL EXPL & DEV C South American Silver Corp. 03/19/2014 02/16/2007 TriMetals Mining J TriMetals Mining Inc. 02/16/2007 1231 189742406 Common Shares COM N TMI.B TRIMETALS MINING INC. CL B NV J 89626T 20 2 MINERAL EXPL & DEV C South American Silver Corp. 03/19/2014 02/16/2007 TriMetals Mng B NV J TriMetals Mining Inc. 12/24/2013 1231 116375152 Class B Non-Voting Shares CLB N TML TREASURY METALS INC. J 894647 10 6 MINERAL EXPL & DEV C 08/19/2008 Treasury Metals J Treasury Metals Inc. 08/19/2008 1231 123061498 Common Shares COM N TMQ TRILOGY METALS INC. J 89621C 10 5 COPPER EXPL & DEV C NovaCopper Inc. 09/08/2016 04/25/2012 Trilogy Metals Inc J Trilogy Metals Inc. 04/25/2012 1130 131319758 Common Shares COM N TMR TMAC RESOURCES INC. J 872577 10 1 MINERAL EXPL & DEV C 07/06/2015 TMAC Resources Inc J TMAC Resources Inc. 07/06/2015 1231 91753749 Common Shares COM N TNP TRANSATLANTIC PETROLEUM LTD. J G89982 11 3 OIL/GAS EXPL & DEV F TransAtlantic Petroleum Corp. 10/19/2009 01/16/1995 TransAtlantic Pete J TransAtlantic Petroleum Ltd. 01/16/1995 1231 50383870 03/07/2014 0.1 Common Shares COM N TNT.UN TRUE NORTH COMMERCIAL RL EST INVEST TR J UN 89784Y 20 9 INVESTMENT TRUST C 06/19/2013 True NthCommercl JUn True North Commercial Real Estate Investment Trust 06/19/2013 1231 47787230 M Units UTS N TNX TANZANIAN ROYALTY EXPLORATION CORPORATION J 87600U 10 4 MINERAL EXPL & DEV C Tan Range Exploration Corporation 03/08/2006 10/29/2001 Tanzanian Royalty J Tanzanian Royalty Exploration Corporation 10/29/2001 831 122822375 Common Shares COM N TOF.UN TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN 87725P 10 5 INVESTMENT FUND C 06/18/2012 Taylor NthAmerOpp Un Taylor North American Equity Opportunities Fund 06/18/2012 1231 1302076 M Units UTS N TOG TORC OIL & GAS LTD. 890895 30 3 OIL/GAS EXPL & DEV C Vero Energy Inc. 11/21/2012 11/07/2005 TORC Oil & Gas Ltd. TORC Oil & Gas Ltd. 11/07/2005 1231 196657918 09/13/2013 0.2 M common shares COM N TOS TSO3 INC. J 873015 10 1 HEALTHCARE PRODUCTS C 12/20/2002 TSO3 Inc. J TSO3 Inc. 12/20/2002 1231 92891304 Common Shares COM N TOT TOTAL ENERGY SERVICES INC. 89154B 10 2 DRILLING SERVICES C Total Energy Services Trust 05/27/2009 12/14/1998 Total Engy Serv Inc. Total Energy Services Inc. 12/14/1998 1231 46238354 Q common shares COM N TOU TOURMALINE OIL CORP. 89156V 10 6 OIL/GAS EXPL & DEV C 11/23/2010 Tourmaline Oil Corp. Tourmaline Oil Corp. 11/23/2010 1231 272083946 Q common shares COM N TOY SPIN MASTER CORP. SV 848510 10 3 ENTERTAINMENT PROD C 07/29/2015 Spin Master Corp SV Spin Master Corp. 07/29/2015 1231 28129939 Subordinate Voting Shares SV N TPE TD INTERNATIONAL EQUITY INDEX ETF UN 87809R 10 0 INVESTMENT FUND C 03/29/2016 TD Int'l Eqty Idx Un TD International Equity Index ETF 03/29/2016 1000000 Q Units UTS Y TPH TEMPLE HOTELS INC. 879854 20 6 HOTELS C Temple Real Estate Investment Trust 01/02/2013 07/23/2012 Temple Hotels Inc. Temple Hotels Inc. 07/23/2012 1231 25022329 06/22/2017 0.166666667 Common Shares COM N TPH.DB.E TEMPLE HOTELS INC. 7.25% SER E DEBENTURES 879854 AC 1 HOTELS C Temple Real Estate Investment Trust 01/02/2013 07/23/2012 Temple Hotl 7.25% Db Temple Hotels Inc. 08/08/2012 1231 429050 7.25% Series E Convertible Redeemable Unsecured Subordinated Debenture DEB N TPK TEN PEAKS COFFEE COMPANY INC. 88025A 10 3 SPECIALTY COFFEE C Swiss Water Decaffeinated Coffee Income Fund 01/04/2011 07/23/2002 Ten Peaks Coffee Ten Peaks Coffee Company Inc. 07/23/2002 1231 9061210 Q Common Shares COM N TPU TD S&P 500 INDEX ETF UN 87809W 10 9 INVESTMENT FUND C 03/29/2016 TD S&P 500 Index Un TD S&P 500 Index ETF 03/29/2016 1100000 Q Units UTS Y TPX.A MOLSON COORS CANADA INC. CLASS 'A' EXCH LV 608711 10 7 BREWERY/DIVERS MFG C 03/02/1945 MolsonCoors Cda A LV Molson Coors Canada Inc. 06/16/1955 1231 2878432 09/17/2007 2 Q Class A Exchangeable Shares LV N TPX.B MOLSON COORS CANADA INC. CLASS 'B' EXCH NV 608711 20 6 BREWERY/DIVERS MFG C 03/02/1945 MolsonCoors Cda B NV Molson Coors Canada Inc. 06/16/1955 1231 14691561 09/17/2007 2 Q Class B Exchangeable Shares NV N TRI THOMSON REUTERS CORPORATION 884903 10 5 HOLDING COMPANY C Thomson Corporation (The) 04/17/2008 03/13/1980 Thomson Reuters Corp Thomson Reuters Corporation 03/13/1980 1231 711640953 06/04/1984 2 Q "Common Shares,With New Deposit Receip" COM N TRI.PR.B THOMSON REUTERS CORPORATION FLTG RATE PR II 884903 30 3 HOLDING COMPANY C Thomson Corporation (The) 04/17/2008 03/13/1980 Thomson Reuter Pr II Thomson Reuters Corporation 12/30/1986 1231 6000000 Q Cum Red Floating Rt Pref Share Ser 11 PRF N TRIL TRILLIUM THERAPEUTICS INC. J 89620X 50 6 BIOPHARMACEUTICAL C Stem Cell Therapeutics Corp. 06/06/2014 04/22/2014 Trillium Therpeutc J Trillium Therapeutics Inc. 04/22/2014 1231 13147404 11/20/2014 0.033333333 Common Shares COM N TRL TRILOGY INTERNATIONAL PARTNERS INC. J 89621T 10 8 WIRELESS COMMUN SERV C Alignvest Acquisition Corporation 02/09/2017 06/23/2015 Trilogy Intl PartnrJ Trilogy International Partners Inc. 08/04/2015 430 55240777 A Common Shares COM N TRL.WT TRILOGY INTERNATIONAL PARTNERS INC. WT J 89621T 11 6 WIRELESS COMMUN SERV C Alignvest Acquisition Corporation 02/09/2017 06/23/2015 Trilogy Int'l Wt J Trilogy International Partners Inc. 08/04/2015 430 13402688 Warrants WTS N TRP TRANSCANADA CORPORATION 89353D 10 7 GAS PIPELINE C 01/02/1958 TransCan Corporation TransCanada Corporation 01/02/1958 1231 890992613 02/13/1984 2 Q Common Shares COM N TRP.PR.A TRANSCANADA CORPORATION 1ST PR SERIES '1' 89353D 40 4 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 1 TransCanada Corporation 09/29/2009 1231 9498423 Q cumulative redeemable first preferred shares series 1 PRF N TRP.PR.B TRANSCANADA CORPORATION 1ST PR SERIES '3' 89353D 50 3 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 3 TransCanada Corporation 03/10/2010 1231 8533405 Q "cumulative redeemable first preferred shares, series 3" PRF N TRP.PR.C TRANSCANADA CORPORATION 1ST PR SERIES '5' 89353D 70 1 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 5 TransCanada Corporation 06/28/2010 1231 12714261 Q "cumulative redeemable first preferred shares, series 5" PRF N TRP.PR.D TRANSCANADA CORPORATION 1ST PR SERIES '7' 89353D 88 3 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 7 TransCanada Corporation 03/01/2013 1231 24000000 Q "cumulative redeemable first preferred shares, series 7" PRF N TRP.PR.E TRANSCANADA CORPORATION 1ST PR SERIES '9' 89353D 86 7 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 9 TransCanada Corporation 01/17/2014 1231 18000000 Q "cumulative redeemable first preferred shares, series 9" PRF N TRP.PR.F TRANSCANADA CORPORATION 1ST PR SERIES '2' 89353D 30 5 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 2 TransCanada Corporation 12/31/2014 1231 12501577 Q cumulative redeemable first preferred shares series 2 PRF N TRP.PR.G TRANSCANADA CORPORATION 1ST PR SERIES 11 89353D 84 2 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 11 TransCanada Corporation 02/27/2015 1231 10000000 Q "cumulative redeemable first preferred shares, series 11" PRF N TRP.PR.H TRANSCANADA CORPORATION 1ST PR SERIES 4 89353D 60 2 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 4 TransCanada Corporation 06/30/2015 1231 5466595 Q "cumulative redeemable first preferred shares, Series 4" PRF N TRP.PR.I TRANSCANADA CORPORATION 1ST PR SERIES '6' 89353D 80 0 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 6 TransCanada Corporation 02/01/2016 1231 1285739 Q "cumulative redeemable first preferred shares, Series 6" PRF N TRP.PR.J TRANSCANADA CORPORATION 1ST PR SERIES '13' 89353D 82 6 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 13 TransCanada Corporation 04/19/2016 1231 20000000 Q "cumulative redeemable minimum rate reset first preferred shares, Serie" PRF N TRP.PR.K TRANSCANADA CORPORATION 1ST PR SERIES '15' 89353D 79 2 GAS PIPELINE C 01/02/1958 TransCan Corp Pr 15 TransCanada Corporation 11/18/2016 1231 40000000 Q "cumulative redeemable minimum rate reset first pref shares, Series 15" PRF N TRQ TURQUOISE HILL RESOURCES LTD. 900435 10 8 MINERAL EXPL & DEV C Ivanhoe Mines Ltd. 08/08/2012 06/25/1996 Turquoise Hill Res Turquoise Hill Resources Ltd. 06/25/1996 1231 2012314469 Common Shares COM N TRST CANNTRUST HOLDINGS INC. J 137800 20 7 PHARMACEUTICAL C 03/05/2018 CannTrust Holdings J CannTrust Holdings Inc. 03/05/2018 102336513 Common Shares COM N TRZ TRANSAT A.T. INC. VOTING & VARIABLE VOTING 89351T 40 1 AIR TRANSPORTATION C Groupe Transat A.T. Inc. 08/03/1993 03/30/1993 Transat A.T. V & VV Transat A.T. Inc. 03/30/1993 1031 37436840 12/27/1996 3 Voting and Variable Voting Shares RV N TS.B TORSTAR CORP. CL 'B' NV 891474 20 7 NEWSPAPER PUBLISH C 05/22/1970 Torstar Cl B NV Torstar Corporation 01/24/1977 1231 71060772 07/03/1998 2 Q Class B Non-voting Shares NV N TSGI STARS GROUP INC. (THE) J 85570W 10 0 GAMING PROD & SERV C Amaya Inc. 08/01/2017 10/01/2013 Stars Group Inc. J The Stars Group Inc. 10/01/2013 1231 151971710 Common Shares COM N TSL TREE ISLAND STEEL LTD. 89467Q 20 0 STEEL PRODUCT MFG C Tree Island Wire Income Fund 10/03/2012 11/11/2002 Tree Island Steel Tree Island Steel Ltd. 11/11/2002 1231 29533999 05/16/2014 0.5 Q Common Shares COM N TSU TRISURA GROUP LTD. J 89679A 20 9 INSURANCE C 05/30/2017 Trisura Group J Trisura Group Ltd. 05/30/2017 6621680 Common Shares COM N TTP TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN 87240L 10 0 INVESTMENT FUND C 03/29/2016 TD S&P/TSX CapCompo TD S&P/TSX Capped Composite Index ETF 03/29/2016 600000 Q Units UTS Y TUT.UN TOP 20 U.S. DIVIDEND TRUST CL A UNITS 89054G 10 2 INVESTMENT TRUST C 10/12/2012 Top 20 U.S. Div A Un Top 20 U.S. Dividend Trust 10/12/2012 1231 2342774 M Class A Units UTS N TV TREVALI MINING CORPORATION J 89531J 10 9 NAT RES EXPL/DEV C Trevali Resources Corp. 04/11/2011 10/07/2010 Trevali Mining J Trevali Mining Corporation 10/07/2010 1231 830632885 01/12/1987 2 Common Shares COM N TVA.B TVA GROUP INC. CL 'B' NV 872948 20 3 BROADCASTING C Tele-Metropole Inc. 02/23/1998 11/13/1980 TVA Group Inc. B NV TVA Group Inc. 09/09/1974 1231 38885535 03/03/1998 3 Class B Non-Voting Shares NV N TVE TAMARACK VALLEY ENERGY LTD. J 87505Y 40 9 OIL/GAS EXPL & DEV C 08/24/2015 Tamarack Vall Engy J Tamarack Valley Energy Ltd. 08/24/2015 1231 228539381 common shares COM N TVK TERRAVEST INDUSTRIES INC. 88105G 10 3 COMMUN MARKETING C TerraVest Capital Inc. 02/28/2018 07/08/2004 TerraVest Industries TerraVest Industries Inc. 07/08/2004 930 17420499 Q common shares COM N TVK.DB TERRAVEST INDUSTRIES INC. 7.0% DEBENTURES 88105G AA 1 COMMUN MARKETING C TerraVest Capital Inc. 02/28/2018 07/08/2004 TerraVest Ind 7% Deb TerraVest Industries Inc. 04/17/2015 930 174410 7.00% convertible unsecured subordinated debentures DEB N TWC TWC ENTERPRISES LIMITED 87310A 10 9 TRANSPORTATION C ClubLink Enterprises Limited 06/25/2014 12/24/1997 TWC Enterprises Ltd. TWC Enterprises Limited 12/24/1997 1231 27345539 08/14/2003 0.5 Q Common Shares COM N TWM TIDEWATER MIDSTREAM & INFRASTRUCTURE LTD. 886453 10 9 NAT GAS TRANSPORT C 11/20/2017 Tidewater MdStrmInfr Tidewater Midstream and Infrastructure Ltd. 11/20/2017 1231 329090878 Q common shares COM N TXF FIRST ASSET TECH GIANTS COVERED CALL ETF UN 31863X 10 8 INVESTMENT FUND C Tech Giants Covered Call ETF 06/06/2012 10/25/2011 1stAstTech Giants Un First Asset Tech Giants Covered Call ETF 10/25/2011 16698997 Q common units UTS Y TXF.B FIRST ASSET TECH GIANTS COVERD CALL ETF UNHEG 31863X 12 4 INVESTMENT FUND C Tech Giants Covered Call ETF 06/06/2012 10/25/2011 1stAstTechGiant UnHG First Asset Tech Giants Covered Call ETF 08/30/2017 950000 Q Unhedged Units UTS Y TXG TOREX GOLD RESOURCES INC. J 891054 60 3 GOLD EXPL & DEV C Gleichen Resources Ltd. 05/04/2010 02/24/2010 Torex Gold Res J Torex Gold Resources Inc. 02/24/2010 1231 84895703 07/05/2016 0.1 Common Shares COM N TXP TOUCHSTONE EXPLORATION INC. 89156L 10 8 OIL/GAS EXPL & DEV C Petrobank Energy and Resources Ltd. 05/20/2014 03/17/1997 Touchstone Expl Inc. Touchstone Exploration Inc. 03/17/1997 1231 129021455 05/20/2014 0.5 Common Shares COM N TXT.PR.A TOP 10 SPLIT TRUST PR SECURITIES 890520 11 7 INVESTMENT TRUST C First Premium U.S. Income Trust 12/07/2005 12/07/2005 Top 10 Split Tr Pr Top 10 Split Trust 12/07/2005 1231 1112436 Q Preferred Securities PRF N TXT.UN TOP 10 SPLIT TRUST CAPITAL UNITS 890520 10 9 INVESTMENT TRUST C First Premium U.S. Income Trust 12/07/2005 12/07/2005 Top 10 Split Tr Un Top 10 Split Trust 12/07/2005 1231 1112436 Q Capital Units UTS N TZS TREZ CAPITAL SENIOR MORTGAGE INVEST CORP CL A 89532C 10 3 INVESTMENT COMPANY C 12/11/2012 Trez CapSnrMtg Inv A Trez Capital Senior Mortgage Investment Corporation 12/11/2012 1231 7318067 Class A Shares CLA N TZZ TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' 89532L 10 3 INVESTMENT COMPANY C 06/01/2012 Trez Cap Mtg Invst A Trez Capital Mortgage Investment Corporation 06/01/2012 1231 11752481 Class A Shares CLA N U URANIUM PARTICIPATION CORPORATION 917017 10 5 INVESTMENT COMPANY C 05/09/2005 Uranium Participate Uranium Participation Corporation 05/09/2005 228 137328713 Common Shares COM N UCD.UN 1ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN 31864H 10 2 INVESTMENT FUND C First Asset Advantaged Morningstar U.S. Consumer Defensive Index Fund 04/03/2013 03/21/2013 1stAst MornUS Consmr First Asset Morningstar U.S. Consumer Defensive Index Fund 03/21/2013 1231 1017129 M transferable units UTS N UDA.UN CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS 129247 10 2 INVESTMENT FUND C 06/18/2015 Caldwell US Div Un Caldwell U.S. Dividend Advantage Fund 06/18/2015 1231 5185000 M Units UTS N UEX UEX CORPORATION J 902666 10 6 URANIUM EXPL & DEV C 07/17/2002 UEX Corporation J UEX Corporation 07/17/2002 1231 347949978 Common Shares COM N UFS DOMTAR CORPORATION 257559 20 3 PULP & PAPER U 03/05/2007 Domtar Corporation Domtar Corporation 03/05/2007 1231 65001104 06/18/2014 2 Q Shares of Common Stock COM N ULV.C POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN 73938N 20 2 INVESTMENT FUND C PowerShares S&P 500 Low Volatility (CAD Hedged) Index ETF 01/16/2017 01/23/2012 PwrShr500 LowVol CA PowerShares S&P 500 Low Volatility Index ETF 01/30/2017 175000 M CAD Units UTS Y ULV.F POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN 73938N 10 3 INVESTMENT FUND C PowerShares S&P 500 Low Volatility (CAD Hedged) Index ETF 01/16/2017 01/23/2012 PwrShr500 LowVolCAHg PowerShares S&P 500 Low Volatility Index ETF 01/23/2012 6205000 M redeemable transferable units UTS Y ULV.U POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN 73938N 30 1 INVESTMENT FUND C PowerShares S&P 500 Low Volatility (CAD Hedged) Index ETF 01/16/2017 01/23/2012 PwrShr500 LowVol USF PowerShares S&P 500 Low Volatility Index ETF 01/30/2017 125000 M USD Units UTS Y UMI WISDOMTREE US MIDCAP DIVIDEND IDX ETF HEDGD 97719J 20 5 INVESTMENT FUND C 09/20/2017 WisdomTreeUS MdDivHg WisdomTree U.S. MidCap Dividend Index ETF 09/20/2017 741082 M Hedged Units UTS Y UMI.B WISDOMTREE US MIDCAP DIVIDEND IDX ETF NN-HEGD 97719J 10 6 INVESTMENT FUND C 09/20/2017 WisdomTreeUS DivNnHg WisdomTree U.S. MidCap Dividend Index ETF 09/20/2017 100000 M Non-Hedged Units UTS Y UNC UNITED CORPORATIONS LTD. 910144 20 3 INVESTMENT COMPANY C 12/04/1942 United Corporations United Corporations Limited 11/07/1977 331 12194193 04/29/1983 0.1 Common Shares COM N UNC.PR.A UNITED CORPORATIONS LTD. 1ST PR 910144 10 4 INVESTMENT COMPANY C 12/04/1942 United Corp 1st Pr United Corporations Limited 12/04/1942 331 52237 Q First Preferred PRF N UNC.PR.B UNITED CORPORATIONS LTD. $1.50 2ND PR 59 910144 30 2 INVESTMENT COMPANY C 12/04/1942 United Corp Pr 59 United Corporations Limited 02/22/1960 331 80290 Q 2nd Pref.1959 Series PRF N UNC.PR.C UNITED CORPORATIONS LTD. $1.50 2ND PR 63 910144 40 1 INVESTMENT COMPANY C 12/04/1942 United Corp Pr 63 United Corporations Limited 05/15/1963 331 119710 Q 2nd Pref.1963 Series PRF N UNG.PR.C UNION GAS LTD. 5 1/2% PR 'A' 906667 20 9 GAS PROD/DSTR C 08/31/1958 Union Gas 5 1/2% Pr Union Gas Limited 08/07/1975 1231 47672 Q Series A Pref Shares PRF N UNG.PR.D UNION GAS LTD. 6% 'B' PR 906667 30 8 GAS PROD/DSTR C 08/31/1958 Union Gas 6% B Pr Union Gas Limited 08/07/1975 1231 90000 Q Series B Pref Shares PRF N UNS UNI-SELECT INC. 90457D 10 0 AUTO COMPONENTS C 09/09/1992 Uni-Select Inc. Uni-Select Inc. 09/09/1992 1231 42286438 05/12/2016 2 Q Common Shares COM N UR URTHECAST CORP. J 91731X 10 2 SEISMIC IMAGING C 06/27/2013 UrtheCast Corp. J UrtheCast Corp. 06/27/2013 1231 121440933 Common Shares COM N URB URBANA CORPORATION 91707P 10 9 INVESTMENT COMPANY C 01/10/2007 Urbana Corporation Urbana Corporation 01/10/2007 1231 10000000 A Common Shares COM N URB.A URBANA CORPORATION CLASS 'A' NV 91707P 20 8 INVESTMENT COMPANY C 01/10/2007 Urbana Corp. Cl A NV Urbana Corporation 01/10/2007 1231 40000000 A Non-Voting Class A Shares CLA N URE UR-ENERGY INC. J 91688R 10 8 URANIUM EXPL & DEV C 11/28/2005 Ur-Energy Inc. J Ur-Energy Inc. 11/28/2005 1231 146599652 Common Shares COM N USA AMERICAS SILVER CORPORATION J 03063L 70 5 MINERAL EXPL & DEV C Scorpio Mining Corporation 05/27/2015 10/18/2006 Americas Silver J Americas Silver Corporation 10/18/2006 1231 42366613 12/28/2016 0.083333333 Common Shares COM N USB POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN 73937C 10 8 INVESTMENT FUND C 07/18/2014 PwrShr LddrRtUS0-5Yr PowerShares LadderRite U.S. 0-5 Year Corporate Bond Index ETF 07/18/2014 1650000 M Units UTS Y USB.U POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF 73937C 20 7 INVESTMENT FUND C 07/18/2014 PwrShr LddrRtO-5YrUS PowerShares LadderRite U.S. 0-5 Year Corporate Bond Index ETF 07/18/2014 410000 M USD Units UTS Y USF.UN U.S. FINANCIALS INCOME FUND CL 'A' UN 90290Q 10 2 INVESTMENT FUND C 02/23/2015 US Financl Incm A Un U.S. Financials Income Fund 02/23/2015 1231 1781756 Q Class A Units UTS N UTC.C UTILITY CORP. CL 'C' 917912 20 6 INVESTMENT COMPANY C 05/20/1993 05/16/2018 Utility Corp Cl 'C' Utility Corp. 02/17/1998 05/16/2018 531 0 05/16/2008 3 M Class C Shares CLC N UTE.UN CANADIAN UTILITIES & TELECOM INCOME FUND UN 136715 10 9 INVESTMENT FUND C 12/16/2010 Cdn Util & Tel FndUn Canadian Utilities & Telecom Income Fund 12/16/2010 1231 1819867 M Units UTS N UWE U3O8 CORP. J 903415 80 0 URANIUM EXPL & DEV C 08/27/2012 U3O8 Corp. 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Vecima Networks Inc. 11/11/2005 630 22415567 Q Common Shares COM N VCN VANGUARD FTSE CANADA ALL CAP INDEX ETF UN 92205P 10 4 INVESTMENT FUND C 08/09/2013 Vanguard CdaAllCapUn Vanguard FTSE Canada All Cap Index ETF 08/09/2013 43425000 Q Units UTS Y VCNS VANGUARD CONSERVATIVE ETF PORTFOLIO UN 92207C 10 1 INVESTMENT FUND C 01/31/2018 Vanguard ConservPort Vanguard Conservative ETF Portfolio 01/31/2018 2050000 Q "Redeemable, transferable units" UTS Y VDU VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN 92206W 10 8 INVESTMENT FUND C 08/09/2013 Vangrd FTSE Dev exUS Vanguard FTSE Developed All Cap Ex U.S. Index ETF 08/09/2013 10875000 Q Units UTS Y VDY VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN 92203Q 10 4 INVESTMENT FUND C 11/07/2012 Vanguard FTSE DivYld Vanguard FTSE Canadian High Dividend Yield Index ETF 11/07/2012 13100000 M "redeemable, transferable units" UTS Y VE VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN 92206M 10 0 INVESTMENT FUND C Vanguard FTSE Developed Europe Index ETF 10/05/2015 07/07/2014 Vanguard FTSE Dev EU Vanguard FTSE Developed Europe All Cap Index ETF 07/07/2014 10270000 Q Units UTS Y VEE VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN 92205X 10 7 INVESTMENT FUND C Vanguard FTSE Emerging Markets Index ETF 11/04/2015 12/05/2011 Vanguard FTSEEmrgMkt Vanguard FTSE Emerging Markets All Cap Index ETF 12/05/2011 25770000 Q Redeemable Transferable Units UTS Y VEF VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG 92207G 10 2 INVESTMENT FUND C Vanguard FTSE Developed ex North America Index ETF (CAD-hedged) 12/23/2015 12/05/2011 Vangrd Dev US CA-heg Vanguard FTSE Developed All Cap Ex U.S. Index ETF (CAD-hedged) 12/05/2011 14075000 Q redeemable transferable units UTS Y VEH VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD 92206Y 10 4 INVESTMENT FUND C 10/07/2016 Vanguard FTSE DevEU Vanguard FTSE Developed Europe All Cap Index ETF (CAD-hedged) 10/07/2016 1350000 Q "Redeemable, Transferable Units" UTS Y VET VERMILION ENERGY INC. 923725 10 5 OIL/GAS EXPL & DEV C Vermilion Energy Trust 09/07/2010 06/27/1996 Vermilion Energy Inc Vermilion Energy Inc. 06/27/1996 1231 152022077 M common shares COM N VFF "VILLAGE FARMS INTERNATIONAL, INC." 92707Y 10 8 AGRICULTURE C Village Farms Income Fund 01/05/2010 12/19/2003 Village Farms Int'l "Village Farms International, Inc." 12/19/2003 1231 44472138 Common Shares COM N VFV VANGUARD S&P 500 INDEX ETF TRANSFER UN 92205Y 10 5 INVESTMENT FUND C 11/07/2012 Vanguard S&P500 Indx Vanguard S&P 500 Index ETF 11/07/2012 27690000 Q redeemable transferable units UTS Y VGG VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN 92206F 10 5 INVESTMENT FUND C 08/09/2013 Vanguard US DivAppr Vanguard U.S. Dividend Appreciation Index ETF 08/09/2013 8470000 Q Units UTS Y VGH VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) 92206E 10 8 INVESTMENT FUND C 08/09/2013 Vanguard USDivCad-hg Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged) 08/09/2013 5679000 Q Units UTS Y VGRO VANGUARD GROWTH ETF PORTFOLIO UN 92207X 10 5 INVESTMENT FUND C 01/31/2018 Vanguard GroETF Port Vanguard Growth ETF Portfolio 01/31/2018 9550000 Q "Redeemable, transferable units" UTS Y VGV VANGUARD CDN GOVERNMENT BOND INDEX ETF UN 92210N 10 2 INVESTMENT FUND C 02/06/2017 Vanguard CdnGvt Bond Vanguard Canadian Government Bond Index ETF 02/06/2017 200000 M Redeemable Transferable Units UTS Y VGZ VISTA GOLD CORP. 927926 30 3 MINERAL EXPL & DEV C Granges Inc 11/12/1996 10/19/1984 Vista Gold Corp Vista Gold Corp. 06/18/1986 1231 99539949 06/19/2002 0.05 Common Shares COM N VI VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG 92206P 10 3 INVESTMENT FUND C 12/07/2015 Vanguard exNA CA-Heg Vanguard FTSE Developed All Cap ex North America Index ETF (CAD-Hedged) 12/07/2015 4900000 Q Units UTS Y VII SEVEN GENERATIONS ENERGY LTD. CL 'A' 81783Q 10 5 HYDROCARBON EXPL/DEV C 10/30/2014 Seven Generations A Seven Generations Energy Ltd. 10/30/2014 1231 358166030 class A common shares CLA N VIP.UN REDWOOD MONTHLY INCOME FUND UNITS 75806K 10 3 INVESTMENT FUND C LOGiQ VIP Income Fund 12/20/2017 02/18/2002 05/07/2018 Redwood Mo Incm Un Redwood Monthly Income Fund 02/18/2002 05/07/2018 1231 0 M Trust Units TUT N VIU VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF 92204G 10 5 INVESTMENT FUND C 12/07/2015 Vanguard exNA Idx Un Vanguard FTSE Developed All Cap ex North America Index ETF 12/07/2015 21000000 Q Units UTS Y VLB VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN 92211H 10 4 INVESTMENT FUND C 02/06/2017 Vangrd CdnLT GvtBond Vanguard Canadian Long-Term Bond Index ETF 02/06/2017 500000 M Redeemable Transferable Units UTS Y VLE VALEURA ENERGY INC. J 919144 40 2 OIL/GAS EXPL & DEV C 09/15/2011 Valeura Energy Inc J Valeura Energy Inc. 09/15/2011 1231 85662154 common shares COM N VLN VELAN INC. SV 922932 10 8 VALVE MFG C 09/18/1996 Velan Inc. SV Velan Inc. 09/18/1996 228 6055368 Q Subordinate Voting Shares SV N VLQ VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS 922032 10 7 INVESTMENT FUND C 06/21/2016 Vanguard GlbLiqFactr Vanguard Global Liquidity Factor ETF 06/21/2016 600000 A Units UTS Y VMD "VIEMED HEALTHCARE, INC." 92663R 10 5 MEDICAL SERVICES C 05/23/2018 Viemed Healthcare "Viemed Healthcare, Inc." 05/23/2018 37909628 Common Shares COM N VMO VANGUARD GLOBAL MOMENTUM FACTOR ETF UN 92207T 10 4 INVESTMENT FUND C 06/21/2016 Vanguard GlbMomntFac Vanguard Global Momentum Factor ETF 06/21/2016 800000 A Units UTS Y VNP 5N PLUS INC. 33833X 10 1 METAL PRODUCTS MFG C 12/19/2007 5N Plus Inc. 5N Plus Inc. 12/19/2007 1231 83929791 Common Shares COM N VNP.DB 5N PLUS INC. 5.75% DEBENTURES 33833X AA 9 METAL PRODUCTS MFG C 12/19/2007 5N Plus Inc 5.75% Db 5N Plus Inc. 06/17/2014 1231 660000 "5.75% Convertible Unsecured Subordinated Debentures due June 30, 2019" DEB N VNR VALENER INC. 91912H 10 8 NAT GAS DSTR C 01/29/1993 Valener Inc. Valener Inc. 01/29/1993 930 39099320 Q Common Shares COM N VNR.PR.A VALENER INC. SERIES 'A' PR 91912H 20 7 NAT GAS DSTR C 01/29/1993 Valener Inc. Sr A Pr Valener Inc. 06/05/2012 930 4000000 Q "Cumulative Rate Reset Preferred Shares, Series A" PRF N VRE VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN 92203B 10 7 INVESTMENT FUND C 11/07/2012 Vanguard FTSECdnREIT Vanguard FTSE Canadian Capped REIT Index ETF 11/07/2012 5500000 M "redeemable, transferable units" UTS Y VRX "VALEANT PHARMACEUTICALS INTERNATIONAL, INC." 91911K 10 2 PHARM PRODUCTION C Biovail Corporation 09/28/2010 06/29/1987 Valeant Pharm Int'l "Valeant Pharmaceuticals International, Inc." 06/29/1987 1231 348708567 10/05/2000 2 Common Shares COM N VSB VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN 92203G 10 6 INVESTMENT FUND C 12/05/2011 Vanguard Cdn S-T Bnd Vanguard Canadian Short-Term Bond Index ETF 12/05/2011 38200000 M Redeemable Transferable Units UTS Y VSC VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN 92203N 10 1 INVESTMENT FUND C 11/07/2012 Vanguard S-T CrpBond Vanguard Canadian Short-Term Corporate Bond Index ETF 11/07/2012 51500000 M "redeemable, transferable units" UTS Y VSG VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN 92207Y 10 3 INVESTMENT FUND C 02/06/2017 Vangrd CdnST GvtBond Vanguard Canadian Short-Term Government Bond Index ETF 02/06/2017 300000 M Redeemable Transferable Units UTS Y VSP VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN 92206A 10 6 INVESTMENT FUND C 11/07/2012 Vanguard S&P500 C-Hg Vanguard S&P 500 Index ETF (CAD-hedged) 11/07/2012 13930000 Q "redeemable, transferable units" USF Y VUN VANGUARD U.S. TOTAL MARKET INDEX ETF UN 92206D 10 0 INVESTMENT FUND C 08/09/2013 Vanguard US MktIdxUn Vanguard U.S. Total Market Index ETF 08/09/2013 26222000 Q Units UTS Y VUS VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN 92206B 10 4 INVESTMENT FUND C Vanguard MSCI U.S. Broad Market Index ETF (CAD-hedged) 06/05/2013 12/05/2011 Vanguard US TotMktUn Vanguard U.S. Total Market Index ETF (CAD-hedged) 12/05/2011 12298000 Q redeemable transferable units UTS Y VVL VANGUARD GLOBAL VALUE FACTOR ETF UN 92207U 10 1 INVESTMENT FUND C 06/21/2016 Vanguard GlbValFactr Vanguard Global Value Factor ETF 06/21/2016 2000000 A Units UTS Y VVO VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN 92207Q 10 0 INVESTMENT FUND C 06/21/2016 Vanguard GlbMinVoltl Vanguard Global Minimum Volatility ETF 06/21/2016 900000 A Units UTS Y VXC VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN 92206Q 10 1 INVESTMENT FUND C Vanguard FTSE All-World ex Canada Index ETF 10/05/2015 07/07/2014 Vanguard FTSEGlobeCA Vanguard FTSE Global All Cap ex Canada Index ETF 07/07/2014 21570000 Q Units UTS Y VXM 1ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN 31864Y 10 5 INVESTMENT FUND C 11/17/2014 1stAsst MrnIntlValUn First Asset Morningstar International Value Index ETF 11/17/2014 2983952 Q Common Units UTS Y VXM.B 1ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG 31864Y 30 3 INVESTMENT FUND C 11/17/2014 1stAst IntlValUnhgUn First Asset Morningstar International Value Index ETF 11/17/2014 4009099 Q Unhedged Common Units UTS Y W.PR.H WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' 95751D 88 8 GAS PIPELINE C 07/28/1961 Westcoast Engy 5.50% Westcoast Energy Inc. 08/31/1998 1231 6000000 Q "5.50 % First Preferred Shares, Series 7" PRF N W.PR.J WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' 95751D 86 2 GAS PIPELINE C 07/28/1961 Westcoast Engy 5.60% Westcoast Energy Inc. 06/21/1999 1231 6000000 Q "5.60% Cumulative First Preferred Shares, Series 8" PRF N W.PR.K WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' 95751D 84 7 GAS PIPELINE C 07/28/1961 Westcoast Engy Pr 10 Westcoast Energy Inc. 12/14/2015 1231 4600000 Q Cumulative 5-year minimum Rate Reset Redeemable First Preferred Shares PRF N W.PR.M WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' 95751D 12 8 GAS PIPELINE C 07/28/1961 Westcoast Engy Pr 12 Westcoast Energy Inc. 08/29/2016 1231 12000000 Q "cumulative 5-yr min rate reset redeemable first pref shares, Series 12" PRF N WCM.A WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV 971558 10 1 INVESTMENT COMPANY C Unicorp Inc. 03/21/2002 11/30/1972 Wilmington Cap A NV Wilmington Capital Management Inc. 07/13/1982 1231 9169674 08/23/1991 0.333333333 Class A Non-voting Shares NV N WCM.B WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' 971558 30 9 INVESTMENT COMPANY C Unicorp Inc. 03/21/2002 11/30/1972 Wilmington Cap B Wilmington Capital Management Inc. 07/13/1982 1231 997744 08/23/1991 0.333333333 Class B Shares CLB N WCN "WASTE CONNECTIONS, INC." 94106B 10 1 INVESTMENT COMPANY C 04/24/2002 Waste Connections "Waste Connections, Inc." 04/24/2002 1231 263467240 06/19/2017 1.5 Q Common Shares COM N WCP WHITECAP RESOURCES INC. J 96467A 20 0 OIL/GAS EXPL & DEV C 10/18/2010 Whitecap Resources J Whitecap Resources Inc. 10/18/2010 1231 417255173 M common shares COM N WDO WESDOME GOLD MINES LTD. 95083R 10 0 MINERAL EXPL & DEV C River Gold Mines Ltd. 02/06/2006 03/09/1989 Wesdome Gold Mines Wesdome Gold Mines Ltd. 03/09/1989 1231 134206746 I Common Shares COM N WEED CANOPY GROWTH CORPORATION J 138035 10 0 BIOPHARM PROD/MKT C 07/26/2016 Canopy Grwth Corp J Canopy Growth Corporation 07/26/2016 331 200737082 Common Shares COM N WEF WESTERN FOREST PRODUCTS INC. 958211 20 3 FOREST PRODUCTS C 07/30/2004 Western Forest Prod Western Forest Products Inc. 07/30/2004 1231 394812657 Q Common Shares COM N WEQ WESTERNONE INC. 95989W 30 2 CONSTR EQUIP/SERV C WesternOne Equity Income Fund 01/07/2013 05/20/2008 WesternOne Inc. WesternOne Inc. 05/20/2008 1231 16596544 11/03/2016 0.028571429 common shares COM N WEQ.DB WESTERNONE INC. 6.25% SER '3' DEBENTURES 95989W AC 8 CONSTR EQUIP/SERV C WesternOne Equity Income Fund 01/07/2013 05/20/2008 WesternOne 6.25% Deb WesternOne Inc. 03/28/2013 1231 517500 6.25% Convertible Series 3 Unsecured Subordinated Debentures DEB N WFC WALL FINANCIAL CORP. 931902 10 0 REAL ESTATE C 02/01/1973 Wall Financial Corp Wall Financial Corporation 02/01/1973 131 33953365 02/05/1990 2 Common Shares COM N WFS WORLD FINANCIAL SPLIT CORP. CLASS 'A' 98146P 30 1 INVESTMENT COMPANY C 02/16/2004 World Fin Split Cl A World Financial Split Corp. 02/16/2004 1231 2060607 07/04/2011 0.56 Class A Shares CLA N WFS.PR.A WORLD FINANCIAL SPLIT CORP. PR 98146P 20 2 INVESTMENT COMPANY C 02/16/2004 World Fin Split Pr World Financial Split Corp. 02/16/2004 1231 2060607 Q Preferred Shares PRF N WFT WEST FRASER TIMBER CO. LTD. 952845 10 5 FOREST PRODUCTS C 05/07/1986 West Fraser Timber West Fraser Timber Co. Ltd. 05/07/1986 1231 74956860 01/14/2014 2 Q Common Shares COM N WIR.U WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN 92937G 10 9 INVESTMENT TRUST C 04/25/2013 WPT Industrl REIT US WPT Industrial Real Estate Investment Trust 04/25/2013 1231 44545772 M Units UTS N WJA WESTJET AIRLINES LTD. VARIABLE VOTING & V 960410 50 4 AIRLINE C 07/12/1999 WestJet Airline VV&V WestJet Airlines Ltd. 07/12/1999 1231 114069150 05/05/2004 1.5 Q variable voting and common voting shares RV N WJX WAJAX CORPORATION 930783 10 5 DIVERSIFIED SERV C Wajax Income Fund 01/04/2011 08/15/1966 Wajax Corporation Wajax Corporation 09/20/1973 1231 20026819 05/04/1981 2 Q Common Shares COM N WM WALLBRIDGE MINING COMPANY LIMITED J 932397 10 2 MINERAL EXPL & DEV C 07/24/2000 Wallbridge Mng Co J Wallbridge Mining Company Limited 07/24/2000 1231 324063378 common shares COM N WN WESTON LTD. GEORGE 961148 50 9 FOOD PROD & DSTR C "Weston Ltd., George" 07/05/1996 04/19/1929 Weston George George Weston Limited 04/19/1929 1231 127962690 05/20/1998 3 Q Common Shares COM N WN.PR.A WESTON LTD. GEORGE 5.80% PR SER '1' 961148 88 9 FOOD PROD & DSTR C "Weston Ltd., George" 07/05/1996 04/19/1929 Weston George 1 Pr George Weston Limited 12/04/2001 1231 9400000 Q "5.80% Preferred Shares, Series 1" PRF N WN.PR.C WESTON LTD. GEORGE 5.20% PR SER 'III' 961148 86 3 FOOD PROD & DSTR C "Weston Ltd., George" 07/05/1996 04/19/1929 Weston George III Pr George Weston Limited 04/15/2005 1231 8000000 Q "5.20% Preferred Shares, Series III" PRF N WN.PR.D WESTON LTD. GEORGE 5.20% PR SER 'IV' 961148 85 5 FOOD PROD & DSTR C "Weston Ltd., George" 07/05/1996 04/19/1929 Weston George IV Pr George Weston Limited 07/29/2005 1231 8000000 Q "5.20% Preferred Shares, Series IV" PRF N WN.PR.E WESTON LTD. GEORGE 4.75% PR SER 'V' 961148 84 8 FOOD PROD & DSTR C "Weston Ltd., George" 07/05/1996 04/19/1929 Weston George V Pr George Weston Limited 04/18/2006 1231 8000000 Q "4.75% Preferred Shares, Series V" PRF N WOMN BMO WOMEN IN LEADERSHIP FUND ETF SERIES UN 05586T 10 7 INVESTMENT FUND C 05/28/2018 BMO Women LeadrshpUn BMO Women in Leadership Fund 05/28/2018 50000 ETF Series Units UTS Y WPK WINPAK LIMITED 97535P 10 4 PACKAGING DSGN/MFG C 08/27/1986 Winpak Limited Winpak Ltd. 08/28/1986 1231 65000000 05/09/2005 10 Q Common Shares COM N WPM WHEATON PRECIOUS METALS CORP. 962879 10 2 SILVER MINING & EXPL C Silver Wheaton Corp. 05/16/2017 10/22/2004 Wheaton Precious Mtl Wheaton Precious Metals Corp. 10/22/2004 1231 442794484 12/21/2004 0.2 Q Common Shares COM N WPRT WESTPORT FUEL SYSTEMS INC. 960908 30 9 FUEL SYS & STORAGE C Westport Innovations Inc. 06/08/2016 06/30/1999 Westport Fuel Sys Westport Fuel Systems Inc. 06/30/1999 1231 131279709 07/24/2008 0.285714286 common shares COM N WRG WESTERN ENERGY SERVICES CORP. 958159 30 3 OIL FIELD SERVICE C 10/13/2011 Western Energy Serv Western Energy Services Corp. 10/13/2011 1231 92177098 common shares COM N WRN WESTERN COPPER AND GOLD CORPORATION J 95805V 10 8 GLD/COP EXPL & DEV C Western Copper Corporation 10/20/2011 05/15/2006 Wstrn Copper & Gld J Western Copper and Gold Corporation 05/15/2006 1231 99559001 Common Shares COM N WRX WESTERN RESOURCES CORP. 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WSP Global Inc. 05/24/2006 1231 103822283 Q Common Shares COM N WTE WESTSHORE TERMINALS INVESTMENT CORPORATION 96145A 20 0 INVESTMENT COMPANY C Westshore Terminals Income Fund 01/07/2011 01/29/1997 Westshore Terminals Westshore Terminals Investment Corporation 01/29/1997 1231 70345000 Q Common Shares COM N WXM 1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN 31864A 10 7 INVESTMENT FUND C XTF Morningstar Canada Momentum Index ETF 06/06/2012 02/14/2012 1stAsst MornMomnt Un First Asset Morningstar Canada Momentum Index ETF 02/14/2012 12649315 Q Units UTS Y X TMX GROUP LIMITED 87262K 10 5 HOLDING COMPANY C 11/05/2002 TMX Group Limited TMX Group Limited 11/05/2002 1231 55608468 05/13/2005 2 Q Common Shares COM N XAU GOLDMONEY INC. 38149A 10 9 FINANCIAL SERV & TECH C 04/21/2016 GoldMoney Inc. 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INDEX ETF CAD UN 09661A 10 8 INVESTMENT FUND C 10/10/2017 BMO MSCI EAFE Val Un BMO MSCI EAFE Value Index ETF 10/10/2017 402500 Q CAD Units UTS Y ZVU BMO MSCI USA VALUE INDEX ETF CAD UN 05584G 10 7 INVESTMENT FUND C 10/10/2017 BMO MSCI USAValue Un BMO MSCI USA Value Index ETF 10/10/2017 401000 Q CAD Units UTS Y ZWA BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN 05573X 10 3 INVESTMENT FUND C 10/26/2011 BMO DJ IndustAvg Un BMO Covered Call Dow Jones Industrial Average Hedged to CAD ETF 10/26/2011 13661000 M CAD units UTS Y ZWB BMO COVERED CALL CANADIAN BANKS ETF UNITS 05560U 10 4 INVESTMENT FUND C 02/02/2011 BMO Coverd CallCdnBk BMO Covered Call Canadian Banks ETF 02/02/2011 95900000 M Units UTS Y ZWC BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN 05591D 10 5 INVESTMENT FUND C 02/08/2017 BMO Cdn HiDivCovCall BMO Canadian High Dividend Covered Call ETF 02/08/2017 18810000 M CAD Units UTS Y ZWE BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN 05580X 10 4 INVESTMENT FUND C 09/08/2015 BMO EU DivCovCal C-H BMO Europe High Dividend Covered Call Hedged to CAD ETF 09/08/2015 48517500 M CAD Units UTS Y ZWH BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN 05579F 10 6 INVESTMENT FUND C 02/13/2014 BMO US HighDivCov Un BMO US High Dividend Covered Call ETF 02/13/2014 33197000 M CAD Units UTS Y ZWH.U BMO US HIGH DIVIDEND COVERED CALL ETF USF UN 05579F 11 4 INVESTMENT FUND C 02/13/2014 BMO US HighDivCov US BMO US High Dividend Covered Call ETF 02/11/2015 2750000 M USD Units UTS Y ZWP BMO EUROPE HIGH DIVIDEND COVERED CALL ETF UN 05585L 10 5 INVESTMENT FUND C 03/06/2018 BMO EU HiDiv CovCall BMO Europe High Dividend Covered Call ETF 03/06/2018 53005000 M CAD Units UTS Y ZWS BMO US HIGH DIV COVERED CALL HEGD-CAD ETF UN 09661N 10 0 INVESTMENT FUND C 03/06/2018 BMO US HiDivCovHg-CA BMO US High Dividend Covered Call Hedged to CAD ETF 03/06/2018 900300 M CAD Units UTS Y ZWU BMO COVERED CALL UTILITIES ETF UNITS 05590N 10 4 INVESTMENT FUND C 10/26/2011 BMO CoverdUtility Un BMO Covered Call Utilities ETF 10/26/2011 54671000 M CAD units UTS Y ZXM 1ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN 31865B 10 4 INVESTMENT FUND C 11/17/2014 1stAst MornIntlMomUn First Asset Morningstar International Momentum Index ETF 11/17/2014 1623902 Q Common Units UTS Y ZXM.B 1ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN 31865B 30 2 INVESTMENT FUND C 11/17/2014 1stAst IntlMomUnhgUn First Asset Morningstar International Momentum Index ETF 11/17/2014 827975 Q Unhedged Common Units UTS Y ZYME ZYMEWORKS INC. 98985W 10 2 BIOPHARMACEUTICAL C 04/28/2017 Zymeworks Inc. Zymeworks Inc. 04/28/2017 1231 25464460 common shares COM N ZZZ SLEEP COUNTRY CANADA HOLDINGS INC. 83125J 10 4 RETAIL STORES C 07/15/2015 Sleep Cntry Cda Hldg Sleep Country Canada Holdings Inc. 07/15/2015 1231 37009179 Q Common Shares COM N